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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.7%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$39.8B
AUM Growth
+$449M
Cap. Flow
+$1.04B
Cap. Flow %
2.62%
Top 10 Hldgs %
18.19%
Holding
3,732
New
211
Increased
1,963
Reduced
1,266
Closed
158

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$75.1M
2
MSFT icon
Microsoft
MSFT
+$27.6M
3
FJUL icon
FT Vest US Equity Buffer ETF July
FJUL
+$26.7M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$25.6M
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$24.5M

Top Sells

Rank Stock Value
1
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$17.1M
2
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$14.7M
3
FCAL icon
First Trust California Municipal High income ETF
FCAL
+$12.6M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$12.3M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Financials 6.15%
3 Consumer Discretionary 5.1%
4 Healthcare 4.93%
5 Communication Services 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSMB icon
1951
First Trust Short Duration Managed Municipal ETF
FSMB
$619M
$962K ﹤0.01%
46,137
-61,005
-57% -$1.28M
AM icon
1952
Antero Midstream
AM
$10.4B
$961K ﹤0.01%
92,232
-11,751
-11% -$115K
EMNT icon
1953
PIMCO Enhanced Short Maturity Active ESG ETF
EMNT
$212M
$961K ﹤0.01%
9,553
+1,350
+16% +$136K
GNW icon
1954
Genworth Financial
GNW
$3.79B
$959K ﹤0.01%
255,841
-55,325
-18% -$197K
AEO icon
1955
American Eagle Outfitters
AEO
$2.98B
$957K ﹤0.01%
+37,099
New +$1.18M
MANT
1956
DELISTED
Mantech International Corp
MANT
$956K ﹤0.01%
12,595
+4,790
+61% +$392K
PNF
1957
DELISTED
PIMCO New York Municipal Income Fund
PNF
$955K ﹤0.01%
76,374
– –
VCV icon
1958
Invesco California Value Municipal Income Trust
VCV
$516M
$954K ﹤0.01%
69,140
+455
+0.7% +$6.4K
PAWZ icon
1959
ProShares Pet Care ETF
PAWZ
$33.7M
$953K ﹤0.01%
12,264
+870
+8% +$71.1K
IDNA icon
1960
iShares Genomics Immunology and Healthcare ETF
IDNA
$190M
$950K ﹤0.01%
18,744
+1,061
+6% +$55.3K
CTXS
1961
DELISTED
Citrix Systems Inc
CTXS
$949K ﹤0.01%
8,842
-318
-3% -$34.3K
AIV
1962
Aimco
AIV
$377M
$948K ﹤0.01%
138,492
+1,000
+0.7% +$6.88K
XTN icon
1963
State Street SPDR S&P Transportation ETF
XTN
$401M
$948K ﹤0.01%
10,957
-1
-0% -$85
BMTC
1964
DELISTED
Bryn Mawr Bank Corp
BMTC
$948K ﹤0.01%
20,647
-559
-3% -$22.6K
NUBD icon
1965
Nuveen ESG US Aggregate Bond ETF
NUBD
$465M
$947K ﹤0.01%
36,629
+14,881
+68% +$389K
RADA
1966
DELISTED
Rada Electronic Industries Ltd
RADA
$947K ﹤0.01%
89,038
+7,388
+9% +$85.2K
NBH
1967
Neuberger Municipal Fund Inc
NBH
$305M
$946K ﹤0.01%
+58,984
New +$959K
USMC icon
1968
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
$3.53B
$946K ﹤0.01%
23,471
+6
+0% +$247
AWAY icon
1969
Amplify Travel Tech ETF
AWAY
$24.9M
$944K ﹤0.01%
33,284
+151
+0.5% +$4.12K
TOL icon
1970
Toll Brothers
TOL
$14.1B
$944K ﹤0.01%
17,076
-965
-5% -$57.1K
TRN icon
1971
Trinity Industries
TRN
$2.95B
$942K ﹤0.01%
34,691
+140
+0.4% +$3.87K
BYRN icon
1972
Byrna Technologies
BYRN
$93.7M
$940K ﹤0.01%
43,007
+5,499
+15% +$136K
EXPO icon
1973
Exponent
EXPO
$3.04B
$940K ﹤0.01%
8,314
+11
+0.1% +$1.19K
CLNE icon
1974
Clean Energy Fuels
CLNE
$432M
$939K ﹤0.01%
115,312
+2,691
+2% +$21.4K
NKLA
1975
DELISTED
Nikola Corporation Common Stock
NKLA
$939K ﹤0.01%
2,935
-502
-15% -$176K
77 78
79
80 81

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Commonwealth Equity Services's Q3 2021 Portfolio in Review

As of Q3 2021, Commonwealth Equity Services held 3,732 positions worth $39.8B, up 1.1% from $39.4B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Commonwealth Equity Services's Q3 2021 filing shows 211 new, 1,963 increased, 1,266 reduced and 158 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M. The largest sale was FT Vest US Equity Buffer ETF November, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Commonwealth Equity Services's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M.
  • Commonwealth Equity Services added most to UnitedHealth in Q3 2021, an estimated $75.1M increase.
  • Commonwealth Equity Services's biggest Q3 2021 reduction was FT Vest US Equity Buffer ETF November, cutting an estimated $17.1M.
  • Commonwealth Equity Services fully exited Maxim Integrated Products in Q3 2021, selling an estimated $5.14M.
  • Commonwealth Equity Services's ten largest holdings make up 18% of its $39.8B portfolio in Q3 2021.
  • Commonwealth Equity Services opened 211 new positions and closed 158 in Q3 2021.
  • Commonwealth Equity Services's portfolio value rose 1.1% quarter-over-quarter to $39.8B.

Based on Commonwealth Equity Services's 13F filing for Q3 2021, filed 29 Oct 2021.