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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
+4.62%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$10.6B
AUM Growth
+$1.06B
Cap. Flow
+$692M
Cap. Flow %
6.55%
Top 10 Hldgs %
18.75%
Holding
2,309
New
166
Increased
1,157
Reduced
777
Closed
115

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$26.9M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$24.3M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$22.6M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$20.3M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$17.1M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$23.3M
2
NUAN
Nuance Communications, Inc.
NUAN
+$10.3M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$5.33M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$4.25M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$3.98M

Sector Composition

Rank Sector Weight
1 Financials 6.62%
2 Healthcare 6.21%
3 Technology 5.83%
4 Consumer Staples 5.41%
5 Industrials 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTS
1951
DELISTED
HATTERAS FINANCIAL CORP
HTS
$152K ﹤0.01%
11,570
-2,302
-17% -$33.2K
ZINC
1952
DELISTED
HORSEHEAD HLDG CORP COM STK (DE)
ZINC
$152K ﹤0.01%
74,113
-1,150
-2% -$3.19K
BDSI
1953
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$152K ﹤0.01%
31,700
+5,000
+19% +$28.3K
SPE
1954
Special Opportunities Fund
SPE
$140M
$151K ﹤0.01%
11,994
-3,419
-22% -$46.4K
EMD
1955
Western Asset Emerging Markets Debt Fund
EMD
$609M
$150K ﹤0.01%
+10,943
New +$154K
MFL
1956
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$150K ﹤0.01%
10,316
+4
+0% +$57
NZH
1957
DELISTED
Nuveen Calif Div
NZH
$150K ﹤0.01%
+10,600
New +$145K
ALOT icon
1958
AstroNova
ALOT
$223M
$149K ﹤0.01%
10,310
– –
EWS icon
1959
iShares MSCI Singapore ETF
EWS
$1.01B
$149K ﹤0.01%
7,248
-6,122
-46% -$132K
NSSC icon
1960
Napco Security Technologies
NSSC
$1.28B
$149K ﹤0.01%
50,440
-16,000
-24% -$49.7K
RITM icon
1961
Rithm Capital
RITM
$5.09B
$149K ﹤0.01%
12,257
-41
-0.3% -$506
BPFH
1962
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
$149K ﹤0.01%
13,109
-9,000
-41% -$105K
MSD
1963
Morgan Stanley Emerging Markets Debt Fund
MSD
$147M
$148K ﹤0.01%
17,307
-5,311
-23% -$45.9K
FEO
1964
DELISTED
First Trust/abrdn Emerging Opportunity Fund
FEO
$148K ﹤0.01%
+11,326
New +$155K
JMI
1965
DELISTED
JAVELIN MTG INVESTMENT CORP COM
JMI
$148K ﹤0.01%
23,678
-10,947
-32% -$68.8K
WEA
1966
Western Asset Premier Bond Fund
WEA
$123M
$147K ﹤0.01%
12,060
-2,275
-16% -$28.7K
VMM
1967
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
$146K ﹤0.01%
+10,926
New +$144K
DSU icon
1968
BlackRock Debt Strategies Fund
DSU
$591M
$142K ﹤0.01%
14,054
-7,817
-36% -$79.3K
ADXS
1969
DELISTED
Advaxis Inc
ADXS
$142K ﹤0.01%
943
-56
-6% -$9.62K
JMF
1970
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$142K ﹤0.01%
12,775
-3,221
-20% -$39.6K
TRR
1971
DELISTED
Trc Companies
TRR
$142K ﹤0.01%
+15,314
New +$162K
MAV
1972
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$141K ﹤0.01%
10,595
+147
+1% +$1.96K
TCPC icon
1973
BlackRock TCP Capital
TCPC
$265M
$141K ﹤0.01%
10,102
+39
+0.4% +$572
GNW icon
1974
Genworth Financial
GNW
$3.8B
$140K ﹤0.01%
37,448
-6,455
-15% -$29.9K
EWT icon
1975
iShares MSCI Taiwan ETF
EWT
$10B
$139K ﹤0.01%
5,432
-396
-7% -$10.8K
77 78
79
80 81

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Commonwealth Equity Services's Q4 2015 Portfolio in Review

As of Q4 2015, Commonwealth Equity Services held 2,309 positions worth $10.6B, up 11% from $9.5B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Commonwealth Equity Services deployed $692M of net new capital in Q4 2015, opening 166 new positions and adding to 1,157 existing holdings. Its largest new stake was Alphabet (Google) Class A: 726,260 shares worth $28.3M.

By sector, the portfolio is most concentrated in Financials at 6.6% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $23.3M trimmed.

  • Commonwealth Equity Services's largest Q4 2015 buy was Alphabet (Google) Class A: 726,260 shares worth $28.3M.
  • Commonwealth Equity Services added most to iShares Russell 1000 Value ETF in Q4 2015, an estimated $24.3M increase.
  • Commonwealth Equity Services's biggest Q4 2015 reduction was Alphabet (Google) Class C, cutting an estimated $23.3M.
  • Commonwealth Equity Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $3.19M.
  • Commonwealth Equity Services's ten largest holdings make up 19% of its $10.6B portfolio in Q4 2015.
  • Commonwealth Equity Services opened 166 new positions and closed 115 in Q4 2015.
  • Commonwealth Equity Services's portfolio value rose 11% quarter-over-quarter to $10.6B.

Based on Commonwealth Equity Services's 13F filing for Q4 2015, filed 19 Jan 2016.