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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.83%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$8.23B
AUM Growth
+$10.9M
Cap. Flow
+$125M
Cap. Flow %
1.52%
Top 10 Hldgs %
18.82%
Holding
2,193
New
132
Increased
1,172
Reduced
675
Closed
101

Top Buys

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$20.9M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$14.2M
3
KRG icon
Kite Realty
KRG
+$13.3M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$11.9M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$8.98M

Top Sells

Rank Stock Value
1
FSK icon
FS KKR Capital
FSK
+$139M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$12.2M
3
QCOR
QUESTCOR PHARMA INC
QCOR
+$11.9M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$8.66M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$6M

Sector Composition

Rank Sector Weight
1 Financials 7.51%
2 Energy 6.79%
3 Technology 6.62%
4 Healthcare 5.63%
5 Consumer Staples 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDT
1951
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$104K ﹤0.01%
25,052
+2,506
+11% +$14.1K
PCK
1952
DELISTED
Pimco California Municipal Income Fund II
PCK
$103K ﹤0.01%
11,206
– –
MFV
1953
DELISTED
MFS SPECIAL VALUE TRUST
MFV
$103K ﹤0.01%
13,540
+42
+0.3% +$323
FSNN
1954
DELISTED
Fusion Connect, Inc. Common Stock
FSNN
$103K ﹤0.01%
18,869
– –
PHF
1955
DELISTED
Pacholder High Yield
PHF
$103K ﹤0.01%
13,143
+55
+0.4% +$467
GALT icon
1956
Galectin Therapeutics
GALT
$229M
$101K ﹤0.01%
20,061
+3,000
+18% +$23.4K
DSCI
1957
DELISTED
Derma Sciences, Inc. Common Stock (DE)
DSCI
$101K ﹤0.01%
12,106
+2,000
+20% +$18.5K
VVR icon
1958
Invesco Senior Income Trust
VVR
$456M
$100K ﹤0.01%
21,054
-873
-4% -$4.24K
MHY
1959
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$100K ﹤0.01%
18,145
-3,368
-16% -$18.9K
ARRY
1960
DELISTED
Array Biopharma Inc
ARRY
$99K ﹤0.01%
27,850
+17,300
+164% +$68.2K
GHI
1961
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
$98K ﹤0.01%
+10,137
New +$102K
EGIO
1962
DELISTED
Edgio, Inc. Common Stock
EGIO
$97K ﹤0.01%
1,042
– –
ZNGA
1963
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$97K ﹤0.01%
35,817
+3,250
+10% +$9.73K
MWA icon
1964
Mueller Water Products
MWA
$3.92B
$96K ﹤0.01%
11,575
-593
-5% -$5.14K
SAND
1965
DELISTED
Sandstorm Gold
SAND
$96K ﹤0.01%
+22,277
New +$133K
SGL
1966
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$96K ﹤0.01%
+10,881
New +$99.2K
LF
1967
DELISTED
LEAPFROG ENTERPRISES INC.
LF
$96K ﹤0.01%
15,992
-495
-3% -$3.32K
FMNB icon
1968
Farmers National Banc Corp
FMNB
$899M
$95K ﹤0.01%
+11,940
New +$91.8K
CBNJ
1969
DELISTED
CAPE BANCORP, INC COM
CBNJ
$94K ﹤0.01%
10,000
– –
GST
1970
DELISTED
Gastar Exploration Inc.
GST
$93K ﹤0.01%
+15,800
New +$116K
RBBN icon
1971
Ribbon Communications
RBBN
$354M
$92K ﹤0.01%
5,407
– –
ARNA
1972
DELISTED
Arena Pharmaceuticals Inc
ARNA
$91K ﹤0.01%
2,169
+110
+5% +$4.91K
NEO icon
1973
NeoGenomics
NEO
$1.81B
$89K ﹤0.01%
17,000
– –
KMI.WS
1974
DELISTED
Kinder Morgan Inc
KMI.WS
$89K ﹤0.01%
24,440
-1,921
-7% -$6.47K
HIO
1975
Western Asset High Income Opportunity Fund
HIO
$335M
$87K ﹤0.01%
14,960
+1,455
+11% +$8.63K
77 78
79
80 81

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Commonwealth Equity Services's Q3 2014 Portfolio in Review

As of Q3 2014, Commonwealth Equity Services held 2,193 positions worth $8.23B, up 0.13% from $8.22B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Commonwealth Equity Services's Q3 2014 filing shows 132 new, 1,172 increased, 675 reduced and 101 closed positions. Its largest new stake was Direxion Daily Developed Markets Bear 3x Shares: 131,588 shares worth $4.33M. The largest sale was FS KKR Capital, an estimated $139M.

By sector, the portfolio is most concentrated in Financials at 7.5% of assets, down from 8.8% a quarter earlier, followed by Energy and Technology.

  • Commonwealth Equity Services's largest Q3 2014 buy was Direxion Daily Developed Markets Bear 3x Shares: 131,588 shares worth $4.33M.
  • Commonwealth Equity Services added most to Vanguard FTSE Developed Markets ETF in Q3 2014, an estimated $20.9M increase.
  • Commonwealth Equity Services's biggest Q3 2014 reduction was FS KKR Capital, cutting an estimated $139M.
  • Commonwealth Equity Services fully exited QUESTCOR PHARMA INC in Q3 2014, selling an estimated $11.9M.
  • Commonwealth Equity Services's ten largest holdings make up 19% of its $8.23B portfolio in Q3 2014.
  • Commonwealth Equity Services opened 132 new positions and closed 101 in Q3 2014.
  • Commonwealth Equity Services's portfolio value rose 0.13% quarter-over-quarter to $8.23B.

Based on Commonwealth Equity Services's 13F filing for Q3 2014, filed 17 Oct 2014.