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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.83%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$8.23B
AUM Growth
+$10.9M
Cap. Flow
+$125M
Cap. Flow %
1.52%
Top 10 Hldgs %
18.82%
Holding
2,193
New
132
Increased
1,172
Reduced
675
Closed
101

Top Buys

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$20.9M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$14.2M
3
KRG icon
Kite Realty
KRG
+$13.3M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$11.9M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$8.98M

Top Sells

Rank Stock Value
1
FSK icon
FS KKR Capital
FSK
+$139M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$12.2M
3
QCOR
QUESTCOR PHARMA INC
QCOR
+$11.9M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$8.66M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$6M

Sector Composition

Rank Sector Weight
1 Financials 7.51%
2 Energy 6.79%
3 Technology 6.62%
4 Healthcare 5.63%
5 Consumer Staples 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HL icon
1901
Hecla Mining
HL
$10.2B
$151K ﹤0.01%
60,718
+7,754
+15% +$24.3K
IQI icon
1902
Invesco Quality Municipal Securities
IQI
$526M
$151K ﹤0.01%
+12,469
New +$151K
SWBI icon
1903
Smith & Wesson
SWBI
$655M
$151K ﹤0.01%
20,778
+2,866
+16% +$26.7K
MHE
1904
DELISTED
BlackRock Massachusetts Tax-Exempt Trust
MHE
$149K ﹤0.01%
10,584
-218
-2% -$3.02K
ADAM
1905
Adamas Trust
ADAM
$777M
$148K ﹤0.01%
5,102
+233
+5% +$7.25K
SPXX icon
1906
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$331M
$148K ﹤0.01%
+10,555
New +$152K
RFMD
1907
DELISTED
RF MICRO DEVICES INC
RFMD
$147K ﹤0.01%
12,722
– –
ABEV icon
1908
Ambev
ABEV
$47.3B
$146K ﹤0.01%
22,356
+8,264
+59% +$58.2K
MHF
1909
Western Asset Municipal High Income Fund
MHF
$151M
$146K ﹤0.01%
20,170
+1,884
+10% +$14K
NAD icon
1910
Nuveen Quality Municipal Income Fund
NAD
$2.71B
$145K ﹤0.01%
+10,458
New +$145K
PFBX
1911
DELISTED
Peoples Financial Corp/MS
PFBX
$144K ﹤0.01%
10,848
– –
ALU
1912
DELISTED
Alcatel-Lucent
ALU
$143K ﹤0.01%
47,301
+907
+2% +$3.09K
CY
1913
DELISTED
Cypress Semiconductor
CY
$143K ﹤0.01%
14,502
+1,066
+8% +$11.2K
PFLT icon
1914
PennantPark Floating Rate Capital
PFLT
$681M
$142K ﹤0.01%
+10,301
New +$145K
AF
1915
DELISTED
Astoria Financial Corporation
AF
$142K ﹤0.01%
11,440
+4
+0% +$52
BPFH
1916
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
$140K ﹤0.01%
11,263
-320
-3% -$4.04K
GLO
1917
Clough Global Opportunities Fund
GLO
$249M
$139K ﹤0.01%
11,670
+1,299
+13% +$16.4K
PHD
1918
DELISTED
Pioneer Floating Rate Fund
PHD
$139K ﹤0.01%
11,839
-6,100
-34% -$74.4K
INB
1919
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$138K ﹤0.01%
11,152
+824
+8% +$10.5K
OHAI
1920
DELISTED
OHA Investment Corporation
OHAI
$138K ﹤0.01%
22,313
+2,545
+13% +$16.2K
BBVA icon
1921
Banco Bilbao Vizcaya Argentaria
BBVA
$144B
$137K ﹤0.01%
12,004
+121
+1% +$1.41K
MRCY icon
1922
Mercury Systems
MRCY
$6.2B
$137K ﹤0.01%
+12,439
New +$140K
NIM icon
1923
Nuveen Select Maturities Municipal Fund
NIM
$117M
$137K ﹤0.01%
13,056
+54
+0.4% +$560
ALOT icon
1924
AstroNova
ALOT
$223M
$136K ﹤0.01%
10,310
– –
MUFG icon
1925
Mitsubishi UFJ Financial
MUFG
$258B
$134K ﹤0.01%
+23,854
New +$139K
75 76
77
78 79

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Commonwealth Equity Services's Q3 2014 Portfolio in Review

As of Q3 2014, Commonwealth Equity Services held 2,193 positions worth $8.23B, up 0.13% from $8.22B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Commonwealth Equity Services's Q3 2014 filing shows 132 new, 1,172 increased, 675 reduced and 101 closed positions. Its largest new stake was Direxion Daily Developed Markets Bear 3x Shares: 131,588 shares worth $4.33M. The largest sale was FS KKR Capital, an estimated $139M.

By sector, the portfolio is most concentrated in Financials at 7.5% of assets, down from 8.8% a quarter earlier, followed by Energy and Technology.

  • Commonwealth Equity Services's largest Q3 2014 buy was Direxion Daily Developed Markets Bear 3x Shares: 131,588 shares worth $4.33M.
  • Commonwealth Equity Services added most to Vanguard FTSE Developed Markets ETF in Q3 2014, an estimated $20.9M increase.
  • Commonwealth Equity Services's biggest Q3 2014 reduction was FS KKR Capital, cutting an estimated $139M.
  • Commonwealth Equity Services fully exited QUESTCOR PHARMA INC in Q3 2014, selling an estimated $11.9M.
  • Commonwealth Equity Services's ten largest holdings make up 19% of its $8.23B portfolio in Q3 2014.
  • Commonwealth Equity Services opened 132 new positions and closed 101 in Q3 2014.
  • Commonwealth Equity Services's portfolio value rose 0.13% quarter-over-quarter to $8.23B.

Based on Commonwealth Equity Services's 13F filing for Q3 2014, filed 17 Oct 2014.