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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.7%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$39.8B
AUM Growth
+$449M
Cap. Flow
+$1.04B
Cap. Flow %
2.62%
Top 10 Hldgs %
18.19%
Holding
3,732
New
211
Increased
1,963
Reduced
1,266
Closed
158

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$75.1M
2
MSFT icon
Microsoft
MSFT
+$27.6M
3
FJUL icon
FT Vest US Equity Buffer ETF July
FJUL
+$26.7M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$25.6M
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$24.5M

Top Sells

Rank Stock Value
1
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$17.1M
2
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$14.7M
3
FCAL icon
First Trust California Municipal High income ETF
FCAL
+$12.6M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$12.3M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Financials 6.15%
3 Consumer Discretionary 5.1%
4 Healthcare 4.93%
5 Communication Services 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WASH icon
1876
Washington Trust Bancorp
WASH
$736M
$1.06M ﹤0.01%
20,111
+2,692
+15% +$137K
EVBN
1877
DELISTED
Evans Bancorp Inc
EVBN
$1.06M ﹤0.01%
27,787
-6,000
-18% -$231K
DVAX
1878
DELISTED
Dynavax Technologies
DVAX
$1.06M ﹤0.01%
55,380
+4,416
+9% +$58.6K
GSL icon
1879
Global Ship Lease
GSL
$1.55B
$1.06M ﹤0.01%
+44,857
New +$899K
FCTR icon
1880
First Trust Lunt US Factor Rotation ETF
FCTR
$53.9M
$1.06M ﹤0.01%
+31,251
New +$1.11M
FDM icon
1881
First Trust Dow Jones Select MicroCap Index Fund
FDM
$262M
$1.06M ﹤0.01%
17,724
-946
-5% -$56.8K
SBRA icon
1882
Sabra Healthcare REIT
SBRA
$5.65B
$1.06M ﹤0.01%
72,152
-3,826
-5% -$64.6K
DCO icon
1883
Ducommun
DCO
$2.77B
$1.06M ﹤0.01%
21,039
+15
+0.1% +$787
TDVG icon
1884
T. Rowe Price Dividend Growth ETF
TDVG
$1.42B
$1.06M ﹤0.01%
33,283
+12,006
+56% +$393K
IEP icon
1885
Icahn Enterprises
IEP
$5.19B
$1.06M ﹤0.01%
21,149
-992
-4% -$54.8K
BLE
1886
DELISTED
BlackRock Municipal Income Trust II
BLE
$1.05M ﹤0.01%
69,602
+7,317
+12% +$116K
BLCN
1887
DELISTED
Siren ETF Trust Siren NexGen Economy ETF
BLCN
$1.05M ﹤0.01%
23,586
+354
+2% +$16.5K
FMC icon
1888
FMC
FMC
$1.39B
$1.05M ﹤0.01%
11,491
+4,299
+60% +$424K
IPO icon
1889
Renaissance IPO ETF
IPO
$157M
$1.05M ﹤0.01%
16,358
-1,686
-9% -$110K
PFSI icon
1890
PennyMac Financial
PFSI
$4.39B
$1.05M ﹤0.01%
17,188
+2,859
+20% +$182K
WRB icon
1891
W.R. Berkley
WRB
$28.1B
$1.05M ﹤0.01%
32,274
+1,874
+6% +$61.8K
PID icon
1892
Invesco International Dividend Achievers ETF
PID
$919M
$1.04M ﹤0.01%
59,530
-51
-0.1% -$907
SBR
1893
Sabine Royalty Trust
SBR
$1.06B
$1.04M ﹤0.01%
24,400
-3,253
-12% -$129K
MASI
1894
DELISTED
Masimo
MASI
$1.04M ﹤0.01%
3,855
-275
-7% -$74.6K
QABA icon
1895
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$92.3M
$1.04M ﹤0.01%
18,547
+727
+4% +$39.3K
STM icon
1896
STMicroelectronics
STM
$47.7B
$1.04M ﹤0.01%
23,873
-138
-0.6% -$5.82K
TDV icon
1897
ProShares S&P Technology Dividend Aristocrats ETF
TDV
$267M
$1.04M ﹤0.01%
17,418
+9,707
+126% +$591K
SSD icon
1898
Simpson Manufacturing
SSD
$7.95B
$1.04M ﹤0.01%
9,727
-89
-0.9% -$9.85K
VIAV icon
1899
Viavi Solutions
VIAV
$9.41B
$1.04M ﹤0.01%
66,015
+1,091
+2% +$17.9K
CII icon
1900
BlackRock Enhanced Captial and Income Fund
CII
$984M
$1.04M ﹤0.01%
51,434
+982
+2% +$20.7K
74 75
76
77 78

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Commonwealth Equity Services's Q3 2021 Portfolio in Review

As of Q3 2021, Commonwealth Equity Services held 3,732 positions worth $39.8B, up 1.1% from $39.4B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Commonwealth Equity Services's Q3 2021 filing shows 211 new, 1,963 increased, 1,266 reduced and 158 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M. The largest sale was FT Vest US Equity Buffer ETF November, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Commonwealth Equity Services's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M.
  • Commonwealth Equity Services added most to UnitedHealth in Q3 2021, an estimated $75.1M increase.
  • Commonwealth Equity Services's biggest Q3 2021 reduction was FT Vest US Equity Buffer ETF November, cutting an estimated $17.1M.
  • Commonwealth Equity Services fully exited Maxim Integrated Products in Q3 2021, selling an estimated $5.14M.
  • Commonwealth Equity Services's ten largest holdings make up 18% of its $39.8B portfolio in Q3 2021.
  • Commonwealth Equity Services opened 211 new positions and closed 158 in Q3 2021.
  • Commonwealth Equity Services's portfolio value rose 1.1% quarter-over-quarter to $39.8B.

Based on Commonwealth Equity Services's 13F filing for Q3 2021, filed 29 Oct 2021.