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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.83%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$8.23B
AUM Growth
+$10.9M
Cap. Flow
+$125M
Cap. Flow %
1.52%
Top 10 Hldgs %
18.82%
Holding
2,193
New
132
Increased
1,172
Reduced
675
Closed
101

Top Buys

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$20.9M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$14.2M
3
KRG icon
Kite Realty
KRG
+$13.3M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$11.9M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$8.98M

Top Sells

Rank Stock Value
1
FSK icon
FS KKR Capital
FSK
+$139M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$12.2M
3
QCOR
QUESTCOR PHARMA INC
QCOR
+$11.9M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$8.66M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$6M

Sector Composition

Rank Sector Weight
1 Financials 7.51%
2 Energy 6.79%
3 Technology 6.62%
4 Healthcare 5.63%
5 Consumer Staples 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCF
1876
DELISTED
BLACKROCK REAL ASSET EQUITY TRUST
BCF
$168K ﹤0.01%
19,793
+5,010
+34% +$46K
PER
1877
DELISTED
SANDRIDGE PERMIAN TRUST
PER
$167K ﹤0.01%
17,235
+1,745
+11% +$20.5K
ATRS
1878
DELISTED
Antares Pharma, Inc.
ATRS
$165K ﹤0.01%
90,150
+10,750
+14% +$23.4K
MCI
1879
Barings Corporate Investors
MCI
$340M
$162K ﹤0.01%
+10,532
New +$162K
EAD
1880
Allspring Income Opportunities Fund
EAD
$372M
$161K ﹤0.01%
17,795
-173
-1% -$1.6K
MVT
1881
DELISTED
BlackRock MuniVest Fund II
MVT
$161K ﹤0.01%
10,229
+117
+1% +$1.81K
KHI
1882
DELISTED
Deutsche High Income Trust
KHI
$161K ﹤0.01%
18,056
-1,422
-7% -$13K
VMM
1883
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
$160K ﹤0.01%
11,851
+500
+4% +$6.89K
RSO
1884
DELISTED
Resource Capital Corp.
RSO
$160K ﹤0.01%
8,238
+430
+6% +$9.31K
HIMX
1885
Himax Technologies
HIMX
$2.2B
$158K ﹤0.01%
15,614
-1,496
-9% -$11.3K
PBR.A icon
1886
Petrobras Class A
PBR.A
$107B
$157K ﹤0.01%
10,539
-9
-0.1% -$160
VALE.P
1887
DELISTED
Vale S A
VALE.P
$157K ﹤0.01%
16,136
-1,000
-6% -$11.9K
NQP
1888
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$156K ﹤0.01%
11,466
+27
+0.2% +$371
VMO icon
1889
Invesco Municipal Opportunity Trust
VMO
$647M
$155K ﹤0.01%
12,331
+68
+0.6% +$846
NHS
1890
Neuberger High Yield Strategies Fund Inc
NHS
$252M
$154K ﹤0.01%
11,894
+26
+0.2% +$348
MT icon
1891
ArcelorMittal
MT
$50.4B
$153K ﹤0.01%
+4,889
New +$162K
NWBI icon
1892
Northwest Bancshares
NWBI
$2.25B
$153K ﹤0.01%
12,623
-1,251
-9% -$15.8K
CCA
1893
DELISTED
MFS California Municipal Fund
CCA
$153K ﹤0.01%
14,157
– –
CWCO icon
1894
Consolidated Water Co
CWCO
$469M
$152K ﹤0.01%
12,992
+79
+0.6% +$909
MAV
1895
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$152K ﹤0.01%
+10,019
New +$151K
NAC icon
1896
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
$152K ﹤0.01%
10,664
-70
-0.7% -$983
HTY
1897
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$152K ﹤0.01%
12,323
+948
+8% +$11.9K
NQM
1898
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
$152K ﹤0.01%
10,214
– –
BNA
1899
DELISTED
BLACKROCK INCOME OPPORTUNITY TRUST INC
BNA
$152K ﹤0.01%
14,683
-111
-0.8% -$1.16K
ABR icon
1900
Arbor Realty Trust
ABR
$960M
$151K ﹤0.01%
22,342
+123
+0.6% +$853
74 75
76
77 78

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Commonwealth Equity Services's Q3 2014 Portfolio in Review

As of Q3 2014, Commonwealth Equity Services held 2,193 positions worth $8.23B, up 0.13% from $8.22B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Commonwealth Equity Services's Q3 2014 filing shows 132 new, 1,172 increased, 675 reduced and 101 closed positions. Its largest new stake was Direxion Daily Developed Markets Bear 3x Shares: 131,588 shares worth $4.33M. The largest sale was FS KKR Capital, an estimated $139M.

By sector, the portfolio is most concentrated in Financials at 7.5% of assets, down from 8.8% a quarter earlier, followed by Energy and Technology.

  • Commonwealth Equity Services's largest Q3 2014 buy was Direxion Daily Developed Markets Bear 3x Shares: 131,588 shares worth $4.33M.
  • Commonwealth Equity Services added most to Vanguard FTSE Developed Markets ETF in Q3 2014, an estimated $20.9M increase.
  • Commonwealth Equity Services's biggest Q3 2014 reduction was FS KKR Capital, cutting an estimated $139M.
  • Commonwealth Equity Services fully exited QUESTCOR PHARMA INC in Q3 2014, selling an estimated $11.9M.
  • Commonwealth Equity Services's ten largest holdings make up 19% of its $8.23B portfolio in Q3 2014.
  • Commonwealth Equity Services opened 132 new positions and closed 101 in Q3 2014.
  • Commonwealth Equity Services's portfolio value rose 0.13% quarter-over-quarter to $8.23B.

Based on Commonwealth Equity Services's 13F filing for Q3 2014, filed 17 Oct 2014.