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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
+4.54%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$6.16B
AUM Growth
+$489M
Cap. Flow
+$278M
Cap. Flow %
4.52%
Top 10 Hldgs %
17.25%
Holding
1,983
New
161
Increased
959
Reduced
669
Closed
110

Sector Composition

Rank Sector Weight
1 Energy 7.3%
2 Technology 6.27%
3 Healthcare 5.6%
4 Financials 5.42%
5 Consumer Staples 5.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
HTM
1851
DELISTED
U.S. Geothermal Inc.
HTM
$11K ﹤0.01%
+4,200
New +$11.6K
TLR
1852
DELISTED
TIMBERLINE RES COR COM NEW (DE)
TLR
$11K ﹤0.01%
4,417
+750
+20% +$2.02K
IDN icon
1853
Intellicheck
IDN
$73.5M
$6K ﹤0.01%
1,359
DCTH
1854
DELISTED
Delcath Systems Inc
DCTH
$5K ﹤0.01%
64
-27
-30% -$2.52K
CMFO
1855
DELISTED
China Marine Food Group Limited Common Stock
CMFO
$4K ﹤0.01%
11,100
ZNB
1856
Zeta Network Group
ZNB
$500K
0
-$48K
AVA icon
1857
Avista
AVA
$3.49B
-7,869
Closed -$213K
AXS icon
1858
AXIS Capital
AXS
$8.57B
-4,689
Closed -$215K
BLV icon
1859
Vanguard Long-Term Bond ETF
BLV
$5.77B
-2,806
Closed -$239K
BTA
1860
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
-10,933
Closed -$124K
CHRD icon
1861
Chord Energy
CHRD
$7.81B
-6,974
Closed -$271K
CHRW icon
1862
C.H. Robinson
CHRW
$22.3B
-5,144
Closed -$290K
CLDT
1863
Chatham Lodging
CLDT
$633M
-22,783
Closed -$391K
CSM icon
1864
ProShares Large Cap Core Plus
CSM
$511M
-11,836
Closed -$225K
DOG
1865
ProShares Short Dow30
DOG
$96.5M
-22,135
Closed -$2.62M
EFZ icon
1866
ProShares Trust Short MSCI EAFE
EFZ
$12.3M
-4,178
Closed -$332K
EVN
1867
Eaton Vance Municipal Income Trust
EVN
$425M
-18,300
Closed -$225K
EVR icon
1868
Evercore
EVR
$13.2B
-5,741
Closed -$226K
EWU icon
1869
iShares MSCI United Kingdom ETF
EWU
$4.05B
-39,735
Closed -$1.4M
FRI icon
1870
First Trust S&P REIT Index Fund
FRI
$195M
-15,101
Closed -$281K
FXZ icon
1871
First Trust Materials AlphaDEX Fund
FXZ
$380M
-7,785
Closed -$207K
GDXJ icon
1872
VanEck Junior Gold Miners ETF
GDXJ
$7.14B
-3,602
Closed -$132K
HUN icon
1873
Huntsman Corp
HUN
$2.25B
-12,282
Closed -$203K
HYLS icon
1874
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
-4,140
Closed -$206K
HYMB icon
1875
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.07B
-8,014
Closed -$216K

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Commonwealth Equity Services's Q3 2013 Portfolio in Review

As of Q3 2013, Commonwealth Equity Services held 1,983 positions worth $6.16B, up 8.6% from $5.67B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Commonwealth Equity Services deployed $278M of net new capital in Q3 2013, opening 161 new positions and adding to 959 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 2,096,223 shares worth $25.7M.

By sector, the portfolio is most concentrated in Energy at 7.3% of assets, down from 7.6% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $14.8M trimmed.

  • Commonwealth Equity Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 2,096,223 shares worth $25.7M.
  • Commonwealth Equity Services added most to iShares Russell 1000 Value ETF in Q3 2013, an estimated $18.2M increase.
  • Commonwealth Equity Services's biggest Q3 2013 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $14.8M.
  • Commonwealth Equity Services fully exited Sandy Spring Bancorp Inc in Q3 2013, selling an estimated $4.36M.
  • Commonwealth Equity Services's ten largest holdings make up 17% of its $6.16B portfolio in Q3 2013.
  • Commonwealth Equity Services opened 161 new positions and closed 110 in Q3 2013.
  • Commonwealth Equity Services's portfolio value rose 8.6% quarter-over-quarter to $6.16B.

Based on Commonwealth Equity Services's 13F filing for Q3 2013, filed 4 Nov 2013.