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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.83%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$8.23B
AUM Growth
+$10.9M
Cap. Flow
+$125M
Cap. Flow %
1.52%
Top 10 Hldgs %
18.82%
Holding
2,193
New
132
Increased
1,172
Reduced
675
Closed
101

Top Buys

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$20.9M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$14.2M
3
KRG icon
Kite Realty
KRG
+$13.3M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$11.9M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$8.98M

Top Sells

Rank Stock Value
1
FSK icon
FS KKR Capital
FSK
+$139M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$12.2M
3
QCOR
QUESTCOR PHARMA INC
QCOR
+$11.9M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$8.66M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$6M

Sector Composition

Rank Sector Weight
1 Financials 7.51%
2 Energy 6.79%
3 Technology 6.62%
4 Healthcare 5.63%
5 Consumer Staples 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WOR icon
1826
Worthington Enterprises
WOR
$2.76B
$204K ﹤0.01%
8,903
-39
-0.4% -$970
CARO
1827
DELISTED
Carolina Financial Corp.
CARO
$204K ﹤0.01%
+18,396
New +$190K
INY
1828
DELISTED
SPDR NUVEEN BARCLAYS N Y MUN BD ETF
INY
$204K ﹤0.01%
+8,774
New +$202K
TECK icon
1829
Teck Resources
TECK
$29.5B
$203K ﹤0.01%
10,751
+109
+1% +$2.48K
SPXL icon
1830
Direxion Daily S&P 500 Bull 3x ETF
SPXL
$6.58B
$202K ﹤0.01%
10,424
-2,504
-19% -$48.8K
SSL icon
1831
Sasol
SSL
$7.58B
$201K ﹤0.01%
+3,690
New +$214K
TLTE icon
1832
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
$334M
$201K ﹤0.01%
+3,849
New +$213K
VGM icon
1833
Invesco Trust Investment Grade Municipals
VGM
$549M
$201K ﹤0.01%
15,317
+2
+0% +$26
IPHI
1834
DELISTED
INPHI CORPORATION
IPHI
$201K ﹤0.01%
+14,000
New +$204K
PGN
1835
DELISTED
PARAGON OFFSHORE PLC (GBR)
PGN
$201K ﹤0.01%
+32,666
New +$273K
ATML
1836
DELISTED
ATMEL CORP
ATML
$199K ﹤0.01%
24,690
+1,023
+4% +$8.85K
JGT
1837
DELISTED
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
$199K ﹤0.01%
+18,655
New +$209K
BKT icon
1838
BlackRock Income Trust
BKT
$330M
$197K ﹤0.01%
10,327
-722
-7% -$14K
GRX
1839
Gabelli Healthcare & Wellness Trust
GRX
$141M
$197K ﹤0.01%
19,929
+4,801
+32% +$48.6K
MPV
1840
Barings Participation Investors
MPV
$168M
$197K ﹤0.01%
14,496
+1,983
+16% +$26.6K
NSSC icon
1841
Napco Security Technologies
NSSC
$1.28B
$197K ﹤0.01%
84,000
– –
CTT
1842
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$196K ﹤0.01%
17,882
-8,767
-33% -$105K
NXQ
1843
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$196K ﹤0.01%
14,786
+389
+3% +$5.2K
ARIA
1844
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$196K ﹤0.01%
36,345
-32,950
-48% -$192K
HPS
1845
John Hancock Preferred Income Fund III
HPS
$458M
$195K ﹤0.01%
11,114
-385
-3% -$6.76K
MUI
1846
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$195K ﹤0.01%
13,448
-919
-6% -$13.1K
FCT
1847
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$193K ﹤0.01%
14,199
+2,591
+22% +$35.8K
AYN
1848
DELISTED
Alliance New York Income Fund
AYN
$192K ﹤0.01%
15,294
+6
+0% +$76
KLIC icon
1849
Kulicke & Soffa
KLIC
$5.3B
$191K ﹤0.01%
13,421
+2,311
+21% +$33.1K
TST
1850
DELISTED
TheStreet, Inc.
TST
$191K ﹤0.01%
8,517
– –
72 73
74
75 76

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Commonwealth Equity Services's Q3 2014 Portfolio in Review

As of Q3 2014, Commonwealth Equity Services held 2,193 positions worth $8.23B, up 0.13% from $8.22B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Commonwealth Equity Services's Q3 2014 filing shows 132 new, 1,172 increased, 675 reduced and 101 closed positions. Its largest new stake was Direxion Daily Developed Markets Bear 3x Shares: 131,588 shares worth $4.33M. The largest sale was FS KKR Capital, an estimated $139M.

By sector, the portfolio is most concentrated in Financials at 7.5% of assets, down from 8.8% a quarter earlier, followed by Energy and Technology.

  • Commonwealth Equity Services's largest Q3 2014 buy was Direxion Daily Developed Markets Bear 3x Shares: 131,588 shares worth $4.33M.
  • Commonwealth Equity Services added most to Vanguard FTSE Developed Markets ETF in Q3 2014, an estimated $20.9M increase.
  • Commonwealth Equity Services's biggest Q3 2014 reduction was FS KKR Capital, cutting an estimated $139M.
  • Commonwealth Equity Services fully exited QUESTCOR PHARMA INC in Q3 2014, selling an estimated $11.9M.
  • Commonwealth Equity Services's ten largest holdings make up 19% of its $8.23B portfolio in Q3 2014.
  • Commonwealth Equity Services opened 132 new positions and closed 101 in Q3 2014.
  • Commonwealth Equity Services's portfolio value rose 0.13% quarter-over-quarter to $8.23B.

Based on Commonwealth Equity Services's 13F filing for Q3 2014, filed 17 Oct 2014.