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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.83%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$8.23B
AUM Growth
+$10.9M
Cap. Flow
+$125M
Cap. Flow %
1.52%
Top 10 Hldgs %
18.82%
Holding
2,193
New
132
Increased
1,172
Reduced
675
Closed
101

Top Buys

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$20.9M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$14.2M
3
KRG icon
Kite Realty
KRG
+$13.3M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$11.9M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$8.98M

Top Sells

Rank Stock Value
1
FSK icon
FS KKR Capital
FSK
+$139M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$12.2M
3
QCOR
QUESTCOR PHARMA INC
QCOR
+$11.9M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$8.66M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$6M

Sector Composition

Rank Sector Weight
1 Financials 7.51%
2 Energy 6.79%
3 Technology 6.62%
4 Healthcare 5.63%
5 Consumer Staples 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RZV icon
1801
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$290M
$209K ﹤0.01%
3,571
-3,058
-46% -$190K
RBS.PRQ
1802
DELISTED
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
$209K ﹤0.01%
+8,363
New +$209K
DPO
1803
DELISTED
DOW ENHANCED PREMIUM & INCOME FUND, INC COM
DPO
$209K ﹤0.01%
15,690
-81
-0.5% -$1.09K
DBU
1804
DELISTED
WISDOMTREE GLOBAL EX-US UTILITY FND (DE)
DBU
$209K ﹤0.01%
10,900
+90
+0.8% +$1.81K
BB icon
1805
BlackBerry
BB
$5.01B
$208K ﹤0.01%
20,965
+3,800
+22% +$38.9K
WIW
1806
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$208K ﹤0.01%
17,971
-4,353
-19% -$52.4K
CHS
1807
DELISTED
Chicos FAS, Inc.
CHS
$208K ﹤0.01%
14,086
+62
+0.4% +$978
PIR
1808
DELISTED
Pier 1 Imports, Inc.
PIR
$208K ﹤0.01%
+875
New +$262K
PWE
1809
DELISTED
Penn West Energy Petroleum Ltd
PWE
$208K ﹤0.01%
30,810
-2,332
-7% -$18.4K
CCG
1810
DELISTED
CAMPUS CREST COMMUNITIES INC COM STK (MD)
CCG
$208K ﹤0.01%
32,545
+19,645
+152% +$159K
RVTY icon
1811
Revvity
RVTY
$12.3B
$207K ﹤0.01%
+4,742
New +$216K
VIVS
1812
VivoSim Labs
VIVS
$1.46M
$207K ﹤0.01%
135
– –
DHG
1813
DELISTED
Deutsche High Incm Opportunities
DHG
$207K ﹤0.01%
14,145
+701
+5% +$10.3K
DWRE
1814
DELISTED
DEMANDWARE INC COM STK (DE)
DWRE
$207K ﹤0.01%
4,063
+277
+7% +$15.7K
BOH icon
1815
Bank of Hawaii
BOH
$3.33B
$206K ﹤0.01%
3,625
+7
+0.2% +$405
FLTR icon
1816
VanEck IG Floating Rate ETF
FLTR
$2.93B
$206K ﹤0.01%
+8,164
New +$205K
JPI
1817
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$206K ﹤0.01%
9,010
+45
+0.5% +$1.05K
PPC icon
1818
Pilgrim's Pride
PPC
$6.82B
$206K ﹤0.01%
+6,747
New +$204K
SFL icon
1819
SFL Corp
SFL
$1.59B
$206K ﹤0.01%
12,198
+43
+0.4% +$799
TEX icon
1820
Terex
TEX
$7.98B
$206K ﹤0.01%
+6,498
New +$238K
UCI
1821
DELISTED
E-TRACS UBS Bloomberg CMCI ETN
UCI
$206K ﹤0.01%
10,885
-500
-4% -$10.3K
PACD
1822
DELISTED
Pacific Drilling S A
PACD
$206K ﹤0.01%
2,490
+164
+7% +$15.8K
BKN
1823
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$205K ﹤0.01%
+13,484
New +$203K
OXSQ icon
1824
Oxford Square Capital
OXSQ
$151M
$205K ﹤0.01%
23,161
+1,043
+5% +$10K
RDOG icon
1825
ALPS REIT Dividend Dogs ETF
RDOG
$11.6M
$205K ﹤0.01%
5,029
-27,492
-85% -$1.18M
71 72
73
74 75

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Commonwealth Equity Services's Q3 2014 Portfolio in Review

As of Q3 2014, Commonwealth Equity Services held 2,193 positions worth $8.23B, up 0.13% from $8.22B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Commonwealth Equity Services's Q3 2014 filing shows 132 new, 1,172 increased, 675 reduced and 101 closed positions. Its largest new stake was Direxion Daily Developed Markets Bear 3x Shares: 131,588 shares worth $4.33M. The largest sale was FS KKR Capital, an estimated $139M.

By sector, the portfolio is most concentrated in Financials at 7.5% of assets, down from 8.8% a quarter earlier, followed by Energy and Technology.

  • Commonwealth Equity Services's largest Q3 2014 buy was Direxion Daily Developed Markets Bear 3x Shares: 131,588 shares worth $4.33M.
  • Commonwealth Equity Services added most to Vanguard FTSE Developed Markets ETF in Q3 2014, an estimated $20.9M increase.
  • Commonwealth Equity Services's biggest Q3 2014 reduction was FS KKR Capital, cutting an estimated $139M.
  • Commonwealth Equity Services fully exited QUESTCOR PHARMA INC in Q3 2014, selling an estimated $11.9M.
  • Commonwealth Equity Services's ten largest holdings make up 19% of its $8.23B portfolio in Q3 2014.
  • Commonwealth Equity Services opened 132 new positions and closed 101 in Q3 2014.
  • Commonwealth Equity Services's portfolio value rose 0.13% quarter-over-quarter to $8.23B.

Based on Commonwealth Equity Services's 13F filing for Q3 2014, filed 17 Oct 2014.