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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.7%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$39.8B
AUM Growth
+$449M
Cap. Flow
+$1.04B
Cap. Flow %
2.62%
Top 10 Hldgs %
18.19%
Holding
3,732
New
211
Increased
1,963
Reduced
1,266
Closed
158

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$75.1M
2
MSFT icon
Microsoft
MSFT
+$27.6M
3
FJUL icon
FT Vest US Equity Buffer ETF July
FJUL
+$26.7M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$25.6M
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$24.5M

Top Sells

Rank Stock Value
1
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$17.1M
2
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$14.7M
3
FCAL icon
First Trust California Municipal High income ETF
FCAL
+$12.6M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$12.3M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Financials 6.15%
3 Consumer Discretionary 5.1%
4 Healthcare 4.93%
5 Communication Services 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOCT icon
1776
Innovator Growth-100 Power Buffer ETF October
NOCT
$224M
$1.21M ﹤0.01%
31,124
-1,734
-5% -$67.2K
NWE icon
1777
NorthWestern Energy
NWE
$4.44B
$1.21M ﹤0.01%
21,190
+386
+2% +$24K
DTM icon
1778
DT Midstream
DTM
$14.3B
$1.21M ﹤0.01%
+26,240
New +$1.15M
IBOC icon
1779
International Bancshares
IBOC
$4.77B
$1.21M ﹤0.01%
29,009
+652
+2% +$26.6K
UMAR icon
1780
Innovator US Equity Ultra Buffer ETF March
UMAR
$192M
$1.21M ﹤0.01%
41,434
-884
-2% -$25.9K
APA icon
1781
APA Corp
APA
$12.3B
$1.2M ﹤0.01%
56,141
+5,854
+12% +$112K
LVHB
1782
DELISTED
Innovator Lunt Low Vol/High Beta Tactical ETF
LVHB
$1.2M ﹤0.01%
34,469
-89,642
-72% -$3.13M
KSS icon
1783
Kohl's
KSS
$2.1B
$1.2M ﹤0.01%
25,487
-354
-1% -$18.9K
PPH icon
1784
VanEck Pharmaceutical ETF
PPH
$967M
$1.2M ﹤0.01%
16,487
+402
+2% +$30K
YETI icon
1785
Yeti Holdings
YETI
$3.86B
$1.2M ﹤0.01%
14,003
-321
-2% -$31.1K
PXF icon
1786
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.84B
$1.2M ﹤0.01%
25,581
+507
+2% +$24.3K
VKQ icon
1787
Invesco Municipal Trust
VKQ
$540M
$1.2M ﹤0.01%
89,435
-3,125
-3% -$43.2K
MHI
1788
DELISTED
Pioneer Municipal High Income Fund
MHI
$1.2M ﹤0.01%
98,687
+1,393
+1% +$17.8K
YOLO icon
1789
AdvisorShares Pure Cannabis ETF
YOLO
$30.5M
$1.19M ﹤0.01%
72,432
+15,771
+28% +$288K
FEN
1790
DELISTED
First Trust Energy Income and Growth Fund
FEN
$1.19M ﹤0.01%
87,905
-3,263
-4% -$45.5K
ETHO icon
1791
Amplify Etho Climate Leadership US ETF
ETHO
$185M
$1.19M ﹤0.01%
19,987
-2,465
-11% -$150K
RZV icon
1792
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$293M
$1.19M ﹤0.01%
12,785
-1,733
-12% -$159K
EPAM icon
1793
EPAM Systems
EPAM
$4.92B
$1.18M ﹤0.01%
2,077
+250
+14% +$147K
PETS icon
1794
PetMed Express
PETS
$42.1M
$1.18M ﹤0.01%
44,059
+6,968
+19% +$201K
VNQI icon
1795
Vanguard Global ex-US Real Estate ETF
VNQI
$3.5B
$1.18M ﹤0.01%
20,971
-1,727
-8% -$101K
JHMF
1796
DELISTED
John Hancock Multifactor Financials ETF
JHMF
$1.18M ﹤0.01%
22,982
+1,356
+6% +$69.5K
NEV
1797
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$1.18M ﹤0.01%
74,375
+3,019
+4% +$50.8K
VGR
1798
DELISTED
Vector Group Ltd.
VGR
$1.18M ﹤0.01%
130,047
+37,238
+40% +$363K
GENZ
1799
VanEck Digital Native Economy ETF
GENZ
$16.9M
$1.17M ﹤0.01%
24,203
-12
-0% -$599
DBRG icon
1800
DigitalBridge
DBRG
$2.93B
$1.17M ﹤0.01%
48,676
-1,732
-3% -$47.8K
70 71
72
73 74

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Commonwealth Equity Services's Q3 2021 Portfolio in Review

As of Q3 2021, Commonwealth Equity Services held 3,732 positions worth $39.8B, up 1.1% from $39.4B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Commonwealth Equity Services's Q3 2021 filing shows 211 new, 1,963 increased, 1,266 reduced and 158 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M. The largest sale was FT Vest US Equity Buffer ETF November, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Commonwealth Equity Services's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M.
  • Commonwealth Equity Services added most to UnitedHealth in Q3 2021, an estimated $75.1M increase.
  • Commonwealth Equity Services's biggest Q3 2021 reduction was FT Vest US Equity Buffer ETF November, cutting an estimated $17.1M.
  • Commonwealth Equity Services fully exited Maxim Integrated Products in Q3 2021, selling an estimated $5.14M.
  • Commonwealth Equity Services's ten largest holdings make up 18% of its $39.8B portfolio in Q3 2021.
  • Commonwealth Equity Services opened 211 new positions and closed 158 in Q3 2021.
  • Commonwealth Equity Services's portfolio value rose 1.1% quarter-over-quarter to $39.8B.

Based on Commonwealth Equity Services's 13F filing for Q3 2021, filed 29 Oct 2021.