We are live on ! Find out more
Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.7%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$39.8B
AUM Growth
+$449M
Cap. Flow
+$1.04B
Cap. Flow %
2.62%
Top 10 Hldgs %
18.19%
Holding
3,732
New
211
Increased
1,963
Reduced
1,266
Closed
158

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$75.1M
2
MSFT icon
Microsoft
MSFT
+$27.6M
3
FJUL icon
FT Vest US Equity Buffer ETF July
FJUL
+$26.7M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$25.6M
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$24.5M

Top Sells

Rank Stock Value
1
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$17.1M
2
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$14.7M
3
FCAL icon
First Trust California Municipal High income ETF
FCAL
+$12.6M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$12.3M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Financials 6.15%
3 Consumer Discretionary 5.1%
4 Healthcare 4.93%
5 Communication Services 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSCI icon
1626
MSCI
MSCI
$41.5B
$1.5M ﹤0.01%
2,458
+356
+17% +$218K
JFR icon
1627
Nuveen Floating Rate Income Fund
JFR
$1.24B
$1.49M ﹤0.01%
148,323
+48,537
+49% +$481K
PMF
1628
DELISTED
PIMCO Municipal Income Fund
PMF
$1.49M ﹤0.01%
102,036
+50,485
+98% +$764K
PPT
1629
Franklin Premier Income Trust
PPT
$323M
$1.49M ﹤0.01%
326,438
-4,352
-1% -$20K
USXF icon
1630
iShares ESG Advanced MSCI USA ETF
USXF
$1.41B
$1.48M ﹤0.01%
41,098
+18,486
+82% +$688K
IFV icon
1631
First Trust Dorsey Wright International Focus 5 ETF
IFV
$225M
$1.48M ﹤0.01%
65,195
-1,433
-2% -$34.1K
GBDC icon
1632
Golub Capital BDC
GBDC
$3.36B
$1.48M ﹤0.01%
93,717
-708
-0.7% -$11.1K
CEM
1633
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$1.48M ﹤0.01%
54,511
+3,954
+8% +$106K
RRX icon
1634
Regal Rexnord
RRX
$14B
$1.48M ﹤0.01%
9,843
-219
-2% -$31.4K
M icon
1635
Macy's
M
$6.57B
$1.48M ﹤0.01%
65,345
+5,718
+10% +$114K
TNET icon
1636
TriNet
TNET
$2.94B
$1.48M ﹤0.01%
15,597
-1,023
-6% -$87.6K
CVBF icon
1637
CVB Financial
CVBF
$3.97B
$1.47M ﹤0.01%
72,355
+379
+0.5% +$7.48K
OPK icon
1638
Opko Health
OPK
$936M
$1.47M ﹤0.01%
403,825
-35
-0% -$130
HYXF icon
1639
iShares ESG Advanced High Yield Corporate Bond ETF
HYXF
$192M
$1.47M ﹤0.01%
28,108
-850
-3% -$44.6K
KJUL icon
1640
Innovator US Small Cap Power Buffer ETF July
KJUL
$208M
$1.47M ﹤0.01%
+56,287
New +$1.47M
LMND icon
1641
Lemonade
LMND
$4.76B
$1.47M ﹤0.01%
21,887
-1,070
-5% -$86.3K
CPK icon
1642
Chesapeake Utilities
CPK
$3.26B
$1.46M ﹤0.01%
12,181
-131
-1% -$16.4K
VTWV icon
1643
Vanguard Russell 2000 Value ETF
VTWV
$1.29B
$1.46M ﹤0.01%
10,405
-4,392
-30% -$618K
FCOR icon
1644
Fidelity Corporate Bond ETF
FCOR
$353M
$1.46M ﹤0.01%
26,384
-16,603
-39% -$932K
FTRI icon
1645
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$123M
$1.46M ﹤0.01%
+111,694
New +$1.59M
VBTX
1646
DELISTED
Veritex Holdings
VBTX
$1.45M ﹤0.01%
36,889
+6,675
+22% +$232K
DBI icon
1647
Designer Brands
DBI
$298M
$1.45M ﹤0.01%
103,831
+751
+0.7% +$10.9K
MYN icon
1648
BlackRock MuniYield New York Quality Fund
MYN
$373M
$1.44M ﹤0.01%
104,636
+848
+0.8% +$12.2K
FQAL icon
1649
Fidelity Quality Factor ETF
FQAL
$1.41B
$1.44M ﹤0.01%
28,955
+3,500
+14% +$180K
TGH
1650
DELISTED
Textainer Group Holdings limited
TGH
$1.44M ﹤0.01%
+41,252
New +$1.35M
64 65
66
67 68

Similar funds

New York State Common Retirement Fund
New York State Common Retirement Fund Albany, New York $71.6B AUM 29.66% 1-Year Est. Return
Natixis Advisors
Natixis Advisors Boston, Massachusetts $71.9B AUM 28.03% 1-Year Est. Return
Cerity Partners
Cerity Partners New York $70.8B AUM 21.68% 1-Year Est. Return
Acadian Asset Management
Acadian Asset Management Boston, Massachusetts $70.5B AUM 36% 1-Year Est. Return
Corient Private Wealth
Corient Private Wealth Miami, Florida $69.9B AUM 22.19% 1-Year Est. Return
Toronto Dominion Bank
Toronto Dominion Bank Toronto, Ontario, Ontario, Canada $69.7B AUM 40.86% 1-Year Est. Return
Mirae Asset Global ETFs Holdings
Mirae Asset Global ETFs Holdings Causeway Bay, Hong Kong $73.7B AUM 53.56% 1-Year Est. Return
Truist Financial
Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

Commonwealth Equity Services's Q3 2021 Portfolio in Review

As of Q3 2021, Commonwealth Equity Services held 3,732 positions worth $39.8B, up 1.1% from $39.4B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Commonwealth Equity Services's Q3 2021 filing shows 211 new, 1,963 increased, 1,266 reduced and 158 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M. The largest sale was FT Vest US Equity Buffer ETF November, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Commonwealth Equity Services's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M.
  • Commonwealth Equity Services added most to UnitedHealth in Q3 2021, an estimated $75.1M increase.
  • Commonwealth Equity Services's biggest Q3 2021 reduction was FT Vest US Equity Buffer ETF November, cutting an estimated $17.1M.
  • Commonwealth Equity Services fully exited Maxim Integrated Products in Q3 2021, selling an estimated $5.14M.
  • Commonwealth Equity Services's ten largest holdings make up 18% of its $39.8B portfolio in Q3 2021.
  • Commonwealth Equity Services opened 211 new positions and closed 158 in Q3 2021.
  • Commonwealth Equity Services's portfolio value rose 1.1% quarter-over-quarter to $39.8B.

Based on Commonwealth Equity Services's 13F filing for Q3 2021, filed 29 Oct 2021.