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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.7%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$39.8B
AUM Growth
+$449M
Cap. Flow
+$1.04B
Cap. Flow %
2.62%
Top 10 Hldgs %
18.19%
Holding
3,732
New
211
Increased
1,963
Reduced
1,266
Closed
158

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$75.1M
2
MSFT icon
Microsoft
MSFT
+$27.6M
3
FJUL icon
FT Vest US Equity Buffer ETF July
FJUL
+$26.7M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$25.6M
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$24.5M

Top Sells

Rank Stock Value
1
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$17.1M
2
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$14.7M
3
FCAL icon
First Trust California Municipal High income ETF
FCAL
+$12.6M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$12.3M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Financials 6.15%
3 Consumer Discretionary 5.1%
4 Healthcare 4.93%
5 Communication Services 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EOI
1601
Eaton Vance Enhanced Equity Income Fund
EOI
$806M
$1.56M ﹤0.01%
87,330
+2,375
+3% +$44.8K
NEWT icon
1602
NewtekOne
NEWT
$415M
$1.56M ﹤0.01%
56,205
-17,751
-24% -$539K
TY icon
1603
TRI-Continental Corp
TY
$1.86B
$1.56M ﹤0.01%
46,699
+358
+0.8% +$12.3K
CFA icon
1604
VictoryShares US 500 Volatility Wtd ETF
CFA
$540M
$1.56M ﹤0.01%
21,903
-85
-0.4% -$6.21K
RPAI
1605
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$1.55M ﹤0.01%
120,697
-17,838
-13% -$223K
CP icon
1606
Canadian Pacific Kansas City
CP
$81.1B
$1.55M ﹤0.01%
23,809
-532
-2% -$37.9K
CDW icon
1607
CDW
CDW
$17.6B
$1.54M ﹤0.01%
8,488
-80
-0.9% -$15.1K
ABFL
1608
Abacus FCF Leaders ETF
ABFL
$526M
$1.54M ﹤0.01%
28,575
+577
+2% +$31.9K
EZM icon
1609
WisdomTree US MidCap Fund
EZM
$941M
$1.54M ﹤0.01%
29,683
+578
+2% +$30.4K
SAM icon
1610
Boston Beer
SAM
$1.91B
$1.54M ﹤0.01%
3,028
-18
-0.6% -$12.2K
ALG icon
1611
Alamo Group
ALG
$2B
$1.54M ﹤0.01%
11,038
– –
PGP
1612
PIMCO Global StockPLUS & Income Fund
PGP
$96.8M
$1.54M ﹤0.01%
142,359
-3,279
-2% -$36.6K
HPF
1613
John Hancock Preferred Income Fund II
HPF
$341M
$1.54M ﹤0.01%
70,898
-1,257
-2% -$27.7K
PSK icon
1614
State Street SPDR ICE Preferred Securities ETF
PSK
$691M
$1.54M ﹤0.01%
35,371
-1,168
-3% -$51K
HEQ
1615
John Hancock Hedged Equity & Income Fund
HEQ
$139M
$1.54M ﹤0.01%
122,467
+7,947
+7% +$106K
BUG icon
1616
Global X Cybersecurity ETF
BUG
$1.28B
$1.53M ﹤0.01%
50,112
+28,647
+133% +$879K
NXR
1617
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$1.53M ﹤0.01%
88,739
+241
+0.3% +$4.32K
MSA icon
1618
Mine Safety
MSA
$6.78B
$1.52M ﹤0.01%
10,459
+2
+0% +$318
AVA icon
1619
Avista
AVA
$3.43B
$1.52M ﹤0.01%
38,885
-41
-0.1% -$1.72K
DMAY icon
1620
FT Vest US Equity Deep Buffer ETF May
DMAY
$372M
$1.52M ﹤0.01%
45,008
-2,755
-6% -$93.6K
COPX icon
1621
Global X Copper Miners ETF NEW
COPX
$7.2B
$1.51M ﹤0.01%
44,262
+16,063
+57% +$582K
CCEP icon
1622
Coca-Cola Europacific Partners
CCEP
$48.1B
$1.51M ﹤0.01%
27,337
-295
-1% -$17.5K
BATT icon
1623
Amplify Lithium & Battery Technology ETF
BATT
$114M
$1.51M ﹤0.01%
87,703
+9,604
+12% +$171K
GLO
1624
Clough Global Opportunities Fund
GLO
$248M
$1.5M ﹤0.01%
123,396
+27,973
+29% +$353K
PSC icon
1625
Principal Exchange-Traded Funds Principal US Small-Cap ETF
PSC
$2.22B
$1.5M ﹤0.01%
32,957
+232
+0.7% +$10.6K
63 64
65
66 67

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Commonwealth Equity Services's Q3 2021 Portfolio in Review

As of Q3 2021, Commonwealth Equity Services held 3,732 positions worth $39.8B, up 1.1% from $39.4B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Commonwealth Equity Services's Q3 2021 filing shows 211 new, 1,963 increased, 1,266 reduced and 158 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M. The largest sale was FT Vest US Equity Buffer ETF November, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Commonwealth Equity Services's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M.
  • Commonwealth Equity Services added most to UnitedHealth in Q3 2021, an estimated $75.1M increase.
  • Commonwealth Equity Services's biggest Q3 2021 reduction was FT Vest US Equity Buffer ETF November, cutting an estimated $17.1M.
  • Commonwealth Equity Services fully exited Maxim Integrated Products in Q3 2021, selling an estimated $5.14M.
  • Commonwealth Equity Services's ten largest holdings make up 18% of its $39.8B portfolio in Q3 2021.
  • Commonwealth Equity Services opened 211 new positions and closed 158 in Q3 2021.
  • Commonwealth Equity Services's portfolio value rose 1.1% quarter-over-quarter to $39.8B.

Based on Commonwealth Equity Services's 13F filing for Q3 2021, filed 29 Oct 2021.