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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.7%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$39.8B
AUM Growth
+$449M
Cap. Flow
+$1.04B
Cap. Flow %
2.62%
Top 10 Hldgs %
18.19%
Holding
3,732
New
211
Increased
1,963
Reduced
1,266
Closed
158

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$75.1M
2
MSFT icon
Microsoft
MSFT
+$27.6M
3
FJUL icon
FT Vest US Equity Buffer ETF July
FJUL
+$26.7M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$25.6M
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$24.5M

Top Sells

Rank Stock Value
1
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$17.1M
2
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$14.7M
3
FCAL icon
First Trust California Municipal High income ETF
FCAL
+$12.6M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$12.3M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Financials 6.15%
3 Consumer Discretionary 5.1%
4 Healthcare 4.93%
5 Communication Services 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROBT icon
1576
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$704M
$1.62M ﹤0.01%
30,134
+1,204
+4% +$65.7K
NFJ
1577
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$1.62M ﹤0.01%
108,968
-4,236
-4% -$64.9K
NTAP icon
1578
NetApp
NTAP
$33.3B
$1.61M ﹤0.01%
17,961
-215
-1% -$18.2K
JULZ icon
1579
TrueShares Structured Outcome July ETF
JULZ
$35.9M
$1.61M ﹤0.01%
+49,351
New +$1.64M
FLGT icon
1580
Fulgent Genetics
FLGT
$556M
$1.61M ﹤0.01%
17,879
-3,812
-18% -$346K
HPS
1581
John Hancock Preferred Income Fund III
HPS
$457M
$1.61M ﹤0.01%
85,800
+4,515
+6% +$86.5K
NVTA
1582
DELISTED
Invitae Corporation
NVTA
$1.6M ﹤0.01%
56,404
+2,371
+4% +$69.5K
EXEL icon
1583
Exelixis
EXEL
$14B
$1.6M ﹤0.01%
75,750
+25,863
+52% +$480K
XJUN icon
1584
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
$136M
$1.6M ﹤0.01%
+54,114
New +$1.61M
CMRC
1585
Commerce.com Inc Series 1
CMRC
$234M
$1.6M ﹤0.01%
31,554
-4,709
-13% -$287K
SONY icon
1586
Sony
SONY
$131B
$1.6M ﹤0.01%
72,185
+535
+0.7% +$11.2K
AAP icon
1587
Advance Auto Parts
AAP
$3.48B
$1.59M ﹤0.01%
7,625
-3,460
-31% -$721K
IGOV icon
1588
iShares International Treasury Bond ETF
IGOV
$1.51B
$1.59M ﹤0.01%
31,008
-826
-3% -$43.5K
TTC icon
1589
Toro Company
TTC
$9.01B
$1.59M ﹤0.01%
16,344
-522
-3% -$57K
SIX
1590
DELISTED
Six Flags Entertainment Corp.
SIX
$1.59M ﹤0.01%
37,479
+2,541
+7% +$106K
RIOT icon
1591
Riot Platforms
RIOT
$8.31B
$1.59M ﹤0.01%
61,735
+11,051
+22% +$356K
LECO icon
1592
Lincoln Electric
LECO
$14.1B
$1.58M ﹤0.01%
12,311
-602
-5% -$81.9K
MP icon
1593
MP Materials
MP
$7.68B
$1.58M ﹤0.01%
49,195
+4,299
+10% +$149K
NANR icon
1594
State Street SPDR S&P North American Natural Resources ETF
NANR
$749M
$1.58M ﹤0.01%
39,793
+9,560
+32% +$377K
SBIO icon
1595
ALPS Medical Breakthroughs ETF
SBIO
$205M
$1.58M ﹤0.01%
34,812
-3,992
-10% -$183K
BEP icon
1596
Brookfield Renewable
BEP
$9.74B
$1.58M ﹤0.01%
42,804
-865
-2% -$33.6K
MILN
1597
Global X Millennial Consumer ETF
MILN
$98.4M
$1.57M ﹤0.01%
36,670
+11,886
+48% +$524K
EMHY icon
1598
iShares JPMorgan EM High Yield Bond ETF
EMHY
$620M
$1.57M ﹤0.01%
35,445
+1,230
+4% +$55.7K
RJF icon
1599
Raymond James Financial
RJF
$33.3B
$1.57M ﹤0.01%
17,040
-464
-3% -$41.6K
FMAR icon
1600
FT Vest US Equity Buffer ETF March
FMAR
$1.13B
$1.57M ﹤0.01%
49,354
-85,250
-63% -$2.73M
62 63
64
65 66

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Commonwealth Equity Services's Q3 2021 Portfolio in Review

As of Q3 2021, Commonwealth Equity Services held 3,732 positions worth $39.8B, up 1.1% from $39.4B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Commonwealth Equity Services's Q3 2021 filing shows 211 new, 1,963 increased, 1,266 reduced and 158 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M. The largest sale was FT Vest US Equity Buffer ETF November, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Commonwealth Equity Services's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M.
  • Commonwealth Equity Services added most to UnitedHealth in Q3 2021, an estimated $75.1M increase.
  • Commonwealth Equity Services's biggest Q3 2021 reduction was FT Vest US Equity Buffer ETF November, cutting an estimated $17.1M.
  • Commonwealth Equity Services fully exited Maxim Integrated Products in Q3 2021, selling an estimated $5.14M.
  • Commonwealth Equity Services's ten largest holdings make up 18% of its $39.8B portfolio in Q3 2021.
  • Commonwealth Equity Services opened 211 new positions and closed 158 in Q3 2021.
  • Commonwealth Equity Services's portfolio value rose 1.1% quarter-over-quarter to $39.8B.

Based on Commonwealth Equity Services's 13F filing for Q3 2021, filed 29 Oct 2021.