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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.83%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$8.23B
AUM Growth
+$10.9M
Cap. Flow
+$125M
Cap. Flow %
1.52%
Top 10 Hldgs %
18.82%
Holding
2,193
New
132
Increased
1,172
Reduced
675
Closed
101

Top Buys

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$20.9M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$14.2M
3
KRG icon
Kite Realty
KRG
+$13.3M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$11.9M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$8.98M

Top Sells

Rank Stock Value
1
FSK icon
FS KKR Capital
FSK
+$139M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$12.2M
3
QCOR
QUESTCOR PHARMA INC
QCOR
+$11.9M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$8.66M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$6M

Sector Composition

Rank Sector Weight
1 Financials 7.51%
2 Energy 6.79%
3 Technology 6.62%
4 Healthcare 5.63%
5 Consumer Staples 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEG icon
1201
Aegon
AEG
$13.5B
$539K 0.01%
94,957
-26,221
-22% -$148K
LMIA
1202
DELISTED
LMI Aerospace Inc
LMIA
$539K 0.01%
+42,144
New +$579K
NTAP icon
1203
NetApp
NTAP
$32.9B
$538K 0.01%
+12,514
New +$501K
UDR icon
1204
UDR
UDR
$12.9B
$538K 0.01%
19,731
+581
+3% +$16.8K
KSU
1205
DELISTED
Kansas City Southern
KSU
$538K 0.01%
4,442
+1,023
+30% +$117K
FGP
1206
DELISTED
Ferrellgas Partners, L.P.
FGP
$535K 0.01%
19,921
+58
+0.3% +$1.56K
FRA icon
1207
BlackRock Floating Rate Income Strategies Fund
FRA
$381M
$533K 0.01%
37,880
+14,613
+63% +$208K
HF
1208
DELISTED
HFF Inc.
HF
$532K 0.01%
18,361
– –
HEDJ icon
1209
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.82B
$531K 0.01%
18,378
+1,988
+12% +$57.2K
GAL icon
1210
State Street Global Allocation ETF
GAL
$302M
$529K 0.01%
15,321
-251
-2% -$8.88K
IFF icon
1211
International Flavors & Fragrances
IFF
$19.4B
$527K 0.01%
5,496
-37
-0.7% -$3.74K
HTS
1212
DELISTED
HATTERAS FINANCIAL CORP
HTS
$526K 0.01%
29,314
-166
-0.6% -$3.22K
GG
1213
DELISTED
Goldcorp Inc
GG
$526K 0.01%
22,831
+1,980
+9% +$53.2K
CEO
1214
DELISTED
CNOOC Limited
CEO
$525K 0.01%
3,045
-85
-3% -$15.7K
AXON
1215
Axon Enterprise
AXON
$40.5B
$524K 0.01%
33,968
+18,842
+125% +$267K
FNK icon
1216
First Trust Mid Cap Value AlphaDEX Fund
FNK
$227M
$523K 0.01%
17,581
+1,498
+9% +$46.7K
OIS icon
1217
Oil States International
OIS
$522M
$523K 0.01%
8,446
+779
+10% +$48.9K
WOLF icon
1218
Wolfspeed
WOLF
$1.2B
$523K 0.01%
12,778
-326
-2% -$15.1K
ALEX
1219
DELISTED
Alexander & Baldwin
ALEX
$522K 0.01%
14,521
-29
-0.2% -$1.15K
PNW icon
1220
Pinnacle West Capital
PNW
$12.9B
$522K 0.01%
9,548
+51
+0.5% +$2.84K
CIEN icon
1221
Ciena
CIEN
$55.3B
$519K 0.01%
31,036
+10,810
+53% +$212K
CMO
1222
DELISTED
Capstead Mortgage Corp.
CMO
$519K 0.01%
42,369
+9,407
+29% +$123K
UBNK
1223
DELISTED
United Financial Bancorp, Inc.
UBNK
$517K 0.01%
40,743
+644
+2% +$8.15K
CGO
1224
Calamos Global Total Return Fund
CGO
$125M
$515K 0.01%
37,139
-833
-2% -$12K
EOT
1225
Eaton Vance National Municipal Opportunities Trust
EOT
$267M
$513K 0.01%
25,726
+2,004
+8% +$40.1K
47 48
49
50 51

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Commonwealth Equity Services's Q3 2014 Portfolio in Review

As of Q3 2014, Commonwealth Equity Services held 2,193 positions worth $8.23B, up 0.13% from $8.22B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Commonwealth Equity Services's Q3 2014 filing shows 132 new, 1,172 increased, 675 reduced and 101 closed positions. Its largest new stake was Direxion Daily Developed Markets Bear 3x Shares: 131,588 shares worth $4.33M. The largest sale was FS KKR Capital, an estimated $139M.

By sector, the portfolio is most concentrated in Financials at 7.5% of assets, down from 8.8% a quarter earlier, followed by Energy and Technology.

  • Commonwealth Equity Services's largest Q3 2014 buy was Direxion Daily Developed Markets Bear 3x Shares: 131,588 shares worth $4.33M.
  • Commonwealth Equity Services added most to Vanguard FTSE Developed Markets ETF in Q3 2014, an estimated $20.9M increase.
  • Commonwealth Equity Services's biggest Q3 2014 reduction was FS KKR Capital, cutting an estimated $139M.
  • Commonwealth Equity Services fully exited QUESTCOR PHARMA INC in Q3 2014, selling an estimated $11.9M.
  • Commonwealth Equity Services's ten largest holdings make up 19% of its $8.23B portfolio in Q3 2014.
  • Commonwealth Equity Services opened 132 new positions and closed 101 in Q3 2014.
  • Commonwealth Equity Services's portfolio value rose 0.13% quarter-over-quarter to $8.23B.

Based on Commonwealth Equity Services's 13F filing for Q3 2014, filed 17 Oct 2014.