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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.7%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$39.8B
AUM Growth
+$449M
Cap. Flow
+$1.04B
Cap. Flow %
2.62%
Top 10 Hldgs %
18.19%
Holding
3,732
New
211
Increased
1,963
Reduced
1,266
Closed
158

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$75.1M
2
MSFT icon
Microsoft
MSFT
+$27.6M
3
FJUL icon
FT Vest US Equity Buffer ETF July
FJUL
+$26.7M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$25.6M
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$24.5M

Top Sells

Rank Stock Value
1
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$17.1M
2
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$14.7M
3
FCAL icon
First Trust California Municipal High income ETF
FCAL
+$12.6M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$12.3M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Financials 6.15%
3 Consumer Discretionary 5.1%
4 Healthcare 4.93%
5 Communication Services 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBTB icon
1001
NBT Bancorp
NBTB
$2.72B
$4M 0.01%
110,876
+703
+0.6% +$24.7K
FMAY icon
1002
FT Vest US Equity Buffer ETF May
FMAY
$1.4B
$4M 0.01%
110,031
+11,643
+12% +$428K
FSLY icon
1003
Fastly Inc
FSLY
$3.17B
$4M 0.01%
98,849
-6,073
-6% -$280K
SYLD icon
1004
Cambria Shareholder Yield ETF
SYLD
$982M
$4M 0.01%
66,394
+22,373
+51% +$1.38M
XOP icon
1005
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.42B
$3.99M 0.01%
41,276
-61,080
-60% -$5.2M
JHMT
1006
DELISTED
John Hancock Multifactor Technology ETF
JHMT
$3.98M 0.01%
44,055
-133
-0.3% -$12.3K
BBT
1007
Beacon Financial Corp
BBT
$2.53B
$3.97M 0.01%
147,116
-361
-0.2% -$9.54K
NMM icon
1008
Navios Maritime Partners
NMM
$2.25B
$3.96M 0.01%
122,583
+14,116
+13% +$371K
IYK icon
1009
iShares US Consumer Staples ETF
IYK
$1.39B
$3.96M 0.01%
66,081
+1,791
+3% +$110K
PCAR icon
1010
PACCAR
PCAR
$69.6B
$3.95M 0.01%
75,153
+879
+1% +$48.8K
MOO icon
1011
VanEck Agribusiness ETF
MOO
$989M
$3.95M 0.01%
43,322
+7,460
+21% +$686K
LH icon
1012
Labcorp
LH
$24.3B
$3.95M 0.01%
16,341
-159
-1% -$40.1K
ORLY icon
1013
O'Reilly Automotive
ORLY
$72.4B
$3.95M 0.01%
96,945
+4,830
+5% +$193K
SABR icon
1014
Sabre
SABR
$656M
$3.94M 0.01%
333,217
+131,443
+65% +$1.49M
UJAN icon
1015
Innovator US Equity Ultra Buffer ETF January
UJAN
$312M
$3.94M 0.01%
126,738
-4,686
-4% -$146K
AFGR
1016
First Trust Active Factor Large Cap Growth ETF
AFGR
$90.5M
$3.93M 0.01%
144,300
-12,309
-8% -$339K
PXD
1017
DELISTED
Pioneer Natural Resource Co.
PXD
$3.91M 0.01%
23,501
+6,341
+37% +$959K
PMO
1018
Franklin Municipal Opportunities Trust
PMO
$282M
$3.9M 0.01%
285,040
+6,504
+2% +$93.5K
FAPR icon
1019
FT Vest US Equity Buffer ETF April
FAPR
$1.26B
$3.9M 0.01%
126,456
+11,357
+10% +$355K
XMHQ icon
1020
Invesco S&P MidCap Quality ETF
XMHQ
$5.43B
$3.9M 0.01%
51,314
+7,052
+16% +$546K
DM
1021
DELISTED
Desktop Metal, Inc.
DM
$3.89M 0.01%
54,323
-29,493
-35% -$2.56M
PBA icon
1022
Pembina Pipeline
PBA
$29.9B
$3.88M 0.01%
122,334
+355
+0.3% +$11.2K
ACWX icon
1023
iShares MSCI ACWI ex US ETF
ACWX
$11.3B
$3.86M 0.01%
69,749
-3,907
-5% -$223K
AJG icon
1024
Arthur J. Gallagher & Co
AJG
$63.7B
$3.86M 0.01%
25,968
-1,450
-5% -$207K
HPI
1025
John Hancock Preferred Income Fund
HPI
$428M
$3.86M 0.01%
179,465
+4,277
+2% +$92.8K
39 40
41
42 43

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Commonwealth Equity Services's Q3 2021 Portfolio in Review

As of Q3 2021, Commonwealth Equity Services held 3,732 positions worth $39.8B, up 1.1% from $39.4B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Commonwealth Equity Services's Q3 2021 filing shows 211 new, 1,963 increased, 1,266 reduced and 158 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M. The largest sale was FT Vest US Equity Buffer ETF November, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Commonwealth Equity Services's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M.
  • Commonwealth Equity Services added most to UnitedHealth in Q3 2021, an estimated $75.1M increase.
  • Commonwealth Equity Services's biggest Q3 2021 reduction was FT Vest US Equity Buffer ETF November, cutting an estimated $17.1M.
  • Commonwealth Equity Services fully exited Maxim Integrated Products in Q3 2021, selling an estimated $5.14M.
  • Commonwealth Equity Services's ten largest holdings make up 18% of its $39.8B portfolio in Q3 2021.
  • Commonwealth Equity Services opened 211 new positions and closed 158 in Q3 2021.
  • Commonwealth Equity Services's portfolio value rose 1.1% quarter-over-quarter to $39.8B.

Based on Commonwealth Equity Services's 13F filing for Q3 2021, filed 29 Oct 2021.