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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.7%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$39.8B
AUM Growth
+$449M
Cap. Flow
+$1.04B
Cap. Flow %
2.62%
Top 10 Hldgs %
18.19%
Holding
3,732
New
211
Increased
1,963
Reduced
1,266
Closed
158

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$75.1M
2
MSFT icon
Microsoft
MSFT
+$27.6M
3
FJUL icon
FT Vest US Equity Buffer ETF July
FJUL
+$26.7M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$25.6M
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$24.5M

Top Sells

Rank Stock Value
1
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$17.1M
2
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$14.7M
3
FCAL icon
First Trust California Municipal High income ETF
FCAL
+$12.6M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$12.3M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Financials 6.15%
3 Consumer Discretionary 5.1%
4 Healthcare 4.93%
5 Communication Services 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QUS icon
951
State Street SPDR MSCI USA StrategicFactors ETF
QUS
$1.52B
$4.3M 0.01%
36,056
+1,091
+3% +$134K
CRSP icon
952
CRISPR Therapeutics
CRSP
$4.58B
$4.3M 0.01%
38,393
+3,378
+10% +$424K
TECH icon
953
Bio-Techne
TECH
$11.2B
$4.3M 0.01%
35,464
+13,832
+64% +$1.68M
APTV icon
954
Aptiv
APTV
$12B
$4.29M 0.01%
28,820
+2,973
+12% +$463K
IHF icon
955
iShares US Healthcare Providers ETF
IHF
$1.18B
$4.28M 0.01%
83,630
-485
-0.6% -$25.9K
BDJ icon
956
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$4.27M 0.01%
436,096
+184,360
+73% +$1.86M
SUSC icon
957
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$4.27M 0.01%
155,251
-11,215
-7% -$313K
IBMK
958
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$4.26M 0.01%
162,757
-63,431
-28% -$1.66M
VGIT icon
959
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$4.26M 0.01%
63,039
+1,733
+3% +$118K
GDXJ icon
960
VanEck Junior Gold Miners ETF
GDXJ
$7.06B
$4.25M 0.01%
110,914
-10,863
-9% -$466K
PMAY icon
961
Innovator US Equity Power Buffer ETF May
PMAY
$806M
$4.25M 0.01%
143,911
+17,810
+14% +$529K
TTE icon
962
TotalEnergies
TTE
$193B
$4.23M 0.01%
88,339
+4,999
+6% +$222K
RSPT icon
963
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.38B
$4.23M 0.01%
146,800
-1,700
-1% -$50.5K
VTWO icon
964
Vanguard Russell 2000 ETF
VTWO
$17.3B
$4.22M 0.01%
47,713
-5,324
-10% -$477K
FNX icon
965
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$4.21M 0.01%
43,122
-20,446
-32% -$2.04M
VONE icon
966
Vanguard Russell 1000 ETF
VONE
$8.19B
$4.21M 0.01%
21,026
-1,117
-5% -$230K
TM icon
967
Toyota
TM
$210B
$4.19M 0.01%
23,590
+659
+3% +$118K
THW
968
abrdn World Healthcare Fund
THW
$530M
$4.19M 0.01%
254,865
+29,335
+13% +$493K
FAD icon
969
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$561M
$4.19M 0.01%
35,435
-1,325
-4% -$160K
POCT icon
970
Innovator US Equity Power Buffer ETF October
POCT
$963M
$4.18M 0.01%
142,535
+8,907
+7% +$260K
BLV icon
971
Vanguard Long-Term Bond ETF
BLV
$5.75B
$4.18M 0.01%
40,842
-1,234
-3% -$130K
BMAR icon
972
Innovator US Equity Buffer ETF March
BMAR
$248M
$4.18M 0.01%
126,726
+4,135
+3% +$138K
PDEC icon
973
Innovator US Equity Power Buffer ETF December
PDEC
$977M
$4.17M 0.01%
135,762
+6,802
+5% +$209K
DAUG icon
974
FT Vest US Equity Deep Buffer ETF August
DAUG
$368M
$4.17M 0.01%
122,343
+70,400
+136% +$2.43M
OMC icon
975
Omnicom Group
OMC
$22.7B
$4.17M 0.01%
57,512
+1,181
+2% +$87.7K
37 38
39
40 41

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Commonwealth Equity Services's Q3 2021 Portfolio in Review

As of Q3 2021, Commonwealth Equity Services held 3,732 positions worth $39.8B, up 1.1% from $39.4B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Commonwealth Equity Services's Q3 2021 filing shows 211 new, 1,963 increased, 1,266 reduced and 158 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M. The largest sale was FT Vest US Equity Buffer ETF November, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Commonwealth Equity Services's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M.
  • Commonwealth Equity Services added most to UnitedHealth in Q3 2021, an estimated $75.1M increase.
  • Commonwealth Equity Services's biggest Q3 2021 reduction was FT Vest US Equity Buffer ETF November, cutting an estimated $17.1M.
  • Commonwealth Equity Services fully exited Maxim Integrated Products in Q3 2021, selling an estimated $5.14M.
  • Commonwealth Equity Services's ten largest holdings make up 18% of its $39.8B portfolio in Q3 2021.
  • Commonwealth Equity Services opened 211 new positions and closed 158 in Q3 2021.
  • Commonwealth Equity Services's portfolio value rose 1.1% quarter-over-quarter to $39.8B.

Based on Commonwealth Equity Services's 13F filing for Q3 2021, filed 29 Oct 2021.