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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.83%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$8.23B
AUM Growth
+$10.9M
Cap. Flow
+$125M
Cap. Flow %
1.52%
Top 10 Hldgs %
18.82%
Holding
2,193
New
132
Increased
1,172
Reduced
675
Closed
101

Top Buys

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$20.9M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$14.2M
3
KRG icon
Kite Realty
KRG
+$13.3M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$11.9M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$8.98M

Top Sells

Rank Stock Value
1
FSK icon
FS KKR Capital
FSK
+$139M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$12.2M
3
QCOR
QUESTCOR PHARMA INC
QCOR
+$11.9M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$8.66M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$6M

Sector Composition

Rank Sector Weight
1 Financials 7.51%
2 Energy 6.79%
3 Technology 6.62%
4 Healthcare 5.63%
5 Consumer Staples 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HQL
851
abrdn Life Sciences Investors
HQL
$585M
$1.04M 0.01%
47,001
+16,234
+53% +$353K
SEMG
852
DELISTED
SEMGROUP CORPORATION
SEMG
$1.04M 0.01%
12,459
+103
+0.8% +$8.48K
HPF
853
John Hancock Preferred Income Fund II
HPF
$341M
$1.03M 0.01%
51,697
+3,702
+8% +$74.7K
ENB icon
854
Enbridge
ENB
$124B
$1.03M 0.01%
21,605
-2,197
-9% -$108K
UGI icon
855
UGI
UGI
$8B
$1.03M 0.01%
30,279
+2,535
+9% +$86.2K
MBB icon
856
iShares MBS ETF
MBB
$39B
$1.02M 0.01%
9,423
+951
+11% +$103K
TY icon
857
TRI-Continental Corp
TY
$1.86B
$1.01M 0.01%
48,601
-571
-1% -$12K
STON
858
DELISTED
StoneMor Inc.
STON
$1.01M 0.01%
39,305
-719
-2% -$17.9K
EGN
859
DELISTED
Energen
EGN
$1.01M 0.01%
14,041
+7,643
+119% +$611K
EMLP icon
860
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$1.01M 0.01%
37,296
-2,217
-6% -$60.3K
UN
861
DELISTED
Unilever NV New York Registry Shares
UN
$1.01M 0.01%
25,534
-3,947
-13% -$164K
ZTS icon
862
Zoetis
ZTS
$31.6B
$1.01M 0.01%
27,389
+2,115
+8% +$72.4K
SPE
863
Special Opportunities Fund
SPE
$140M
$1.01M 0.01%
63,465
+356
+0.6% +$5.73K
AOA icon
864
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.16B
$1.01M 0.01%
22,129
+1,859
+9% +$86.6K
STLD icon
865
Steel Dynamics
STLD
$35.6B
$1.01M 0.01%
+44,529
New +$974K
UTG icon
866
Reaves Utility Income Fund
UTG
$3.69B
$1M 0.01%
35,374
+1,976
+6% +$55.8K
EMO
867
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.06B
$1M 0.01%
8,224
-102
-1% -$12.6K
IPU
868
DELISTED
SPDR S&P International Utilities Sector
IPU
$1M 0.01%
53,269
+667
+1% +$13K
DRE
869
DELISTED
Duke Realty Corp.
DRE
$1M 0.01%
58,194
+4,740
+9% +$85.6K
FULT icon
870
Fulton Financial
FULT
$4.7B
$999K 0.01%
90,200
-22
-0% -$255
SPAB icon
871
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$997K 0.01%
34,544
+6,934
+25% +$200K
ETJ
872
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$996K 0.01%
85,219
+7,853
+10% +$91.2K
FIS icon
873
Fidelity National Information Services
FIS
$21.5B
$996K 0.01%
17,688
+1,395
+9% +$78.8K
BTU
874
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$996K 0.01%
5,366
+1,242
+30% +$282K
CNSL
875
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$992K 0.01%
39,608
+75
+0.2% +$1.76K
33 34
35
36 37

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Commonwealth Equity Services's Q3 2014 Portfolio in Review

As of Q3 2014, Commonwealth Equity Services held 2,193 positions worth $8.23B, up 0.13% from $8.22B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Commonwealth Equity Services's Q3 2014 filing shows 132 new, 1,172 increased, 675 reduced and 101 closed positions. Its largest new stake was Direxion Daily Developed Markets Bear 3x Shares: 131,588 shares worth $4.33M. The largest sale was FS KKR Capital, an estimated $139M.

By sector, the portfolio is most concentrated in Financials at 7.5% of assets, down from 8.8% a quarter earlier, followed by Energy and Technology.

  • Commonwealth Equity Services's largest Q3 2014 buy was Direxion Daily Developed Markets Bear 3x Shares: 131,588 shares worth $4.33M.
  • Commonwealth Equity Services added most to Vanguard FTSE Developed Markets ETF in Q3 2014, an estimated $20.9M increase.
  • Commonwealth Equity Services's biggest Q3 2014 reduction was FS KKR Capital, cutting an estimated $139M.
  • Commonwealth Equity Services fully exited QUESTCOR PHARMA INC in Q3 2014, selling an estimated $11.9M.
  • Commonwealth Equity Services's ten largest holdings make up 19% of its $8.23B portfolio in Q3 2014.
  • Commonwealth Equity Services opened 132 new positions and closed 101 in Q3 2014.
  • Commonwealth Equity Services's portfolio value rose 0.13% quarter-over-quarter to $8.23B.

Based on Commonwealth Equity Services's 13F filing for Q3 2014, filed 17 Oct 2014.