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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
+8.58%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$44.4B
AUM Growth
+$4.56B
Cap. Flow
+$1.39B
Cap. Flow %
3.14%
Top 10 Hldgs %
19.07%
Holding
3,821
New
246
Increased
1,953
Reduced
1,330
Closed
177

Top Buys

Rank Stock Value
1
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$54M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$44.8M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$43.8M
4
VTV icon
Vanguard Value ETF
VTV
+$41.9M
5
ESGD icon
iShares ESG Aware MSCI EAFE ETF
ESGD
+$39.1M

Top Sells

Rank Stock Value
1
IAU icon
iShares Gold Trust
IAU
+$27.2M
2
DDOG icon
Datadog
DDOG
+$22.8M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$19.1M
4
PENN icon
PENN Entertainment
PENN
+$17M
5
DFEB icon
FT Vest US Equity Deep Buffer ETF February
DFEB
+$13.3M

Sector Composition

Rank Sector Weight
1 Technology 12.61%
2 Financials 5.78%
3 Consumer Discretionary 5.1%
4 Healthcare 4.99%
5 Industrials 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMCV icon
826
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.13B
$6.16M 0.01%
90,158
-1,118
-1% -$74.3K
XHB icon
827
State Street SPDR S&P Homebuilders ETF
XHB
$1.74B
$6.15M 0.01%
71,714
-27,685
-28% -$2.22M
FJAN icon
828
FT Vest US Equity Buffer ETF January
FJAN
$1.41B
$6.11M 0.01%
179,352
+5,907
+3% +$199K
UNFI icon
829
United Natural Foods
UNFI
$3.01B
$6.09M 0.01%
124,130
+8,986
+8% +$434K
UGI icon
830
UGI
UGI
$8B
$6.08M 0.01%
132,393
-3,045
-2% -$135K
FSEP icon
831
FT Vest US Equity Buffer ETF September
FSEP
$1.21B
$6.07M 0.01%
168,509
+96,149
+133% +$3.39M
AXON
832
Axon Enterprise
AXON
$40.5B
$6.06M 0.01%
38,615
-833
-2% -$140K
KAPR icon
833
Innovator US Small Cap Power Buffer ETF April
KAPR
$214M
$6.03M 0.01%
219,203
+100,199
+84% +$2.77M
CAC icon
834
Camden National
CAC
$924M
$6.03M 0.01%
125,267
+1,440
+1% +$69.1K
CEF icon
835
Sprott Physical Gold and Silver Trust
CEF
$7.43B
$6.02M 0.01%
339,420
-5,421
-2% -$96.2K
VALE icon
836
Vale
VALE
$62.9B
$6.01M 0.01%
428,595
+270,828
+172% +$3.6M
BXMT icon
837
Blackstone Mortgage Trust
BXMT
$2.82B
$5.98M 0.01%
195,330
-15,060
-7% -$479K
MTB icon
838
M&T Bank
MTB
$36.2B
$5.98M 0.01%
38,940
+6,975
+22% +$1.07M
RDIV icon
839
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.36B
$5.98M 0.01%
141,865
-6,443
-4% -$261K
WFC.PRL icon
840
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$5.97M 0.01%
+4,008
New +$5.98M
FNF icon
841
Fidelity National Financial
FNF
$13.9B
$5.96M 0.01%
118,783
+297
+0.3% +$14.2K
DRI icon
842
Darden Restaurants
DRI
$22.5B
$5.95M 0.01%
39,514
-1,902
-5% -$281K
MSOS icon
843
AdvisorShares Pure US Cannabis ETF
MSOS
$864M
$5.93M 0.01%
231,671
+11,644
+5% +$322K
IBDN
844
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$5.9M 0.01%
234,884
+1,043
+0.4% +$26.3K
AVDE icon
845
Avantis International Equity ETF
AVDE
$17.7B
$5.9M 0.01%
93,056
+5,090
+6% +$323K
IBDQ
846
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$5.89M 0.01%
223,001
+9,515
+4% +$253K
QDEC icon
847
FT Vest Growth-100 Buffer ETF December
QDEC
$682M
$5.89M 0.01%
250,256
+4,640
+2% +$106K
EMN icon
848
Eastman Chemical
EMN
$7.8B
$5.86M 0.01%
48,492
-819
-2% -$91.1K
SPYD icon
849
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.66B
$5.86M 0.01%
139,434
+2,529
+2% +$103K
OKTA icon
850
Okta
OKTA
$24.1B
$5.83M 0.01%
26,030
+3,152
+14% +$751K
32 33
34
35 36

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Commonwealth Equity Services's Q4 2021 Portfolio in Review

As of Q4 2021, Commonwealth Equity Services held 3,821 positions worth $44.4B, up 11% from $39.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Commonwealth Equity Services deployed $1.39B of net new capital in Q4 2021, opening 246 new positions and adding to 1,953 existing holdings. Its largest new stake was First Trust Nasdaq Oil & Gas ETF: 960,334 shares worth $18.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Gold Trust, an estimated $27.2M trimmed.

  • Commonwealth Equity Services's largest Q4 2021 buy was First Trust Nasdaq Oil & Gas ETF: 960,334 shares worth $18.7M.
  • Commonwealth Equity Services added most to iShares ESG Aware MSCI USA ETF in Q4 2021, an estimated $54M increase.
  • Commonwealth Equity Services's biggest Q4 2021 reduction was iShares Gold Trust, cutting an estimated $27.2M.
  • Commonwealth Equity Services fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2021, selling an estimated $9.53M.
  • Commonwealth Equity Services's ten largest holdings make up 19% of its $44.4B portfolio in Q4 2021.
  • Commonwealth Equity Services opened 246 new positions and closed 177 in Q4 2021.
  • Commonwealth Equity Services's portfolio value rose 11% quarter-over-quarter to $44.4B.

Based on Commonwealth Equity Services's 13F filing for Q4 2021, filed 31 Jan 2022.