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Commonwealth Equity Services Portfolio holdings
AUM
$71.6B
1-Year Est. Return
21.08%
This Fund
S&P 500
This Quarter
Est. Return
-0.7%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$39.8B
AUM Growth
+$449M
(+1.1%)
Cap. Flow
+$1.04B
Cap. Flow
% of AUM
2.62%
Top 10 Holdings %
Top 10 Hldgs %
18.19%
Holding
3,732
New
211
Increased
1,963
Reduced
1,266
Closed
158
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UnitedHealth
UNH
|
+$75.1M |
| 2 |
Microsoft
MSFT
|
+$27.6M |
| 3 |
FT Vest US Equity Buffer ETF July
FJUL
|
+$26.7M |
| 4 |
iShares TIPS Bond ETF
TIP
|
+$25.6M |
| 5 |
Dimensional World ex US Core Equity 2 ETF
DFAX
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest US Equity Buffer ETF November
FNOV
|
+$17.1M |
| 2 |
Dimensional US Core Equity 2 ETF
DFAC
|
+$14.7M |
| 3 |
First Trust California Municipal High income ETF
FCAL
|
+$12.6M |
| 4 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$12.3M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$10.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.42% |
| 2 | Financials | 6.15% |
| 3 | Consumer Discretionary | 5.1% |
| 4 | Healthcare | 4.93% |
| 5 | Communication Services | 3.85% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
801
ASML
ASML
$675B
| $5.76M | 0.01% |
7,728
+1,243
| +19% | +$977K |
|
802
Church & Dwight Co
CHD
$23.1B
| $5.75M | 0.01% |
69,595
-303
| -0.4% | -$25.7K |
|
803
FirstEnergy
FE
$28.9B
| $5.75M | 0.01% |
161,318
-11,882
| -7% | -$451K |
|
|
IBDQ
804
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
| $5.73M | 0.01% |
213,486
-81,347
| -28% | -$2.19M |
|
805
FT Vest US Equity Buffer ETF January
FJAN
$1.41B
| $5.73M | 0.01% |
173,445
-55,677
| -24% | -$1.85M |
|
806
Tortoise North American Pipeline ETF
TPYP
$900M
| $5.69M | 0.01% |
261,022
+30,127
| +13% | +$658K |
|
807
Innovator US Equity Buffer ETF January
BJAN
$393M
| $5.68M | 0.01% |
157,613
+6,881
| +5% | +$249K |
|
808
Innovator US Equity Ultra Buffer ETF April
UAPR
$157M
| $5.66M | 0.01% |
219,947
-4,930
| -2% | -$127K |
|
809
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
| $5.64M | 0.01% |
181,275
+23,043
| +15% | +$724K |
|
810
Microchip Technology
MCHP
$42.8B
| $5.62M | 0.01% |
73,204
-11,840
| -14% | -$888K |
|
811
United Natural Foods
UNFI
$3.01B
| $5.58M | 0.01% |
115,144
-17,935
| -13% | -$635K |
|
|
CAPD
812
DELISTED
iPath Shiller CAPE ETN
CAPD
| $5.57M | 0.01% |
264,140
+67,139
| +34% | +$1.45M |
|
813
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
| $5.55M | 0.01% |
289,804
+63,038
| +28% | +$1.34M |
|
814
Whirlpool
WHR
$2.42B
| $5.54M | 0.01% |
27,187
-351
| -1% | -$77K |
|
815
West Pharmaceutical
WST
$23.1B
| $5.54M | 0.01% |
13,050
+2,321
| +22% | +$978K |
|
|
IBDM
816
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
| $5.54M | 0.01% |
223,922
-7,731
| -3% | -$191K |
|
817
SLB Ltd
SLB
$77.8B
| $5.53M | 0.01% |
186,403
-20,006
| -10% | -$573K |
|
818
Avantis International Equity ETF
AVDE
$17.7B
| $5.5M | 0.01% |
87,966
+4,814
| +6% | +$308K |
|
819
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.38B
| $5.48M | 0.01% |
85,142
+2,863
| +3% | +$189K |
|
820
SoFi Technologies
SOFI
$21.1B
| $5.45M | 0.01% |
343,026
+279,533
| +440% | +$4.38M |
|
821
KLA
KLAC
$275B
| $5.44M | 0.01% |
162,660
+22,230
| +16% | +$742K |
|
822
FT Vest Growth-100 Buffer ETF December
QDEC
$682M
| $5.43M | 0.01% |
245,616
-23,433
| -9% | -$521K |
|
823
Williams Companies
WMB
$90.5B
| $5.43M | 0.01% |
209,485
+84,138
| +67% | +$2.12M |
|
|
RDS.A
824
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $5.43M | 0.01% |
121,887
+15,151
| +14% | +$611K |
|
825
Okta
OKTA
$24.1B
| $5.43M | 0.01% |
22,878
-2,824
| -11% | -$701K |
|
Similar funds
Commonwealth Equity Services's Q3 2021 Portfolio in Review
As of Q3 2021, Commonwealth Equity Services held 3,732 positions worth $39.8B, up 1.1% from $39.4B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Commonwealth Equity Services's Q3 2021 filing shows 211 new, 1,963 increased, 1,266 reduced and 158 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M. The largest sale was FT Vest US Equity Buffer ETF November, an estimated $17.1M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.
- Commonwealth Equity Services's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M.
- Commonwealth Equity Services added most to UnitedHealth in Q3 2021, an estimated $75.1M increase.
- Commonwealth Equity Services's biggest Q3 2021 reduction was FT Vest US Equity Buffer ETF November, cutting an estimated $17.1M.
- Commonwealth Equity Services fully exited Maxim Integrated Products in Q3 2021, selling an estimated $5.14M.
- Commonwealth Equity Services's ten largest holdings make up 18% of its $39.8B portfolio in Q3 2021.
- Commonwealth Equity Services opened 211 new positions and closed 158 in Q3 2021.
- Commonwealth Equity Services's portfolio value rose 1.1% quarter-over-quarter to $39.8B.
Based on Commonwealth Equity Services's 13F filing for Q3 2021, filed 29 Oct 2021.