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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.7%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$39.8B
AUM Growth
+$449M
Cap. Flow
+$1.04B
Cap. Flow %
2.62%
Top 10 Hldgs %
18.19%
Holding
3,732
New
211
Increased
1,963
Reduced
1,266
Closed
158

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$75.1M
2
MSFT icon
Microsoft
MSFT
+$27.6M
3
FJUL icon
FT Vest US Equity Buffer ETF July
FJUL
+$26.7M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$25.6M
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$24.5M

Top Sells

Rank Stock Value
1
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$17.1M
2
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$14.7M
3
FCAL icon
First Trust California Municipal High income ETF
FCAL
+$12.6M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$12.3M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Financials 6.15%
3 Consumer Discretionary 5.1%
4 Healthcare 4.93%
5 Communication Services 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UTG icon
676
Reaves Utility Income Fund
UTG
$3.69B
$7.37M 0.02%
224,775
+2,988
+1% +$105K
LRGF icon
677
iShares US Equity Factor ETF
LRGF
$3.52B
$7.35M 0.02%
174,534
-5,659
-3% -$248K
FNDF icon
678
Schwab Fundamental International Large Company Index ETF
FNDF
$24.3B
$7.33M 0.02%
223,186
+6,569
+3% +$218K
VTWG icon
679
Vanguard Russell 2000 Growth ETF
VTWG
$1.47B
$7.32M 0.02%
34,200
-2,278
-6% -$498K
FNOV icon
680
FT Vest US Equity Buffer ETF November
FNOV
$1.2B
$7.28M 0.02%
191,259
-449,802
-70% -$17.1M
FAUG icon
681
FT Vest US Equity Buffer ETF August
FAUG
$1.18B
$7.25M 0.02%
198,744
+172,201
+649% +$6.39M
COHR icon
682
Coherent
COHR
$55.2B
$7.24M 0.02%
122,000
+5,146
+4% +$336K
FITB
683
Fifth Third Bancorp
FITB
$52B
$7.24M 0.02%
170,583
-4,607
-3% -$176K
XCEM icon
684
Columbia EM Core ex-China ETF
XCEM
$1.9B
$7.24M 0.02%
225,035
+26,046
+13% +$858K
FTHY
685
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$499M
$7.2M 0.02%
350,288
+41,268
+13% +$842K
MKC icon
686
McCormick & Company Non-Voting
MKC
$13.4B
$7.2M 0.02%
88,826
-5,621
-6% -$483K
FYX icon
687
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
$7.17M 0.02%
78,347
-16,432
-17% -$1.5M
DAPR icon
688
FT Vest US Equity Deep Buffer ETF April
DAPR
$306M
$7.15M 0.02%
233,658
+104,742
+81% +$3.23M
XHB icon
689
State Street SPDR S&P Homebuilders ETF
XHB
$1.74B
$7.13M 0.02%
99,399
-20,904
-17% -$1.57M
VIOV icon
690
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.85B
$7.13M 0.02%
81,960
-13,366
-14% -$1.17M
LNT icon
691
Alliant Energy
LNT
$19.4B
$7.09M 0.02%
126,715
+4,437
+4% +$262K
GBIL icon
692
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.68B
$7.08M 0.02%
70,697
+2,982
+4% +$298K
HBAN icon
693
Huntington Bancshares
HBAN
$35.1B
$7.05M 0.02%
456,053
+17,912
+4% +$264K
CINF icon
694
Cincinnati Financial
CINF
$28.3B
$7.05M 0.02%
61,719
-2,649
-4% -$314K
QYLD icon
695
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.97B
$7.04M 0.02%
319,031
+64,239
+25% +$1.46M
LUMN icon
696
Lumen
LUMN
$6.53B
$7.01M 0.02%
565,583
+11,076
+2% +$139K
LOB icon
697
Live Oak Bancshares
LOB
$1.95B
$7M 0.02%
110,090
+1,804
+2% +$107K
BTI icon
698
British American Tobacco
BTI
$132B
$6.96M 0.02%
197,202
+22,547
+13% +$846K
SJM icon
699
J.M. Smucker
SJM
$12.6B
$6.96M 0.02%
57,967
+2,262
+4% +$288K
BOTZ icon
700
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.15B
$6.96M 0.02%
190,220
+43,314
+29% +$1.55M
26 27
28
29 30

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Commonwealth Equity Services's Q3 2021 Portfolio in Review

As of Q3 2021, Commonwealth Equity Services held 3,732 positions worth $39.8B, up 1.1% from $39.4B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Commonwealth Equity Services's Q3 2021 filing shows 211 new, 1,963 increased, 1,266 reduced and 158 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M. The largest sale was FT Vest US Equity Buffer ETF November, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Commonwealth Equity Services's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M.
  • Commonwealth Equity Services added most to UnitedHealth in Q3 2021, an estimated $75.1M increase.
  • Commonwealth Equity Services's biggest Q3 2021 reduction was FT Vest US Equity Buffer ETF November, cutting an estimated $17.1M.
  • Commonwealth Equity Services fully exited Maxim Integrated Products in Q3 2021, selling an estimated $5.14M.
  • Commonwealth Equity Services's ten largest holdings make up 18% of its $39.8B portfolio in Q3 2021.
  • Commonwealth Equity Services opened 211 new positions and closed 158 in Q3 2021.
  • Commonwealth Equity Services's portfolio value rose 1.1% quarter-over-quarter to $39.8B.

Based on Commonwealth Equity Services's 13F filing for Q3 2021, filed 29 Oct 2021.