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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.83%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$8.23B
AUM Growth
+$10.9M
Cap. Flow
+$125M
Cap. Flow %
1.52%
Top 10 Hldgs %
18.82%
Holding
2,193
New
132
Increased
1,172
Reduced
675
Closed
101

Top Buys

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$20.9M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$14.2M
3
KRG icon
Kite Realty
KRG
+$13.3M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$11.9M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$8.98M

Top Sells

Rank Stock Value
1
FSK icon
FS KKR Capital
FSK
+$139M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$12.2M
3
QCOR
QUESTCOR PHARMA INC
QCOR
+$11.9M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$8.66M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$6M

Sector Composition

Rank Sector Weight
1 Financials 7.51%
2 Energy 6.79%
3 Technology 6.62%
4 Healthcare 5.63%
5 Consumer Staples 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PKO
651
DELISTED
Pimco Income Opportunity Fund
PKO
$1.55M 0.02%
56,220
+1,435
+3% +$41.1K
HPI
652
John Hancock Preferred Income Fund
HPI
$428M
$1.55M 0.02%
77,127
+2,533
+3% +$50.9K
VIAB
653
DELISTED
Viacom Inc. Class B
VIAB
$1.54M 0.02%
20,039
-385
-2% -$31.7K
SR icon
654
Spire
SR
$4.92B
$1.54M 0.02%
33,213
+27,785
+512% +$1.33M
FEN
655
DELISTED
First Trust Energy Income and Growth Fund
FEN
$1.54M 0.02%
41,835
+227
+0.5% +$8.3K
HASI icon
656
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.9B
$1.54M 0.02%
+111,281
New +$1.58M
FFA
657
First Trust Enhanced Equity Income Fund
FFA
$447M
$1.53M 0.02%
107,359
+2,026
+2% +$29.4K
KMR
658
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
$1.53M 0.02%
16,518
-8,033
-33% -$693K
FOF icon
659
Cohen & Steers Closed End Opportunity Fund
FOF
$374M
$1.53M 0.02%
117,394
+2,904
+3% +$39.2K
UDF
660
DELISTED
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
$1.53M 0.02%
77,026
+29,030
+60% +$549K
IYJ icon
661
iShares US Industrials ETF
IYJ
$1.98B
$1.52M 0.02%
30,120
-5,814
-16% -$299K
DCI icon
662
Donaldson
DCI
$10.8B
$1.52M 0.02%
37,404
+272
+0.7% +$11.1K
ADI icon
663
Analog Devices
ADI
$181B
$1.5M 0.02%
30,214
+4,847
+19% +$248K
FLG
664
Flagstar Bank National Association
FLG
$5.77B
$1.49M 0.02%
31,347
+1,058
+3% +$50.5K
ITM icon
665
VanEck Intermediate Muni ETF
ITM
$2.14B
$1.49M 0.02%
31,689
+2,808
+10% +$131K
REGN icon
666
Regeneron Pharmaceuticals
REGN
$68.8B
$1.49M 0.02%
4,119
+125
+3% +$41.9K
TDIV icon
667
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.06B
$1.48M 0.02%
54,767
+12,065
+28% +$329K
VPL icon
668
Vanguard FTSE Pacific ETF
VPL
$8.05B
$1.48M 0.02%
24,989
-464
-2% -$28.9K
DNY
669
DELISTED
DONNELLEY R R & SONS CO
DNY
$1.48M 0.02%
89,852
+26,500
+42% +$436K
FEZ icon
670
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.28B
$1.48M 0.02%
37,219
-58,606
-61% -$2.41M
BCS.PRC
671
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$1.48M 0.02%
57,150
+167
+0.3% +$4.31K
STKL
672
DELISTED
SunOpta
STKL
$1.47M 0.02%
+122,140
New +$1.61M
SCHX icon
673
Schwab US Large- Cap ETF
SCHX
$70.9B
$1.47M 0.02%
187,698
-149,310
-44% -$1.18M
PXE icon
674
Invesco Energy Exploration & Production ETF
PXE
$86.5M
$1.47M 0.02%
44,011
+517
+1% +$18.8K
EWG icon
675
iShares MSCI Germany ETF
EWG
$1.5B
$1.47M 0.02%
52,944
-45,358
-46% -$1.33M
25 26
27
28 29

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Commonwealth Equity Services's Q3 2014 Portfolio in Review

As of Q3 2014, Commonwealth Equity Services held 2,193 positions worth $8.23B, up 0.13% from $8.22B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Commonwealth Equity Services's Q3 2014 filing shows 132 new, 1,172 increased, 675 reduced and 101 closed positions. Its largest new stake was Direxion Daily Developed Markets Bear 3x Shares: 131,588 shares worth $4.33M. The largest sale was FS KKR Capital, an estimated $139M.

By sector, the portfolio is most concentrated in Financials at 7.5% of assets, down from 8.8% a quarter earlier, followed by Energy and Technology.

  • Commonwealth Equity Services's largest Q3 2014 buy was Direxion Daily Developed Markets Bear 3x Shares: 131,588 shares worth $4.33M.
  • Commonwealth Equity Services added most to Vanguard FTSE Developed Markets ETF in Q3 2014, an estimated $20.9M increase.
  • Commonwealth Equity Services's biggest Q3 2014 reduction was FS KKR Capital, cutting an estimated $139M.
  • Commonwealth Equity Services fully exited QUESTCOR PHARMA INC in Q3 2014, selling an estimated $11.9M.
  • Commonwealth Equity Services's ten largest holdings make up 19% of its $8.23B portfolio in Q3 2014.
  • Commonwealth Equity Services opened 132 new positions and closed 101 in Q3 2014.
  • Commonwealth Equity Services's portfolio value rose 0.13% quarter-over-quarter to $8.23B.

Based on Commonwealth Equity Services's 13F filing for Q3 2014, filed 17 Oct 2014.