We are live on
!
Find out more
Commonwealth Equity Services Portfolio holdings
AUM
$71.6B
1-Year Est. Return
21.08%
This Fund
S&P 500
This Quarter
Est. Return
-0.7%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$39.8B
AUM Growth
+$449M
(+1.1%)
Cap. Flow
+$1.04B
Cap. Flow
% of AUM
2.62%
Top 10 Holdings %
Top 10 Hldgs %
18.19%
Holding
3,732
New
211
Increased
1,963
Reduced
1,266
Closed
158
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UnitedHealth
UNH
|
+$75.1M |
| 2 |
Microsoft
MSFT
|
+$27.6M |
| 3 |
FT Vest US Equity Buffer ETF July
FJUL
|
+$26.7M |
| 4 |
iShares TIPS Bond ETF
TIP
|
+$25.6M |
| 5 |
Dimensional World ex US Core Equity 2 ETF
DFAX
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest US Equity Buffer ETF November
FNOV
|
+$17.1M |
| 2 |
Dimensional US Core Equity 2 ETF
DFAC
|
+$14.7M |
| 3 |
First Trust California Municipal High income ETF
FCAL
|
+$12.6M |
| 4 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$12.3M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$10.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.42% |
| 2 | Financials | 6.15% |
| 3 | Consumer Discretionary | 5.1% |
| 4 | Healthcare | 4.93% |
| 5 | Communication Services | 3.85% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
601
Gabelli Equity Trust
GAB
$1.74B
| $9.1M | 0.02% |
1,367,944
+207,492
| +18% | +$1.41M |
|
602
Welltower
WELL
$178B
| $9.09M | 0.02% |
110,262
-702
| -0.6% | -$60.3K |
|
603
Upstart Holdings
UPST
$2.58B
| $9.08M | 0.02% |
28,702
+12,460
| +77% | +$2.46M |
|
604
State Street SPDR S&P International Dividend ETF
DWX
$521M
| $9.06M | 0.02% |
238,579
+24,555
| +11% | +$978K |
|
605
Darling Ingredients
DAR
$9.93B
| $8.95M | 0.02% |
124,545
-7,824
| -6% | -$560K |
|
606
iShares US Utilities ETF
IDU
$1.41B
| $8.91M | 0.02% |
112,850
+615
| +0.5% | +$50.8K |
|
|
B
607
Barrick Mining
B
$62.2B
| $8.89M | 0.02% |
492,643
+25,589
| +5% | +$514K |
|
608
Royal Caribbean
RCL
$78.7B
| $8.81M | 0.02% |
99,098
-6,590
| -6% | -$533K |
|
609
Sea Limited
SE
$61.2B
| $8.79M | 0.02% |
27,567
+3,807
| +16% | +$1.17M |
|
610
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
| $8.78M | 0.02% |
79,434
-2,215
| -3% | -$245K |
|
611
D.R. Horton
DHI
$41B
| $8.71M | 0.02% |
103,772
+10,908
| +12% | +$1M |
|
|
SPYM
612
State Street SPDR Portfolio S&P 500 ETF
SPYM
$158B
| $8.68M | 0.02% |
171,952
+4,713
| +3% | +$244K |
|
613
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.36B
| $8.67M | 0.02% |
167,743
+6,516
| +4% | +$337K |
|
614
FT Vest US Equity Buffer ETF February
FFEB
$1.37B
| $8.67M | 0.02% |
236,318
-5,263
| -2% | -$194K |
|
615
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.7B
| $8.64M | 0.02% |
+157,917
| New | +$8.87M |
|
616
Aon
AON
$77.3B
| $8.64M | 0.02% |
30,242
+144
| +0.5% | +$38.7K |
|
617
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.96B
| $8.61M | 0.02% |
156,245
+32,607
| +26% | +$1.81M |
|
618
Healthpeak Properties
DOC
$15.4B
| $8.61M | 0.02% |
257,175
+9,835
| +4% | +$348K |
|
|
NVO
619
Novo Nordisk
NVO
$216B
| $8.6M | 0.02% |
179,060
-3,494
| -2% | -$169K |
|
620
iShares Short Maturity Bond ETF
NEAR
$4.8B
| $8.55M | 0.02% |
170,448
-741
| -0.4% | -$37.2K |
|
621
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
| $8.54M | 0.02% |
140,123
-2,515
| -2% | -$158K |
|
622
Citizens Financial Group
CFG
$30.4B
| $8.53M | 0.02% |
181,555
+27,627
| +18% | +$1.21M |
|
623
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.2B
| $8.52M | 0.02% |
184,621
+139,234
| +307% | +$6.57M |
|
624
Cleveland-Cliffs
CLF
$6.81B
| $8.51M | 0.02% |
429,696
+97,742
| +29% | +$2.23M |
|
625
First Trust Financials AlphaDEX Fund
FXO
$1.12B
| $8.46M | 0.02% |
191,187
+34,181
| +22% | +$1.51M |
|
Similar funds
Commonwealth Equity Services's Q3 2021 Portfolio in Review
As of Q3 2021, Commonwealth Equity Services held 3,732 positions worth $39.8B, up 1.1% from $39.4B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Commonwealth Equity Services's Q3 2021 filing shows 211 new, 1,963 increased, 1,266 reduced and 158 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M. The largest sale was FT Vest US Equity Buffer ETF November, an estimated $17.1M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.
- Commonwealth Equity Services's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M.
- Commonwealth Equity Services added most to UnitedHealth in Q3 2021, an estimated $75.1M increase.
- Commonwealth Equity Services's biggest Q3 2021 reduction was FT Vest US Equity Buffer ETF November, cutting an estimated $17.1M.
- Commonwealth Equity Services fully exited Maxim Integrated Products in Q3 2021, selling an estimated $5.14M.
- Commonwealth Equity Services's ten largest holdings make up 18% of its $39.8B portfolio in Q3 2021.
- Commonwealth Equity Services opened 211 new positions and closed 158 in Q3 2021.
- Commonwealth Equity Services's portfolio value rose 1.1% quarter-over-quarter to $39.8B.
Based on Commonwealth Equity Services's 13F filing for Q3 2021, filed 29 Oct 2021.