We are live on ! Find out more
Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.7%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$39.8B
AUM Growth
+$449M
Cap. Flow
+$1.04B
Cap. Flow %
2.62%
Top 10 Hldgs %
18.19%
Holding
3,732
New
211
Increased
1,963
Reduced
1,266
Closed
158

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$75.1M
2
MSFT icon
Microsoft
MSFT
+$27.6M
3
FJUL icon
FT Vest US Equity Buffer ETF July
FJUL
+$26.7M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$25.6M
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$24.5M

Top Sells

Rank Stock Value
1
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$17.1M
2
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$14.7M
3
FCAL icon
First Trust California Municipal High income ETF
FCAL
+$12.6M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$12.3M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Financials 6.15%
3 Consumer Discretionary 5.1%
4 Healthcare 4.93%
5 Communication Services 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPGI icon
451
S&P Global
SPGI
$126B
$13.9M 0.03%
32,720
+4,020
+14% +$1.74M
FLOT icon
452
iShares Floating Rate Bond ETF
FLOT
$10.1B
$13.9M 0.03%
273,313
-92,791
-25% -$4.71M
SPSM icon
453
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.9B
$13.8M 0.03%
325,068
+143,460
+79% +$6.15M
TDOC icon
454
Teladoc Health
TDOC
$1.58B
$13.8M 0.03%
108,760
+548
+0.5% +$79.8K
DFAU icon
455
Dimensional US Core Equity Market ETF
DFAU
$12.3B
$13.8M 0.03%
456,856
+78,637
+21% +$2.43M
HYLS icon
456
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$13.8M 0.03%
285,640
+1,076
+0.4% +$52K
VLO icon
457
Valero Energy
VLO
$89.8B
$13.7M 0.03%
194,704
+6,922
+4% +$461K
FIDU icon
458
Fidelity MSCI Industrials Index ETF
FIDU
$2.34B
$13.7M 0.03%
264,090
-10,030
-4% -$544K
CI icon
459
Cigna
CI
$76.6B
$13.7M 0.03%
68,419
+6,770
+11% +$1.47M
AAL icon
460
American Airlines Group
AAL
$9.58B
$13.7M 0.03%
666,807
+84,125
+14% +$1.71M
DD icon
461
DuPont de Nemours
DD
$18.6B
$13.7M 0.03%
160,286
+1,502
+0.9% +$139K
ZM icon
462
Zoom
ZM
$25.8B
$13.7M 0.03%
52,223
+4,440
+9% +$1.5M
VRTX icon
463
Vertex Pharmaceuticals
VRTX
$121B
$13.6M 0.03%
74,791
+9,820
+15% +$1.92M
IYE icon
464
iShares US Energy ETF
IYE
$1.74B
$13.5M 0.03%
477,120
-246,140
-34% -$6.61M
YUM icon
465
Yum! Brands
YUM
$41B
$13.4M 0.03%
109,932
-3,272
-3% -$415K
VONV icon
466
Vanguard Russell 1000 Value ETF
VONV
$20.4B
$13.4M 0.03%
195,582
-1,223
-0.6% -$86K
LHX icon
467
L3Harris
LHX
$55.9B
$13.4M 0.03%
60,713
+4,406
+8% +$1M
LVHD icon
468
Franklin US Low Volatility High Dividend Index ETF
LVHD
$635M
$13.2M 0.03%
367,677
+25,018
+7% +$931K
FDRR icon
469
Fidelity Dividend ETF for Rising Rates
FDRR
$732M
$13.2M 0.03%
319,462
+11,861
+4% +$507K
PJAN icon
470
Innovator US Equity Power Buffer ETF January
PJAN
$1.46B
$13.2M 0.03%
403,975
+42,248
+12% +$1.38M
SLY
471
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$13.1M 0.03%
138,761
+11,650
+9% +$1.11M
JPS
472
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$13.1M 0.03%
1,339,720
+43,908
+3% +$438K
WTRG icon
473
Essential Utilities
WTRG
$11.2B
$13.1M 0.03%
283,897
+3,882
+1% +$188K
ARKQ icon
474
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.88B
$13M 0.03%
166,492
+4,746
+3% +$388K
IGIB icon
475
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$13M 0.03%
216,026
-61,513
-22% -$3.74M
17 18
19
20 21

Similar funds

New York State Common Retirement Fund
New York State Common Retirement Fund Albany, New York $71.6B AUM 29.66% 1-Year Est. Return
Natixis Advisors
Natixis Advisors Boston, Massachusetts $71.9B AUM 28.03% 1-Year Est. Return
Cerity Partners
Cerity Partners New York $70.8B AUM 21.68% 1-Year Est. Return
Acadian Asset Management
Acadian Asset Management Boston, Massachusetts $70.5B AUM 36% 1-Year Est. Return
Corient Private Wealth
Corient Private Wealth Miami, Florida $69.9B AUM 22.19% 1-Year Est. Return
Toronto Dominion Bank
Toronto Dominion Bank Toronto, Ontario, Ontario, Canada $69.7B AUM 40.86% 1-Year Est. Return
Mirae Asset Global ETFs Holdings
Mirae Asset Global ETFs Holdings Causeway Bay, Hong Kong $73.7B AUM 53.56% 1-Year Est. Return
Truist Financial
Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

Commonwealth Equity Services's Q3 2021 Portfolio in Review

As of Q3 2021, Commonwealth Equity Services held 3,732 positions worth $39.8B, up 1.1% from $39.4B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Commonwealth Equity Services's Q3 2021 filing shows 211 new, 1,963 increased, 1,266 reduced and 158 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M. The largest sale was FT Vest US Equity Buffer ETF November, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Commonwealth Equity Services's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M.
  • Commonwealth Equity Services added most to UnitedHealth in Q3 2021, an estimated $75.1M increase.
  • Commonwealth Equity Services's biggest Q3 2021 reduction was FT Vest US Equity Buffer ETF November, cutting an estimated $17.1M.
  • Commonwealth Equity Services fully exited Maxim Integrated Products in Q3 2021, selling an estimated $5.14M.
  • Commonwealth Equity Services's ten largest holdings make up 18% of its $39.8B portfolio in Q3 2021.
  • Commonwealth Equity Services opened 211 new positions and closed 158 in Q3 2021.
  • Commonwealth Equity Services's portfolio value rose 1.1% quarter-over-quarter to $39.8B.

Based on Commonwealth Equity Services's 13F filing for Q3 2021, filed 29 Oct 2021.