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Commonwealth Equity Services Portfolio holdings
AUM
$71.6B
1-Year Est. Return
21.08%
This Fund
S&P 500
This Quarter
Est. Return
+10.61%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$54.6B
AUM Growth
+$6.32B
(+13%)
Cap. Flow
+$1.41B
Cap. Flow
% of AUM
2.59%
Top 10 Holdings %
Top 10 Hldgs %
18.73%
Holding
4,080
New
257
Increased
1,843
Reduced
1,682
Closed
179
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$61.8M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$60.3M |
| 3 |
First Trust Rising Dividend Achievers ETF
RDVY
|
+$44.1M |
| 4 |
iShares Core S&P 500 ETF
IVV
|
+$39.2M |
| 5 |
Capital Group Growth ETF
CGGR
|
+$34.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
|
+$35.7M |
| 2 |
FT Vest US Equity Enhance & Moderate Buffer ETF December
XDEC
|
+$21.8M |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$20.8M |
| 4 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$20M |
| 5 |
FT Vest US Equity Deep Buffer ETF August
DAUG
|
+$19.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.61% |
| 2 | Financials | 5.39% |
| 3 | Consumer Discretionary | 4.27% |
| 4 | Healthcare | 4.16% |
| 5 | Industrials | 3.3% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3801
Zevia
ZVIA
$108M
| $27K | ﹤0.01% |
13,539
-32,373
| -71% | -$64.9K |
|
|
EMX
3802
DELISTED
EMX Royalty
EMX
| $26K | ﹤0.01% |
16,019
| – | – |
|
|
TGB
3803
Trekor Metals
TGB
$2.56B
| $26K | ﹤0.01% |
18,695
| – | – |
|
3804
Genprex
GNPX
$3.94M
| $25K | ﹤0.01% |
+2
| New | +$23.1K |
|
3805
Akebia Therapeutics
AKBA
$327M
| $23K | ﹤0.01% |
+18,736
| New | +$19.1K |
|
3806
Pyxis Oncology
PYXS
$165M
| $23K | ﹤0.01% |
12,950
| – | – |
|
|
RGLS
3807
DELISTED
Regulus Therapeutics
RGLS
| $22K | ﹤0.01% |
17,500
| – | – |
|
|
LICY
3808
DELISTED
Li-Cycle Holdings Corp.
LICY
| $22K | ﹤0.01% |
4,748
-5,849
| -55% | -$66.4K |
|
3809
X4 Pharmaceuticals
XFOR
$363M
| $21K | ﹤0.01% |
837
-55
| -6% | -$1.34K |
|
3810
Pixelworks
PXLW
$38.8M
| $20K | ﹤0.01% |
1,300
| – | – |
|
3811
Rigel Pharmaceuticals
RIGL
$680M
| $20K | ﹤0.01% |
+1,349
| New | +$13.8K |
|
|
MJUS
3812
DELISTED
Amplify U.S. Alternative Harvest ETF
MJUS
| $20K | ﹤0.01% |
12,322
-10,868
| -47% | -$17.2K |
|
3813
Apollomics
APLM
$40M
| $19K | ﹤0.01% |
+200
| New | +$24.6K |
|
|
BLUE
3814
DELISTED
bluebird bio
BLUE
| $19K | ﹤0.01% |
+705
| New | +$43K |
|
|
CIF
3815
DELISTED
MFS Intermediate High Income Fund
CIF
| $19K | ﹤0.01% |
10,854
-13,925
| -56% | -$22.4K |
|
3816
Clene
CLNN
$68.9M
| $19K | ﹤0.01% |
+3,158
| New | +$27.5K |
|
3817
Gevo
GEVO
$397M
| $19K | ﹤0.01% |
16,296
-2,240
| -12% | -$2.56K |
|
|
ORGN
3818
DELISTED
Origin Materials
ORGN
| $19K | ﹤0.01% |
754
+283
| +60% | +$8.11K |
|
3819
ESS Tech
GWH
$22.1M
| $18K | ﹤0.01% |
1,053
+171
| +19% | +$3.47K |
|
3820
BioCardia
BCDA
$12.7M
| $17K | ﹤0.01% |
1,733
+1,060
| +158% | +$8.6K |
|
3821
Perspective Therapeutics
CATX
$332M
| $17K | ﹤0.01% |
4,228
| – | – |
|
|
DBVT
3822
DBV Technologies
DBVT
$807M
| $17K | ﹤0.01% |
1,788
+118
| +7% | +$1.14K |
|
|
SGMO
3823
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
| $17K | ﹤0.01% |
31,648
-18,648
| -37% | -$8.6K |
|
|
FRZA
3824
DELISTED
Forza X1, Inc. Common Stock
FRZA
| $17K | ﹤0.01% |
31,500
+12,500
| +66% | +$7.81K |
|
3825
Aqua Metals
AQMS
$9.63M
| $16K | ﹤0.01% |
107
| – | – |
|
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Commonwealth Equity Services's Q4 2023 Portfolio in Review
As of Q4 2023, Commonwealth Equity Services held 4,080 positions worth $54.6B, up 13% from $48.3B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Commonwealth Equity Services's Q4 2023 filing shows 257 new, 1,843 increased, 1,682 reduced and 179 closed positions. Its largest new stake was FT Vest US Equity Moderate Buffer ETF November: 440,086 shares worth $14M. The largest sale was iShares iBonds Dec 2023 Term Treasury ETF, an estimated $35.7M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.
- Commonwealth Equity Services's largest Q4 2023 buy was FT Vest US Equity Moderate Buffer ETF November: 440,086 shares worth $14M.
- Commonwealth Equity Services added most to Invesco QQQ Trust in Q4 2023, an estimated $61.8M increase.
- Commonwealth Equity Services's biggest Q4 2023 reduction was FT Vest US Equity Enhance & Moderate Buffer ETF December, cutting an estimated $21.8M.
- Commonwealth Equity Services fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $35.7M.
- Commonwealth Equity Services's ten largest holdings make up 19% of its $54.6B portfolio in Q4 2023.
- Commonwealth Equity Services opened 257 new positions and closed 179 in Q4 2023.
- Commonwealth Equity Services's portfolio value rose 13% quarter-over-quarter to $54.6B.
Based on Commonwealth Equity Services's 13F filing for Q4 2023, filed 6 Feb 2024.