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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
+8.58%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$44.4B
AUM Growth
+$4.56B
Cap. Flow
+$1.39B
Cap. Flow %
3.14%
Top 10 Hldgs %
19.07%
Holding
3,821
New
246
Increased
1,953
Reduced
1,330
Closed
177

Top Buys

Rank Stock Value
1
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$54M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$44.8M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$43.8M
4
VTV icon
Vanguard Value ETF
VTV
+$41.9M
5
ESGD icon
iShares ESG Aware MSCI EAFE ETF
ESGD
+$39.1M

Top Sells

Rank Stock Value
1
IAU icon
iShares Gold Trust
IAU
+$27.2M
2
DDOG icon
Datadog
DDOG
+$22.8M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$19.1M
4
PENN icon
PENN Entertainment
PENN
+$17M
5
DFEB icon
FT Vest US Equity Deep Buffer ETF February
DFEB
+$13.3M

Sector Composition

Rank Sector Weight
1 Technology 12.61%
2 Financials 5.78%
3 Consumer Discretionary 5.1%
4 Healthcare 4.99%
5 Industrials 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RADA
3751
DELISTED
Rada Electronic Industries Ltd
RADA
– –
-89,038
Closed -$947K
SMTS
3752
DELISTED
Sierra Metals Inc. Common Stock
SMTS
– –
-11,396
Closed -$20K
HMLP
3753
DELISTED
HOEGH LNG PARTNERS LP
HMLP
– –
-58,723
Closed -$288K
WMC
3754
DELISTED
Western Asset Mortgage Capital Corporation
WMC
– –
-3,143
Closed -$82K
KRA
3755
DELISTED
Kraton Corporation
KRA
– –
-18,150
Closed -$828K
BXRX
3756
DELISTED
Baudax Bio, Inc. Common Stock
BXRX
– –
-15
Closed -$11K
VMM
3757
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
– –
-18,002
Closed -$255K
GSS
3758
DELISTED
Golden Star Resources Ltd.
GSS
– –
-30,053
Closed -$71K
COR
3759
DELISTED
Coresite Realty Corporation
COR
– –
-2,856
Closed -$395K
ZIXI
3760
DELISTED
Zix Corporation
ZIXI
– –
-26,103
Closed -$184K
LMRK
3761
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
– –
-31,407
Closed -$513K
FLGE
3762
DELISTED
Credit Suisse FI Large Cap Growth Enhanced Exchange Traded Notes
FLGE
– –
-285
Closed -$200K
IBHA
3763
DELISTED
iShares iBonds 2021 Term High Yield and Income ETF
IBHA
– –
-114,204
Closed -$2.76M
BSCL
3764
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
– –
-370,410
Closed -$7.81M
BSJL
3765
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
– –
-32,346
Closed -$743K
KSU
3766
DELISTED
Kansas City Southern
KSU
– –
-6,431
Closed -$1.74M
BGIO
3767
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
– –
-14,882
Closed -$77K
HRC
3768
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
– –
-9,134
Closed -$1.37M
PCI
3769
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-450,993
Closed -$9.53M
FIV
3770
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
– –
-13,362
Closed -$128K
CXP
3771
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
– –
-95,923
Closed -$1.82M
NXQ
3772
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
– –
-30,540
Closed -$476K
NXR
3773
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
– –
-88,739
Closed -$1.53M
MDP
3774
DELISTED
Meredith Corporation
MDP
– –
-8,174
Closed -$455K
RIVE
3775
DELISTED
Riverview Financial Corporation Common Stock
RIVE
– –
-10,044
Closed -$131K
149 150
151
152 153

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Commonwealth Equity Services's Q4 2021 Portfolio in Review

As of Q4 2021, Commonwealth Equity Services held 3,821 positions worth $44.4B, up 11% from $39.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Commonwealth Equity Services deployed $1.39B of net new capital in Q4 2021, opening 246 new positions and adding to 1,953 existing holdings. Its largest new stake was First Trust Nasdaq Oil & Gas ETF: 960,334 shares worth $18.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Gold Trust, an estimated $27.2M trimmed.

  • Commonwealth Equity Services's largest Q4 2021 buy was First Trust Nasdaq Oil & Gas ETF: 960,334 shares worth $18.7M.
  • Commonwealth Equity Services added most to iShares ESG Aware MSCI USA ETF in Q4 2021, an estimated $54M increase.
  • Commonwealth Equity Services's biggest Q4 2021 reduction was iShares Gold Trust, cutting an estimated $27.2M.
  • Commonwealth Equity Services fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2021, selling an estimated $9.53M.
  • Commonwealth Equity Services's ten largest holdings make up 19% of its $44.4B portfolio in Q4 2021.
  • Commonwealth Equity Services opened 246 new positions and closed 177 in Q4 2021.
  • Commonwealth Equity Services's portfolio value rose 11% quarter-over-quarter to $44.4B.

Based on Commonwealth Equity Services's 13F filing for Q4 2021, filed 31 Jan 2022.