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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.7%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$39.8B
AUM Growth
+$449M
Cap. Flow
+$1.04B
Cap. Flow %
2.62%
Top 10 Hldgs %
18.19%
Holding
3,732
New
211
Increased
1,963
Reduced
1,266
Closed
158

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Financials 6.15%
3 Consumer Discretionary 5.1%
4 Healthcare 4.93%
5 Communication Services 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
BPY
3701
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
-10,251
Closed -$194K
ALXN
3702
DELISTED
Alexion Pharmaceuticals
ALXN
-10,019
Closed -$1.84M
WORK
3703
DELISTED
Slack Technologies, Inc.
WORK
-44,019
Closed -$1.95M
RSVAU
3704
DELISTED
Rodgers Silicon Valley Acquisition Corp. Unit
RSVAU
-11,543
Closed -$320K
BST.RT
3705
DELISTED
BlackRock Science and Technology Trust Rights (expiring July 14, 2021)
BST.RT
-19,626
Closed -$12K
WPF
3706
DELISTED
Foley Trasimene Acquisition Corp.
WPF
-10,377
Closed -$101K
GRUB
3707
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
-15,657
Closed -$285K
COWN
3708
DELISTED
Cowen Inc. Class A Common Stock
COWN
-16,037
Closed -$658K
OSN
3709
DELISTED
Ossen Innovation Co., Ltd.
OSN
-42,050
Closed -$192K
GTT
3710
DELISTED
GTT Communications, Inc.
GTT
-12,600
Closed -$30K
EGLE
3711
DELISTED
Eagle Bulk Shipping Inc.
EGLE
-7,379
Closed -$349K
EBIX
3712
DELISTED
Ebix Inc
EBIX
-6,400
Closed -$216K
VEDL
3713
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
-31,816
Closed -$451K
GRA
3714
DELISTED
W.R. Grace & Co.
GRA
-3,678
Closed -$254K
CIT
3715
DELISTED
CIT Group Inc.
CIT
-4,822
Closed -$248K
USFR
3716
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
-7,976
Closed -$200K
GAB.RT
3717
DELISTED
The Gabelli Equity Trust Inc. Rights (expiring July 14, 2021)
GAB.RT
-980,280
Closed -$114K

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Commonwealth Equity Services's Q3 2021 Portfolio in Review

As of Q3 2021, Commonwealth Equity Services held 3,732 positions worth $39.8B, up 1.1% from $39.4B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Commonwealth Equity Services's Q3 2021 filing shows 211 new, 1,963 increased, 1,266 reduced and 158 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M. The largest sale was FT Vest US Equity Buffer ETF November, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Commonwealth Equity Services's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M.
  • Commonwealth Equity Services added most to UnitedHealth in Q3 2021, an estimated $75.1M increase.
  • Commonwealth Equity Services's biggest Q3 2021 reduction was FT Vest US Equity Buffer ETF November, cutting an estimated $17.1M.
  • Commonwealth Equity Services fully exited Maxim Integrated Products in Q3 2021, selling an estimated $5.14M.
  • Commonwealth Equity Services's ten largest holdings make up 18% of its $39.8B portfolio in Q3 2021.
  • Commonwealth Equity Services opened 211 new positions and closed 158 in Q3 2021.
  • Commonwealth Equity Services's portfolio value rose 1.1% quarter-over-quarter to $39.8B.

Based on Commonwealth Equity Services's 13F filing for Q3 2021, filed 29 Oct 2021.