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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.7%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$39.8B
AUM Growth
+$449M
Cap. Flow
+$1.04B
Cap. Flow %
2.62%
Top 10 Hldgs %
18.19%
Holding
3,732
New
211
Increased
1,963
Reduced
1,266
Closed
158

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$75.1M
2
MSFT icon
Microsoft
MSFT
+$27.6M
3
FJUL icon
FT Vest US Equity Buffer ETF July
FJUL
+$26.7M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$25.6M
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$24.5M

Top Sells

Rank Stock Value
1
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$17.1M
2
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$14.7M
3
FCAL icon
First Trust California Municipal High income ETF
FCAL
+$12.6M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$12.3M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Financials 6.15%
3 Consumer Discretionary 5.1%
4 Healthcare 4.93%
5 Communication Services 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NIB
3676
DELISTED
iPath Bloomberg Cocoa Subindex Total Return ETN due June 24, 2038
NIB
– –
-17,215
Closed -$495K
ALR
3677
DELISTED
AlerisLife Inc
ALR
– –
-34,495
Closed -$198K
IVH
3678
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
– –
-10,787
Closed -$151K
VVNT
3679
DELISTED
Vivint Smart Home, Inc. Class A Common Stock
VVNT
– –
-33,332
Closed -$439K
LHCG
3680
DELISTED
LHC Group LLC
LHCG
– –
-1,109
Closed -$222K
REED
3681
DELISTED
Reeds, Inc. Common Stock
REED
– –
-227
Closed -$11K
VLDR
3682
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
– –
-23,168
Closed -$246K
LCI
3683
DELISTED
Lannett Company, Inc.
LCI
– –
-10,335
Closed -$193K
VIVO
3684
DELISTED
Meridian Bioscience Inc
VIVO
– –
-9,361
Closed -$207K
FNI
3685
DELISTED
First Trust Chindia ETF
FNI
– –
-6,103
Closed -$381K
IPOF
3686
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
– –
-15,650
Closed -$159K
DCUE
3687
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
– –
-3,737
Closed -$362K
TLMD
3688
DELISTED
SOC Telemed, Inc. Class A Common Stock
TLMD
– –
-15,580
Closed -$88K
ISBC
3689
DELISTED
Investors Bancorp, Inc.
ISBC
– –
-10,395
Closed -$148K
TRIL
3690
DELISTED
Trillium Therapeutics Inc.
TRIL
– –
-55,508
Closed -$538K
SCR
3691
DELISTED
Score Media and Gaming Inc. Class A Subordinate Voting Shares
SCR
– –
-10,010
Closed -$199K
XEC
3692
DELISTED
CIMAREX ENERGY CO
XEC
– –
-3,044
Closed -$220K
OPP.RT
3693
DELISTED
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. Rights (expiring October 1, 2021)
OPP.RT
$0 ﹤0.01%
+52,140
New +$939
SRNG
3694
DELISTED
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
– –
-31,105
Closed -$309K
ACIC
3695
DELISTED
Atlas Crest Investment Corp.
ACIC
– –
-15,840
Closed -$157K
CMIIU
3696
DELISTED
CM Life Sciences II Inc. Unit
CMIIU
– –
-20,000
Closed -$269K
MXIM
3697
DELISTED
Maxim Integrated Products
MXIM
– –
-48,818
Closed -$5.14M
USCR
3698
DELISTED
U S Concrete, Inc.
USCR
– –
-3,348
Closed -$247K
EVY
3699
DELISTED
Eaton Vance New York Municipal Income Trust
EVY
– –
-22,320
Closed -$334K
SVACU
3700
DELISTED
Starboard Value Acquisition Corp. Unit
SVACU
– –
-93,460
Closed -$965K
145 146 147
148
149

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Commonwealth Equity Services's Q3 2021 Portfolio in Review

As of Q3 2021, Commonwealth Equity Services held 3,732 positions worth $39.8B, up 1.1% from $39.4B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Commonwealth Equity Services's Q3 2021 filing shows 211 new, 1,963 increased, 1,266 reduced and 158 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M. The largest sale was FT Vest US Equity Buffer ETF November, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Commonwealth Equity Services's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M.
  • Commonwealth Equity Services added most to UnitedHealth in Q3 2021, an estimated $75.1M increase.
  • Commonwealth Equity Services's biggest Q3 2021 reduction was FT Vest US Equity Buffer ETF November, cutting an estimated $17.1M.
  • Commonwealth Equity Services fully exited Maxim Integrated Products in Q3 2021, selling an estimated $5.14M.
  • Commonwealth Equity Services's ten largest holdings make up 18% of its $39.8B portfolio in Q3 2021.
  • Commonwealth Equity Services opened 211 new positions and closed 158 in Q3 2021.
  • Commonwealth Equity Services's portfolio value rose 1.1% quarter-over-quarter to $39.8B.

Based on Commonwealth Equity Services's 13F filing for Q3 2021, filed 29 Oct 2021.