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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.7%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$39.8B
AUM Growth
+$449M
Cap. Flow
+$1.04B
Cap. Flow %
2.62%
Top 10 Hldgs %
18.19%
Holding
3,732
New
211
Increased
1,963
Reduced
1,266
Closed
158

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$75.1M
2
MSFT icon
Microsoft
MSFT
+$27.6M
3
FJUL icon
FT Vest US Equity Buffer ETF July
FJUL
+$26.7M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$25.6M
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$24.5M

Top Sells

Rank Stock Value
1
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$17.1M
2
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$14.7M
3
FCAL icon
First Trust California Municipal High income ETF
FCAL
+$12.6M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$12.3M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Financials 6.15%
3 Consumer Discretionary 5.1%
4 Healthcare 4.93%
5 Communication Services 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCEB icon
3651
Vanguard ESG US Corporate Bond ETF
VCEB
$1.18B
– –
-3,206
Closed -$238K
TONX
3652
TON Strategy Co
TONX
$193M
– –
-1
Closed -$20K
VERI icon
3653
Veritone
VERI
$98.5M
– –
-11,020
Closed -$217K
VERU icon
3654
Veru
VERU
$36.8M
– –
-1,529
Closed -$123K
VFL
3655
DELISTED
abrdn National Municipal Income Fund
VFL
– –
-10,078
Closed -$142K
WATT icon
3656
Energous
WATT
$80.9M
– –
-29
Closed -$49K
WIMI
3657
WiMi Hologram Cloud
WIMI
$21.1M
– –
-1,050
Closed -$57K
WPRT
3658
Westport Fuel Systems
WPRT
$35.7M
– –
-1,081
Closed -$57K
WW
3659
DELISTED
WW International
WW
– –
-8,423
Closed -$304K
GRCE
3660
Grace Therapeutics
GRCE
$38.1M
– –
-327
Closed -$8K
ZUO
3661
DELISTED
Zuora, Inc.
ZUO
– –
-13,125
Closed -$226K
TCS
3662
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
– –
-1,820
Closed -$355K
EGIO
3663
DELISTED
Edgio, Inc. Common Stock
EGIO
– –
-463
Closed -$58K
NTG
3664
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
– –
-7,004
Closed -$209K
AWH
3665
DELISTED
Aspira Women's Health Inc. Common Stock
AWH
– –
-1,867
Closed -$157K
FPL
3666
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
– –
-10,401
Closed -$61K
CBAY
3667
DELISTED
Cymabay Therapeutics
CBAY
– –
-113,394
Closed -$494K
EXPR
3668
DELISTED
Express, Inc.
EXPR
– –
-1,416
Closed -$183K
SUNW
3669
DELISTED
Sunworks, Inc.
SUNW
– –
-21,280
Closed -$223K
FTCH
3670
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
– –
-4,249
Closed -$213K
AENZ
3671
DELISTED
Aenza S.A.A.
AENZ
– –
-3,396
Closed -$17K
CWBR
3672
DELISTED
CohBar, Inc. Common Stock
CWBR
– –
-453
Closed -$19K
ZIVO
3673
DELISTED
Zivo Bioscience, Inc. Common Stock
ZIVO
– –
-5,273
Closed -$149K
AVID
3674
DELISTED
Avid Technology Inc
AVID
– –
-8,495
Closed -$332K
SYNH
3675
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
– –
-7,029
Closed -$629K
145 146
147
148 149

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Commonwealth Equity Services's Q3 2021 Portfolio in Review

As of Q3 2021, Commonwealth Equity Services held 3,732 positions worth $39.8B, up 1.1% from $39.4B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Commonwealth Equity Services's Q3 2021 filing shows 211 new, 1,963 increased, 1,266 reduced and 158 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M. The largest sale was FT Vest US Equity Buffer ETF November, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Commonwealth Equity Services's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M.
  • Commonwealth Equity Services added most to UnitedHealth in Q3 2021, an estimated $75.1M increase.
  • Commonwealth Equity Services's biggest Q3 2021 reduction was FT Vest US Equity Buffer ETF November, cutting an estimated $17.1M.
  • Commonwealth Equity Services fully exited Maxim Integrated Products in Q3 2021, selling an estimated $5.14M.
  • Commonwealth Equity Services's ten largest holdings make up 18% of its $39.8B portfolio in Q3 2021.
  • Commonwealth Equity Services opened 211 new positions and closed 158 in Q3 2021.
  • Commonwealth Equity Services's portfolio value rose 1.1% quarter-over-quarter to $39.8B.

Based on Commonwealth Equity Services's 13F filing for Q3 2021, filed 29 Oct 2021.