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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.7%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$39.8B
AUM Growth
+$449M
Cap. Flow
+$1.04B
Cap. Flow %
2.62%
Top 10 Hldgs %
18.19%
Holding
3,732
New
211
Increased
1,963
Reduced
1,266
Closed
158

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Financials 6.15%
3 Consumer Discretionary 5.1%
4 Healthcare 4.93%
5 Communication Services 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
VYNE icon
3526
VYNE Therapeutics
VYNE
$17.3M
$27K ﹤0.01%
1,106
+68
+7% +$2.64K
HELP
3527
Cybin Inc
HELP
$465M
$26K ﹤0.01%
+321
New +$28.1K
PLG
3528
Platinum Group Metals
PLG
$162M
$26K ﹤0.01%
13,000
+750
+6% +$2.08K
CATX icon
3529
Perspective Therapeutics
CATX
$335M
$25K ﹤0.01%
3,978
GLDG
3530
GoldMining Inc
GLDG
$179M
$25K ﹤0.01%
21,932
PTN
3531
Palatin Technologies
PTN
$13.8M
$25K ﹤0.01%
47
YTRA icon
3532
Yatra Online
YTRA
$52.2M
$25K ﹤0.01%
12,525
AQMS icon
3533
Aqua Metals
AQMS
$9.56M
$23K ﹤0.01%
56
-31
-36% -$14.1K
SPPI
3534
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$23K ﹤0.01%
+10,850
New +$29.6K
XWEL icon
3535
XWELL
XWEL
$9.04M
$22K ﹤0.01%
762
+27
+4% +$868
CBIO
3536
Crescent Biopharma
CBIO
$604M
$21K ﹤0.01%
100
IDEX
3537
DELISTED
Ideanomics, Inc. Common Stock
IDEX
$21K ﹤0.01%
+88
New +$25.6K
SMTS
3538
DELISTED
Sierra Metals Inc. Common Stock
SMTS
$20K ﹤0.01%
11,396
-3,250
-22% -$8.01K
AIFA
3539
All In FutureTech Alliance Inc
AIFA
$12.1M
$18K ﹤0.01%
+1,738
New +$20.7K
COCP icon
3540
Cocrystal Pharma
COCP
$12.5M
$17K ﹤0.01%
1,379
+4
+0.3% +$53
NAK
3541
Northern Dynasty Minerals
NAK
$868M
$17K ﹤0.01%
38,050
+10,000
+36% +$4.39K
UAMY icon
3542
United States Antimony
UAMY
$771M
$17K ﹤0.01%
18,790
+290
+2% +$267
TRVN
3543
DELISTED
Trevena, Inc.
TRVN
$17K ﹤0.01%
23
NGD
3544
DELISTED
New Gold Inc
NGD
$13K ﹤0.01%
+12,850
New +$17.7K
CRBP icon
3545
Corbus Pharmaceuticals
CRBP
$170M
$12K ﹤0.01%
399
-21
-5% -$828
GTE icon
3546
Gran Tierra Energy
GTE
$262M
$12K ﹤0.01%
1,749
-100
-5% -$603
ITRM
3547
DELISTED
Iterum Therapeutics
ITRM
$12K ﹤0.01%
1,467
+687
+88% +$8.46K
CENN icon
3548
Cenntro
CENN
$8.23M
$11K ﹤0.01%
+2
New +$10.7K
RNTX
3549
Rein Therapeutics
RNTX
$67.7M
$11K ﹤0.01%
550
BXRX
3550
DELISTED
Baudax Bio, Inc. Common Stock
BXRX
$11K ﹤0.01%
15
-1
-6% -$870

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Commonwealth Equity Services's Q3 2021 Portfolio in Review

As of Q3 2021, Commonwealth Equity Services held 3,732 positions worth $39.8B, up 1.1% from $39.4B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Commonwealth Equity Services's Q3 2021 filing shows 211 new, 1,963 increased, 1,266 reduced and 158 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M. The largest sale was FT Vest US Equity Buffer ETF November, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Commonwealth Equity Services's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M.
  • Commonwealth Equity Services added most to UnitedHealth in Q3 2021, an estimated $75.1M increase.
  • Commonwealth Equity Services's biggest Q3 2021 reduction was FT Vest US Equity Buffer ETF November, cutting an estimated $17.1M.
  • Commonwealth Equity Services fully exited Maxim Integrated Products in Q3 2021, selling an estimated $5.14M.
  • Commonwealth Equity Services's ten largest holdings make up 18% of its $39.8B portfolio in Q3 2021.
  • Commonwealth Equity Services opened 211 new positions and closed 158 in Q3 2021.
  • Commonwealth Equity Services's portfolio value rose 1.1% quarter-over-quarter to $39.8B.

Based on Commonwealth Equity Services's 13F filing for Q3 2021, filed 29 Oct 2021.