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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.7%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$39.8B
AUM Growth
+$449M
Cap. Flow
+$1.04B
Cap. Flow %
2.62%
Top 10 Hldgs %
18.19%
Holding
3,732
New
211
Increased
1,963
Reduced
1,266
Closed
158

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Financials 6.15%
3 Consumer Discretionary 5.1%
4 Healthcare 4.93%
5 Communication Services 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
NBEV
3476
DELISTED
NewAge, Inc. Common Stock (Delaware)
NBEV
$60K ﹤0.01%
43,313
+795
+2% +$1.45K
MAMA icon
3477
Mama's Creations
MAMA
$825M
$59K ﹤0.01%
+24,500
New +$64K
NNBR icon
3478
NN Inc
NNBR
$272M
$59K ﹤0.01%
11,265
AMPE
3479
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$59K ﹤0.01%
119
SEEL
3480
DELISTED
Seelos Therapeutics, Inc. Common Stock
SEEL
$58K ﹤0.01%
6
+1
+20% +$8.59K
LOGC
3481
DELISTED
LogicBio Therapeutics, Inc. Common Stock
LOGC
$58K ﹤0.01%
+12,836
New +$56.5K
GSAT icon
3482
Globalstar
GSAT
$10.2B
$57K ﹤0.01%
2,314
+204
+10% +$5K
OPTT icon
3483
Ocean Power Technologies
OPTT
$38.3M
$57K ﹤0.01%
24,614
-386
-2% -$808
TXMD icon
3484
TherapeuticsMD
TXMD
$23.8M
$57K ﹤0.01%
1,564
-550
-26% -$24.4K
CMU
3485
DELISTED
MFS High Yield Municipal Trust
CMU
$56K ﹤0.01%
12,402
-5,284
-30% -$25.1K
TTOO
3486
DELISTED
T2 Biosystems, Inc
TTOO
$56K ﹤0.01%
12
SCOR icon
3487
Comscore
SCOR
$110M
$55K ﹤0.01%
+708
New +$56.1K
ZYNE
3488
DELISTED
Zynerba Pharmaceuticals, Inc
ZYNE
$54K ﹤0.01%
12,955
+75
+0.6% +$335
RDHL
3489
Redhill Biopharma
RDHL
$3.85M
$53K ﹤0.01%
+12
New +$81.4K
ASXC
3490
DELISTED
Asensus Surgical, Inc.
ASXC
$53K ﹤0.01%
29,020
+2,716
+10% +$6.1K
NXE icon
3491
NexGen Energy
NXE
$6.05B
$52K ﹤0.01%
+10,999
New +$48.6K
EVFM
3492
DELISTED
Evofem Biosciences, Inc. Common Stock
EVFM
$52K ﹤0.01%
4,703
-1,381
-23% -$17.4K
BCDA icon
3493
BioCardia
BCDA
$12.7M
$51K ﹤0.01%
+1,099
New +$53.9K
GALT icon
3494
Galectin Therapeutics
GALT
$229M
$46K ﹤0.01%
+11,902
New +$40.3K
OTLK icon
3495
Outlook Therapeutics
OTLK
$264M
$46K ﹤0.01%
+1,076
New +$51.9K
REI icon
3496
Ring Energy
REI
$322M
$46K ﹤0.01%
15,900
SQFT icon
3497
Presidio Property Trust
SQFT
$3.01M
$46K ﹤0.01%
1,241
+133
+12% +$5.29K
UPH
3498
DELISTED
UpHealth, Inc.
UPH
$45K ﹤0.01%
1,453
HLX icon
3499
Helix Energy Solutions
HLX
$1.46B
$44K ﹤0.01%
+11,454
New +$47.2K
DARE icon
3500
Dare Bioscience
DARE
$19.2M
$43K ﹤0.01%
2,156

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Commonwealth Equity Services's Q3 2021 Portfolio in Review

As of Q3 2021, Commonwealth Equity Services held 3,732 positions worth $39.8B, up 1.1% from $39.4B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Commonwealth Equity Services's Q3 2021 filing shows 211 new, 1,963 increased, 1,266 reduced and 158 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M. The largest sale was FT Vest US Equity Buffer ETF November, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Commonwealth Equity Services's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M.
  • Commonwealth Equity Services added most to UnitedHealth in Q3 2021, an estimated $75.1M increase.
  • Commonwealth Equity Services's biggest Q3 2021 reduction was FT Vest US Equity Buffer ETF November, cutting an estimated $17.1M.
  • Commonwealth Equity Services fully exited Maxim Integrated Products in Q3 2021, selling an estimated $5.14M.
  • Commonwealth Equity Services's ten largest holdings make up 18% of its $39.8B portfolio in Q3 2021.
  • Commonwealth Equity Services opened 211 new positions and closed 158 in Q3 2021.
  • Commonwealth Equity Services's portfolio value rose 1.1% quarter-over-quarter to $39.8B.

Based on Commonwealth Equity Services's 13F filing for Q3 2021, filed 29 Oct 2021.