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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.7%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$39.8B
AUM Growth
+$449M
Cap. Flow
+$1.04B
Cap. Flow %
2.62%
Top 10 Hldgs %
18.19%
Holding
3,732
New
211
Increased
1,963
Reduced
1,266
Closed
158

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Financials 6.15%
3 Consumer Discretionary 5.1%
4 Healthcare 4.93%
5 Communication Services 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
KPTI icon
3451
Karyopharm Therapeutics
KPTI
$168M
$74K ﹤0.01%
+849
New +$88.1K
TMDI
3452
DELISTED
Titan Medical Inc. Ordinary Shares
TMDI
$74K ﹤0.01%
48,858
TGA
3453
DELISTED
Transglobe Energy Corp
TGA
$74K ﹤0.01%
34,000
DYAI icon
3454
Dyadic International
DYAI
$43.4M
$73K ﹤0.01%
13,162
-6,350
-33% -$29.6K
GSS
3455
DELISTED
Golden Star Resources Ltd.
GSS
$71K ﹤0.01%
30,053
ASMB icon
3456
Assembly Biosciences
ASMB
$506M
$70K ﹤0.01%
1,692
+84
+5% +$3.52K
NCMI icon
3457
National CineMedia
NCMI
$354M
$70K ﹤0.01%
+1,993
New +$64.7K
CIK
3458
Credit Suisse Asset Management Income Fund
CIK
$133M
$69K ﹤0.01%
+19,964
New +$69.5K
CTXR icon
3459
Citius Pharmaceuticals
CTXR
$14.3M
$69K ﹤0.01%
+1,373
New +$68.9K
VIEW
3460
DELISTED
View, Inc. Class A Common Stock
VIEW
$69K ﹤0.01%
+215
New +$75.5K
BGC icon
3461
BGC Group
BGC
$5.58B
$68K ﹤0.01%
13,136
-3,356
-20% -$17.8K
CIF
3462
DELISTED
MFS Intermediate High Income Fund
CIF
$68K ﹤0.01%
+22,558
New +$70.7K
LXRX icon
3463
Lexicon Pharmaceuticals
LXRX
$1.02B
$68K ﹤0.01%
14,276
+107
+0.8% +$439
MTNB icon
3464
Matinas BioPharma
MTNB
$1.55M
$68K ﹤0.01%
1,048
+318
+44% +$13.7K
SDC
3465
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$68K ﹤0.01%
12,890
+2,569
+25% +$16K
GCV
3466
Gabelli Convertible and Income Securities Fund
GCV
$92.7M
$67K ﹤0.01%
+11,081
New +$71.2K
DAKT icon
3467
Daktronics
DAKT
$941M
$66K ﹤0.01%
12,308
GNLN icon
3468
Greenlane Holdings
GNLN
$1.33M
0
CPRX
3469
DELISTED
Catalyst Pharmaceutical
CPRX
$64K ﹤0.01%
12,214
+1,158
+10% +$6.33K
HMY icon
3470
Harmony Gold Mining
HMY
$9.92B
$64K ﹤0.01%
20,434
VTGN icon
3471
VistaGen Therapeutics
VTGN
$9.29M
$64K ﹤0.01%
785
AVGR
3472
DELISTED
Avinger, Inc. Common Stock
AVGR
$64K ﹤0.01%
291
+50
+21% +$13.8K
IAG icon
3473
IAMGOLD
IAG
$8.47B
$63K ﹤0.01%
28,263
PXLW icon
3474
Pixelworks
PXLW
$38.8M
$63K ﹤0.01%
1,106
-21
-2% -$1.07K
HOFV
3475
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
$61K ﹤0.01%
1,060
-50
-5% -$3.35K

Similar funds

Commonwealth Equity Services's Q3 2021 Portfolio in Review

As of Q3 2021, Commonwealth Equity Services held 3,732 positions worth $39.8B, up 1.1% from $39.4B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Commonwealth Equity Services's Q3 2021 filing shows 211 new, 1,963 increased, 1,266 reduced and 158 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M. The largest sale was FT Vest US Equity Buffer ETF November, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Commonwealth Equity Services's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M.
  • Commonwealth Equity Services added most to UnitedHealth in Q3 2021, an estimated $75.1M increase.
  • Commonwealth Equity Services's biggest Q3 2021 reduction was FT Vest US Equity Buffer ETF November, cutting an estimated $17.1M.
  • Commonwealth Equity Services fully exited Maxim Integrated Products in Q3 2021, selling an estimated $5.14M.
  • Commonwealth Equity Services's ten largest holdings make up 18% of its $39.8B portfolio in Q3 2021.
  • Commonwealth Equity Services opened 211 new positions and closed 158 in Q3 2021.
  • Commonwealth Equity Services's portfolio value rose 1.1% quarter-over-quarter to $39.8B.

Based on Commonwealth Equity Services's 13F filing for Q3 2021, filed 29 Oct 2021.