We are live on ! Find out more
Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
+8.58%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$44.4B
AUM Growth
+$4.56B
Cap. Flow
+$1.39B
Cap. Flow %
3.14%
Top 10 Hldgs %
19.07%
Holding
3,821
New
246
Increased
1,953
Reduced
1,330
Closed
177

Top Buys

Rank Stock Value
1
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$54M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$44.8M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$43.8M
4
VTV icon
Vanguard Value ETF
VTV
+$41.9M
5
ESGD icon
iShares ESG Aware MSCI EAFE ETF
ESGD
+$39.1M

Top Sells

Rank Stock Value
1
IAU icon
iShares Gold Trust
IAU
+$27.2M
2
DDOG icon
Datadog
DDOG
+$22.8M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$19.1M
4
PENN icon
PENN Entertainment
PENN
+$17M
5
DFEB icon
FT Vest US Equity Deep Buffer ETF February
DFEB
+$13.3M

Sector Composition

Rank Sector Weight
1 Technology 12.61%
2 Financials 5.78%
3 Consumer Discretionary 5.1%
4 Healthcare 4.99%
5 Industrials 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WHLRP
3426
Wheeler Real Estate Investment Trust Preferred Stock
WHLRP
$8.73M
$117K ﹤0.01%
+17,460
New +$138K
VBIV
3427
DELISTED
VBI Vaccines, Inc. New Common Stock (Canada)
VBIV
$117K ﹤0.01%
1,680
-3,995
-70% -$337K
IGA
3428
Voya Global Advantage and Premium Opportunity Fund
IGA
$154M
$115K ﹤0.01%
11,165
– –
OTLY
3429
Oatly Group
OTLY
$417M
$115K ﹤0.01%
722
-468
-39% -$103K
TEF
3430
DELISTED
Telefonica
TEF
$115K ﹤0.01%
28,226
-1,475
-5% -$6.16K
FPL
3431
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$114K ﹤0.01%
+20,947
New +$118K
ROI
3432
DELISTED
RiskOn International, Inc. Common Stock
ROI
$113K ﹤0.01%
1,690
-17
-1% -$1.8K
FTF
3433
Franklin Limited Duration Income Trust
FTF
$233M
$111K ﹤0.01%
12,247
-8,589
-41% -$77.4K
GGAL icon
3434
Galicia Financial Group
GGAL
$7.92B
$109K ﹤0.01%
11,523
-26,446
-70% -$272K
FEI
3435
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$109K ﹤0.01%
15,126
-502
-3% -$3.75K
LMPX
3436
DELISTED
LMP Automotive Holdings, Inc. Common Stock
LMPX
$109K ﹤0.01%
15,630
-1,000
-6% -$11.7K
EOD
3437
Allspring Global Dividend Opportunity Fund
EOD
$276M
$107K ﹤0.01%
18,223
-2,164
-11% -$12.5K
LITS
3438
Lite Strategy Inc
LITS
$33.6M
$107K ﹤0.01%
2,005
+5
+0.3% +$279
HMY icon
3439
Harmony Gold Mining
HMY
$9.92B
$106K ﹤0.01%
26,006
+5,572
+27% +$21.3K
HRTX icon
3440
Heron Therapeutics
HRTX
$86.3M
$105K ﹤0.01%
11,602
-19,458
-63% -$199K
ASTR
3441
DELISTED
Astra Space, Inc. Class A Common Stock
ASTR
$105K ﹤0.01%
1,018
-176
-15% -$24.2K
SPRU icon
3442
Spruce Power Holding Corp
SPRU
$39.9M
$104K ﹤0.01%
3,936
-729
-16% -$28.2K
VFF icon
3443
Village Farms International
VFF
$235M
$104K ﹤0.01%
16,310
-7,155
-30% -$52.8K
IHIT
3444
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$104K ﹤0.01%
11,205
+53
+0.5% +$516
JCICU
3445
DELISTED
Jack Creek Investment Corp. Units
JCICU
$104K ﹤0.01%
10,490
– –
DIDI
3446
DELISTED
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
$104K ﹤0.01%
20,955
-18,008
-46% -$137K
CXE
3447
DELISTED
MFS High Income Municipal Trust
CXE
$103K ﹤0.01%
20,298
+5
+0% +$25
PCF
3448
High Income Securities Fund
PCF
$99.6M
$103K ﹤0.01%
+12,019
New +$105K
SBEA
3449
DELISTED
SilverBox Engaged Merger Corp I Class A Common Stock
SBEA
$103K ﹤0.01%
+10,211
New +$103K
CVV icon
3450
CVD Equipment Corp
CVV
$48.9M
$102K ﹤0.01%
24,815
+1,050
+4% +$4.88K
136 137
138
139 140

Similar funds

New York State Common Retirement Fund
New York State Common Retirement Fund Albany, New York $71.6B AUM 29.66% 1-Year Est. Return
Natixis Advisors
Natixis Advisors Boston, Massachusetts $71.9B AUM 28.03% 1-Year Est. Return
Cerity Partners
Cerity Partners New York $70.8B AUM 21.68% 1-Year Est. Return
Acadian Asset Management
Acadian Asset Management Boston, Massachusetts $70.5B AUM 36% 1-Year Est. Return
Corient Private Wealth
Corient Private Wealth Miami, Florida $69.9B AUM 22.19% 1-Year Est. Return
Toronto Dominion Bank
Toronto Dominion Bank Toronto, Ontario, Ontario, Canada $69.7B AUM 40.86% 1-Year Est. Return
Mirae Asset Global ETFs Holdings
Mirae Asset Global ETFs Holdings Causeway Bay, Hong Kong $73.7B AUM 53.56% 1-Year Est. Return
Truist Financial
Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

Commonwealth Equity Services's Q4 2021 Portfolio in Review

As of Q4 2021, Commonwealth Equity Services held 3,821 positions worth $44.4B, up 11% from $39.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Commonwealth Equity Services deployed $1.39B of net new capital in Q4 2021, opening 246 new positions and adding to 1,953 existing holdings. Its largest new stake was First Trust Nasdaq Oil & Gas ETF: 960,334 shares worth $18.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Gold Trust, an estimated $27.2M trimmed.

  • Commonwealth Equity Services's largest Q4 2021 buy was First Trust Nasdaq Oil & Gas ETF: 960,334 shares worth $18.7M.
  • Commonwealth Equity Services added most to iShares ESG Aware MSCI USA ETF in Q4 2021, an estimated $54M increase.
  • Commonwealth Equity Services's biggest Q4 2021 reduction was iShares Gold Trust, cutting an estimated $27.2M.
  • Commonwealth Equity Services fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2021, selling an estimated $9.53M.
  • Commonwealth Equity Services's ten largest holdings make up 19% of its $44.4B portfolio in Q4 2021.
  • Commonwealth Equity Services opened 246 new positions and closed 177 in Q4 2021.
  • Commonwealth Equity Services's portfolio value rose 11% quarter-over-quarter to $44.4B.

Based on Commonwealth Equity Services's 13F filing for Q4 2021, filed 31 Jan 2022.