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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.7%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$39.8B
AUM Growth
+$449M
Cap. Flow
+$1.04B
Cap. Flow %
2.62%
Top 10 Hldgs %
18.19%
Holding
3,732
New
211
Increased
1,963
Reduced
1,266
Closed
158

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Financials 6.15%
3 Consumer Discretionary 5.1%
4 Healthcare 4.93%
5 Communication Services 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
VLTA
3426
DELISTED
Volta Inc.
VLTA
$96K ﹤0.01%
+11,183
New +$115K
SNDL icon
3427
Sundial Growers
SNDL
$325M
$95K ﹤0.01%
14,047
+993
+8% +$7.75K
MILE
3428
DELISTED
Metromile, Inc. Common Stock
MILE
$94K ﹤0.01%
26,530
+5,370
+25% +$30.3K
HGLB
3429
Highland Global Allocation Fund
HGLB
$173M
$93K ﹤0.01%
+10,237
New +$98.2K
ATOS icon
3430
Atossa Therapeutics
ATOS
$22.8M
$92K ﹤0.01%
1,896
-330
-15% -$19.2K
QTTB icon
3431
Q32 Bio
QTTB
$450M
$92K ﹤0.01%
+653
New +$83.2K
KMF
3432
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$92K ﹤0.01%
12,735
-852
-6% -$6.19K
ASUR icon
3433
Asure Software
ASUR
$220M
$91K ﹤0.01%
10,183
+11
+0.1% +$97
WIT icon
3434
Wipro
WIT
$18.5B
$90K ﹤0.01%
20,432
-678
-3% -$2.97K
HYZN
3435
DELISTED
Hyzon Motors Inc. Class A Common Stock
HYZN
$89K ﹤0.01%
+259
New +$112K
ACGN
3436
DELISTED
Aceragen Inc
ACGN
$89K ﹤0.01%
5,103
KODK icon
3437
Kodak
KODK
$806M
$87K ﹤0.01%
12,848
+855
+7% +$6.24K
BGRY
3438
DELISTED
Berkshire Grey, Inc. Class A Common Stock
BGRY
$87K ﹤0.01%
+12,480
New +$107K
AEVA
3439
Aeva Technologies
AEVA
$1.02B
$85K ﹤0.01%
+2,166
New +$101K
EOLS icon
3440
Evolus
EOLS
$394M
$84K ﹤0.01%
11,100
NML
3441
Neuberger Energy Infrastructure and Income Fund Inc
NML
$607M
$84K ﹤0.01%
17,125
+73
+0.4% +$351
VIVS
3442
VivoSim Labs
VIVS
$1.46M
$83K ﹤0.01%
1,024
-1,477
-59% -$135K
VSTM icon
3443
Verastem
VSTM
$532M
$82K ﹤0.01%
2,233
-563
-20% -$20.7K
WMC
3444
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$82K ﹤0.01%
3,143
+968
+45% +$27.6K
ORGN
3445
DELISTED
Origin Materials
ORGN
$81K ﹤0.01%
+401
New +$82.6K
CIG icon
3446
CEMIG Preferred Shares
CIG
$6.09B
$77K ﹤0.01%
52,118
+6,578
+14% +$9.24K
GNT
3447
GAMCO Natural Resources, Gold & Income Trust
GNT
$138M
$77K ﹤0.01%
15,370
+1,462
+11% +$7.77K
BGIO
3448
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
$77K ﹤0.01%
14,882
+694
+5% +$4.98K
RGLS
3449
DELISTED
Regulus Therapeutics
RGLS
$76K ﹤0.01%
11,100
+3,100
+39% +$22.7K
SIGA icon
3450
SIGA Technologies
SIGA
$223M
$76K ﹤0.01%
10,290

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Commonwealth Equity Services's Q3 2021 Portfolio in Review

As of Q3 2021, Commonwealth Equity Services held 3,732 positions worth $39.8B, up 1.1% from $39.4B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Commonwealth Equity Services's Q3 2021 filing shows 211 new, 1,963 increased, 1,266 reduced and 158 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M. The largest sale was FT Vest US Equity Buffer ETF November, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Commonwealth Equity Services's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M.
  • Commonwealth Equity Services added most to UnitedHealth in Q3 2021, an estimated $75.1M increase.
  • Commonwealth Equity Services's biggest Q3 2021 reduction was FT Vest US Equity Buffer ETF November, cutting an estimated $17.1M.
  • Commonwealth Equity Services fully exited Maxim Integrated Products in Q3 2021, selling an estimated $5.14M.
  • Commonwealth Equity Services's ten largest holdings make up 18% of its $39.8B portfolio in Q3 2021.
  • Commonwealth Equity Services opened 211 new positions and closed 158 in Q3 2021.
  • Commonwealth Equity Services's portfolio value rose 1.1% quarter-over-quarter to $39.8B.

Based on Commonwealth Equity Services's 13F filing for Q3 2021, filed 29 Oct 2021.