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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.7%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$39.8B
AUM Growth
+$449M
Cap. Flow
+$1.04B
Cap. Flow %
2.62%
Top 10 Hldgs %
18.19%
Holding
3,732
New
211
Increased
1,963
Reduced
1,266
Closed
158

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$75.1M
2
MSFT icon
Microsoft
MSFT
+$27.6M
3
FJUL icon
FT Vest US Equity Buffer ETF July
FJUL
+$26.7M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$25.6M
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$24.5M

Top Sells

Rank Stock Value
1
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$17.1M
2
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$14.7M
3
FCAL icon
First Trust California Municipal High income ETF
FCAL
+$12.6M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$12.3M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Financials 6.15%
3 Consumer Discretionary 5.1%
4 Healthcare 4.93%
5 Communication Services 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LCTX icon
3401
Lineage Cell Therapeutics
LCTX
$257M
$110K ﹤0.01%
43,939
-10,400
-19% -$26.7K
LITS
3402
Lite Strategy Inc
LITS
$33.6M
$110K ﹤0.01%
2,000
– –
CVV icon
3403
CVD Equipment Corp
CVV
$48.9M
$108K ﹤0.01%
23,765
– –
IHIT
3404
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$108K ﹤0.01%
11,152
+50
+0.5% +$491
SAND
3405
DELISTED
Sandstorm Gold
SAND
$107K ﹤0.01%
18,741
+5,189
+38% +$35.8K
CBH
3406
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$107K ﹤0.01%
10,400
-1,500
-13% -$15.6K
CXE
3407
DELISTED
MFS High Income Municipal Trust
CXE
$106K ﹤0.01%
20,293
+5
+0% +$27
TDAY
3408
USA Today Co
TDAY
$1.23B
$105K ﹤0.01%
15,737
-1,275
-7% -$7.5K
JCICU
3409
DELISTED
Jack Creek Investment Corp. Units
JCICU
$105K ﹤0.01%
10,490
– –
SVM
3410
Silvercorp Metals
SVM
$2.13B
$104K ﹤0.01%
27,522
-2,000
-7% -$9.05K
ALTO icon
3411
Alto Ingredients
ALTO
$360M
$103K ﹤0.01%
20,979
-1,000
-5% -$5.04K
EDU icon
3412
New Oriental
EDU
$7.84B
$103K ﹤0.01%
5,059
+3,820
+308% +$121K
SQQQ icon
3413
ProShares UltraPro Short QQQ
SQQQ
$2.21B
$103K ﹤0.01%
96
+16
+20% +$16.2K
ACHR icon
3414
Archer Aviation
ACHR
$3.64B
$102K ﹤0.01%
+11,560
New +$105K
CYXTW
3415
DELISTED
Cyxtera Technologies, Inc. Warrant
CYXTW
$102K ﹤0.01%
+49,966
New +$97.3K
ISPO
3416
DELISTED
Inspirato
ISPO
$101K ﹤0.01%
500
– –
UP icon
3417
Wheels Up
UP
$220M
$101K ﹤0.01%
77
+12
+18% +$19.7K
CTOS.WS
3418
DELISTED
Custom Truck One Source, Inc. Warrants, exerciseable for Common Stock
CTOS.WS
$101K ﹤0.01%
46,500
– –
ATHX
3419
DELISTED
Athersys, Inc. Common Stock
ATHX
$101K ﹤0.01%
3,051
– –
BODI icon
3420
The Beachbody Company
BODI
$78.9M
$99K ﹤0.01%
358
+78
+28% +$31.2K
ERF
3421
DELISTED
Enerplus Corporation
ERF
$99K ﹤0.01%
12,458
-293
-2% -$1.82K
DRD
3422
DRDGold
DRD
$1.82B
$98K ﹤0.01%
+12,185
New +$118K
EGO icon
3423
Eldorado Gold
EGO
$8.31B
$98K ﹤0.01%
12,751
-600
-4% -$5.31K
PRPH
3424
DELISTED
ProPhase Labs
PRPH
$98K ﹤0.01%
1,887
– –
SOLO
3425
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
$96K ﹤0.01%
27,242
+7,713
+39% +$27.3K
135 136
137
138 139

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Commonwealth Equity Services's Q3 2021 Portfolio in Review

As of Q3 2021, Commonwealth Equity Services held 3,732 positions worth $39.8B, up 1.1% from $39.4B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Commonwealth Equity Services's Q3 2021 filing shows 211 new, 1,963 increased, 1,266 reduced and 158 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M. The largest sale was FT Vest US Equity Buffer ETF November, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Commonwealth Equity Services's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M.
  • Commonwealth Equity Services added most to UnitedHealth in Q3 2021, an estimated $75.1M increase.
  • Commonwealth Equity Services's biggest Q3 2021 reduction was FT Vest US Equity Buffer ETF November, cutting an estimated $17.1M.
  • Commonwealth Equity Services fully exited Maxim Integrated Products in Q3 2021, selling an estimated $5.14M.
  • Commonwealth Equity Services's ten largest holdings make up 18% of its $39.8B portfolio in Q3 2021.
  • Commonwealth Equity Services opened 211 new positions and closed 158 in Q3 2021.
  • Commonwealth Equity Services's portfolio value rose 1.1% quarter-over-quarter to $39.8B.

Based on Commonwealth Equity Services's 13F filing for Q3 2021, filed 29 Oct 2021.