We are live on ! Find out more
Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.7%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$39.8B
AUM Growth
+$449M
Cap. Flow
+$1.04B
Cap. Flow %
2.62%
Top 10 Hldgs %
18.19%
Holding
3,732
New
211
Increased
1,963
Reduced
1,266
Closed
158

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$75.1M
2
MSFT icon
Microsoft
MSFT
+$27.6M
3
FJUL icon
FT Vest US Equity Buffer ETF July
FJUL
+$26.7M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$25.6M
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$24.5M

Top Sells

Rank Stock Value
1
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$17.1M
2
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$14.7M
3
FCAL icon
First Trust California Municipal High income ETF
FCAL
+$12.6M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$12.3M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Financials 6.15%
3 Consumer Discretionary 5.1%
4 Healthcare 4.93%
5 Communication Services 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GEO icon
3376
The GEO Group
GEO
$4.13B
$127K ﹤0.01%
+17,132
New +$126K
NRO
3377
Neuberger Real Estate Securities Income Fund Inc
NRO
$194M
$127K ﹤0.01%
27,918
+63
+0.2% +$306
GPM
3378
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$127K ﹤0.01%
13,689
-1,438
-10% -$13.2K
BRW
3379
Saba Capital Income & Opportunities Fund
BRW
$336M
$126K ﹤0.01%
13,857
-2,011
-13% -$18.5K
FPI
3380
Farmland Partners
FPI
$419M
$126K ﹤0.01%
+10,528
New +$130K
FTI icon
3381
TechnipFMC
FTI
$30.6B
$123K ﹤0.01%
16,350
-69,131
-81% -$497K
VGI
3382
Virtus Global Multi-Sector Income Fund
VGI
$81.2M
$123K ﹤0.01%
10,464
+22
+0.2% +$262
PRVB
3383
DELISTED
Provention Bio, Inc. Common Stock
PRVB
$120K ﹤0.01%
18,785
+189
+1% +$1.22K
RESN
3384
DELISTED
Resonant Inc.
RESN
$120K ﹤0.01%
49,769
+435
+0.9% +$1.2K
FRO icon
3385
Frontline
FRO
$8.75B
$119K ﹤0.01%
12,752
+291
+2% +$2.31K
OSUR icon
3386
OraSure Technologies
OSUR
$273M
$119K ﹤0.01%
10,607
+86
+0.8% +$945
AGEN
3387
Agenus
AGEN
$249M
$118K ﹤0.01%
1,153
+128
+12% +$14.5K
BACK
3388
DELISTED
IMAC Holdings, Inc. Common Stock
BACK
$118K ﹤0.01%
+2,667
New +$126K
SIEN
3389
DELISTED
Sientra, Inc.
SIEN
$118K ﹤0.01%
2,073
+356
+21% +$24.3K
IVR icon
3390
Invesco Mortgage Capital
IVR
$776M
$115K ﹤0.01%
3,682
-7
-0.2% -$227
AVTX icon
3391
Avalo Therapeutics
AVTX
$976M
$113K ﹤0.01%
18
+13
+260% +$105K
ELMD icon
3392
Electromed
ELMD
$318M
$112K ﹤0.01%
10,417
– –
EOD
3393
Allspring Global Dividend Opportunity Fund
EOD
$276M
$112K ﹤0.01%
20,387
+950
+5% +$5.53K
XFLT
3394
XAI Floating Rate & Alternative Income Trust
XFLT
$268M
$112K ﹤0.01%
2,633
+72
+3% +$3.21K
FEI
3395
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$112K ﹤0.01%
15,628
-1,737
-10% -$12.8K
IQ icon
3396
iQIYI
IQ
$1.18B
$111K ﹤0.01%
13,883
-10,426
-43% -$108K
AUMN
3397
DELISTED
Golden Minerals Company
AUMN
$111K ﹤0.01%
10,336
-120
-1% -$1.52K
PEI
3398
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$111K ﹤0.01%
3,828
+35
+0.9% +$1.07K
THER
3399
DELISTED
THERATECHNOLOGIES INC COM
THER
$111K ﹤0.01%
29,700
– –
IGA
3400
Voya Global Advantage and Premium Opportunity Fund
IGA
$154M
$110K ﹤0.01%
11,165
+750
+7% +$7.48K
134 135
136
137 138

Similar funds

New York State Common Retirement Fund
New York State Common Retirement Fund Albany, New York $71.6B AUM 29.66% 1-Year Est. Return
Natixis Advisors
Natixis Advisors Boston, Massachusetts $71.9B AUM 28.03% 1-Year Est. Return
Cerity Partners
Cerity Partners New York $70.8B AUM 21.68% 1-Year Est. Return
Acadian Asset Management
Acadian Asset Management Boston, Massachusetts $70.5B AUM 36% 1-Year Est. Return
Corient Private Wealth
Corient Private Wealth Miami, Florida $69.9B AUM 22.19% 1-Year Est. Return
Toronto Dominion Bank
Toronto Dominion Bank Toronto, Ontario, Ontario, Canada $69.7B AUM 40.86% 1-Year Est. Return
Mirae Asset Global ETFs Holdings
Mirae Asset Global ETFs Holdings Causeway Bay, Hong Kong $73.7B AUM 53.56% 1-Year Est. Return
Truist Financial
Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

Commonwealth Equity Services's Q3 2021 Portfolio in Review

As of Q3 2021, Commonwealth Equity Services held 3,732 positions worth $39.8B, up 1.1% from $39.4B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Commonwealth Equity Services's Q3 2021 filing shows 211 new, 1,963 increased, 1,266 reduced and 158 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M. The largest sale was FT Vest US Equity Buffer ETF November, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Commonwealth Equity Services's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M.
  • Commonwealth Equity Services added most to UnitedHealth in Q3 2021, an estimated $75.1M increase.
  • Commonwealth Equity Services's biggest Q3 2021 reduction was FT Vest US Equity Buffer ETF November, cutting an estimated $17.1M.
  • Commonwealth Equity Services fully exited Maxim Integrated Products in Q3 2021, selling an estimated $5.14M.
  • Commonwealth Equity Services's ten largest holdings make up 18% of its $39.8B portfolio in Q3 2021.
  • Commonwealth Equity Services opened 211 new positions and closed 158 in Q3 2021.
  • Commonwealth Equity Services's portfolio value rose 1.1% quarter-over-quarter to $39.8B.

Based on Commonwealth Equity Services's 13F filing for Q3 2021, filed 29 Oct 2021.