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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.7%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$39.8B
AUM Growth
+$449M
Cap. Flow
+$1.04B
Cap. Flow %
2.62%
Top 10 Hldgs %
18.19%
Holding
3,732
New
211
Increased
1,963
Reduced
1,266
Closed
158

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$75.1M
2
MSFT icon
Microsoft
MSFT
+$27.6M
3
FJUL icon
FT Vest US Equity Buffer ETF July
FJUL
+$26.7M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$25.6M
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$24.5M

Top Sells

Rank Stock Value
1
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$17.1M
2
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$14.7M
3
FCAL icon
First Trust California Municipal High income ETF
FCAL
+$12.6M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$12.3M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Financials 6.15%
3 Consumer Discretionary 5.1%
4 Healthcare 4.93%
5 Communication Services 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGI icon
3326
Alamos Gold
AGI
$12.4B
$164K ﹤0.01%
22,798
-20,619
-47% -$159K
ALTG icon
3327
Alta Equipment Group
ALTG
$210M
$164K ﹤0.01%
12,000
+2,000
+20% +$26.2K
AVDL
3328
DELISTED
Avadel Pharmaceuticals
AVDL
$164K ﹤0.01%
16,757
-2,120
-11% -$16.7K
PSCE icon
3329
Invesco S&P SmallCap Energy ETF
PSCE
$101M
$164K ﹤0.01%
4,312
-10,355
-71% -$353K
RNRG icon
3330
Global X Renewable Energy Producers ETF
RNRG
$30.3M
$164K ﹤0.01%
+3,506
New +$170K
GOAU icon
3331
US Global GO Gold and Precious Metal Miners ETF
GOAU
$164M
$163K ﹤0.01%
10,101
-900
-8% -$16.5K
KGC icon
3332
Kinross Gold
KGC
$28.5B
$162K ﹤0.01%
30,363
+1,933
+7% +$11.6K
CFB
3333
DELISTED
CrossFirst Bankshares, Inc. Common Stock
CFB
$162K ﹤0.01%
12,500
– –
MIXT
3334
DELISTED
MIX TELEMATICS LIMITED
MIXT
$159K ﹤0.01%
12,991
+760
+6% +$10.3K
BFZ
3335
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$158K ﹤0.01%
10,745
-4,304
-29% -$64.4K
TCBS icon
3336
Texas Community Bancshares
TCBS
$51.2M
$157K ﹤0.01%
+10,000
New +$156K
ADIL
3337
Adial Pharmaceuticals
ADIL
$6.08M
$156K ﹤0.01%
58
+12
+26% +$25.1K
GFI icon
3338
Gold Fields
GFI
$29.2B
$156K ﹤0.01%
19,227
+1,511
+9% +$13.5K
NOV icon
3339
NOV
NOV
$7.45B
$155K ﹤0.01%
+11,886
New +$160K
CNSL
3340
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$155K ﹤0.01%
16,926
+340
+2% +$3.03K
ASTR
3341
DELISTED
Astra Space, Inc. Class A Common Stock
ASTR
$155K ﹤0.01%
+1,194
New +$182K
EQX icon
3342
Equinox Gold
EQX
$7.32B
$153K ﹤0.01%
23,313
-2,180
-9% -$14.7K
MHF
3343
Western Asset Municipal High Income Fund
MHF
$151M
$152K ﹤0.01%
19,169
+1,225
+7% +$10K
POWW icon
3344
Outdoor Holding Co
POWW
$239M
$152K ﹤0.01%
24,756
-6,551
-21% -$47.2K
CS
3345
DELISTED
Credit Suisse Group
CS
$152K ﹤0.01%
15,492
-2,401
-13% -$24.5K
GERN icon
3346
Geron
GERN
$911M
$148K ﹤0.01%
108,293
+3,985
+4% +$5.32K
LWLG icon
3347
Lightwave Logic
LWLG
$932M
$148K ﹤0.01%
+15,735
New +$171K
CDE icon
3348
Coeur Mining
CDE
$15.6B
$147K ﹤0.01%
23,882
-108,019
-82% -$768K
FRA icon
3349
BlackRock Floating Rate Income Strategies Fund
FRA
$381M
$147K ﹤0.01%
11,049
-3,632
-25% -$48.4K
LND
3350
BrasilAgro
LND
$369M
$147K ﹤0.01%
26,470
-1,199
-4% -$6.54K
132 133
134
135 136

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Commonwealth Equity Services's Q3 2021 Portfolio in Review

As of Q3 2021, Commonwealth Equity Services held 3,732 positions worth $39.8B, up 1.1% from $39.4B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Commonwealth Equity Services's Q3 2021 filing shows 211 new, 1,963 increased, 1,266 reduced and 158 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M. The largest sale was FT Vest US Equity Buffer ETF November, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Commonwealth Equity Services's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M.
  • Commonwealth Equity Services added most to UnitedHealth in Q3 2021, an estimated $75.1M increase.
  • Commonwealth Equity Services's biggest Q3 2021 reduction was FT Vest US Equity Buffer ETF November, cutting an estimated $17.1M.
  • Commonwealth Equity Services fully exited Maxim Integrated Products in Q3 2021, selling an estimated $5.14M.
  • Commonwealth Equity Services's ten largest holdings make up 18% of its $39.8B portfolio in Q3 2021.
  • Commonwealth Equity Services opened 211 new positions and closed 158 in Q3 2021.
  • Commonwealth Equity Services's portfolio value rose 1.1% quarter-over-quarter to $39.8B.

Based on Commonwealth Equity Services's 13F filing for Q3 2021, filed 29 Oct 2021.