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Commonwealth Equity Services Portfolio holdings
AUM
$71.6B
1-Year Est. Return
21.08%
This Fund
S&P 500
This Quarter
Est. Return
+5.93%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$35.3B
AUM Growth
+$2.11B
(+6.4%)
Cap. Flow
+$526M
Cap. Flow
% of AUM
1.49%
Top 10 Holdings %
Top 10 Hldgs %
17.78%
Holding
3,518
New
321
Increased
1,663
Reduced
1,318
Closed
122
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Short-Term Bond ETF
BSV
|
+$56.5M |
| 2 |
iShares MSCI EAFE Value ETF
EFV
|
+$36.1M |
| 3 |
ARK Innovation ETF
ARKK
|
+$31.6M |
| 4 |
iShares Core Universal USD Bond ETF
IUSB
|
+$29.4M |
| 5 |
iShares Convertible Bond ETF
ICVT
|
+$26.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 Value ETF
IWN
|
+$73.4M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$53.2M |
| 3 |
Vanguard Dividend Appreciation ETF
VIG
|
+$30.9M |
| 4 |
SPDR Gold Trust
GLD
|
+$25.3M |
| 5 |
iShares Russell Mid-Cap Growth ETF
IWP
|
+$24.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.56% |
| 2 | Financials | 5.87% |
| 3 | Consumer Discretionary | 5.17% |
| 4 | Healthcare | 4.9% |
| 5 | Industrials | 4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AGEN
3326
Agenus
AGEN
$249M
| $52K | ﹤0.01% |
974
-230
| -19% | -$16.6K |
|
|
BCIC
3327
BCP Investment Corp
BCIC
$86.9M
| $52K | ﹤0.01% |
2,448
-171
| -7% | -$3.45K |
|
3328
CEMIG Preferred Shares
CIG
$6.09B
| $51K | ﹤0.01% |
43,094
+10,624
| +33% | +$13.6K |
|
|
CPRX
3329
DELISTED
Catalyst Pharmaceutical
CPRX
| $50K | ﹤0.01% |
11,056
-1,259
| -10% | -$5K |
|
|
LGMK
3330
DELISTED
LogicMark
LGMK
| $49K | ﹤0.01% |
+7
| New | +$55.4K |
|
3331
NanoViricides
NNVC
$34M
| $49K | ﹤0.01% |
+10,498
| New | +$47.5K |
|
|
KDMN
3332
DELISTED
Kadmon Holdings, Inc.
KDMN
| $49K | ﹤0.01% |
12,840
+500
| +4% | +$2.29K |
|
|
BPT
3333
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
| $48K | ﹤0.01% |
13,099
-338
| -3% | -$1.27K |
|
|
ACGN
3334
DELISTED
Aceragen Inc
ACGN
| $48K | ﹤0.01% |
2,210
+640
| +41% | +$47.9K |
|
|
AHT
3335
Ashford Hospitality Trust
AHT
$21M
| $47K | ﹤0.01% |
160
+16
| +11% | +$4.89K |
|
|
EMX
3336
DELISTED
EMX Royalty
EMX
| $47K | ﹤0.01% |
16,019
| – | – |
|
|
PLG
3337
Platinum Group Metals
PLG
$164M
| $46K | ﹤0.01% |
+12,100
| New | +$52.5K |
|
3338
Pixelworks
PXLW
$38.8M
| $44K | ﹤0.01% |
1,127
| – | – |
|
3339
Perspective Therapeutics
CATX
$332M
| $43K | ﹤0.01% |
3,978
+100
| +3% | +$1.51K |
|
|
DRRX
3340
DELISTED
DURECT Corp
DRRX
| $43K | ﹤0.01% |
2,196
| – | – |
|
|
TELL
3341
DELISTED
Tellurian Inc.
TELL
| $42K | ﹤0.01% |
18,360
-9,574
| -34% | -$26.1K |
|
|
PTN
3342
Palatin Technologies
PTN
$13.7M
| $40K | ﹤0.01% |
47
| – | – |
|
3343
Presidio Property Trust
SQFT
| $40K | ﹤0.01% |
1,099
+8
| +0.7% | +$301 |
|
3344
Matinas BioPharma
MTNB
$1.55M
| $38K | ﹤0.01% |
730
+150
| +26% | +$10.1K |
|
|
SYBX
3345
DELISTED
Synlogic
SYBX
| $38K | ﹤0.01% |
709
-249
| -26% | -$14.2K |
|
3346
VistaGen Therapeutics
VTGN
$9.29M
| $38K | ﹤0.01% |
+607
| New | +$40.5K |
|
3347
Ring Energy
REI
$322M
| $37K | ﹤0.01% |
16,400
+5,510
| +51% | +$10.5K |
|
3348
Cellectar Biosciences
CLRB
$19.3M
| $36K | ﹤0.01% |
76
+25
| +49% | +$14.9K |
|
|
GLDG
3349
GoldMining Inc
GLDG
$179M
| $35K | ﹤0.01% |
21,532
+2,500
| +13% | +$4.46K |
|
|
TGB
3350
Trekor Metals
TGB
$2.56B
| $33K | ﹤0.01% |
+19,595
| New | +$30.6K |
|
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Commonwealth Equity Services's Q1 2021 Portfolio in Review
As of Q1 2021, Commonwealth Equity Services held 3,518 positions worth $35.3B, up 6.4% from $33.2B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Commonwealth Equity Services's Q1 2021 filing shows 321 new, 1,663 increased, 1,318 reduced and 122 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF January: 393,154 shares worth $12.3M. The largest sale was iShares Russell 2000 Value ETF, an estimated $73.4M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 11% a quarter earlier, followed by Financials and Consumer Discretionary.
- Commonwealth Equity Services's largest Q1 2021 buy was FT Vest US Equity Buffer ETF January: 393,154 shares worth $12.3M.
- Commonwealth Equity Services added most to Vanguard Short-Term Bond ETF in Q1 2021, an estimated $56.5M increase.
- Commonwealth Equity Services's biggest Q1 2021 reduction was iShares Russell 2000 Value ETF, cutting an estimated $73.4M.
- Commonwealth Equity Services fully exited SPDR Dorsey Wright Fixed Income Allocation ETF in Q1 2021, selling an estimated $15.5M.
- Commonwealth Equity Services's ten largest holdings make up 18% of its $35.3B portfolio in Q1 2021.
- Commonwealth Equity Services opened 321 new positions and closed 122 in Q1 2021.
- Commonwealth Equity Services's portfolio value rose 6.4% quarter-over-quarter to $35.3B.
Based on Commonwealth Equity Services's 13F filing for Q1 2021, filed 4 May 2021.