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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.7%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$39.8B
AUM Growth
+$449M
Cap. Flow
+$1.04B
Cap. Flow %
2.62%
Top 10 Hldgs %
18.19%
Holding
3,732
New
211
Increased
1,963
Reduced
1,266
Closed
158

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Financials 6.15%
3 Consumer Discretionary 5.1%
4 Healthcare 4.93%
5 Communication Services 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
SB icon
3301
Safe Bulkers
SB
$781M
$183K ﹤0.01%
+35,477
New +$137K
CZWI icon
3302
Citizens Community Bancorp
CZWI
$227M
$182K ﹤0.01%
13,252
RAD
3303
DELISTED
Rite Aid Corporation
RAD
$181K ﹤0.01%
12,757
-544
-4% -$8.56K
KOS icon
3304
Kosmos Energy
KOS
$1.56B
$180K ﹤0.01%
61,068
+8,949
+17% +$21.8K
OVLY icon
3305
Oak Valley Bancorp
OVLY
$274M
$180K ﹤0.01%
10,282
PTEN icon
3306
Patterson-UTI
PTEN
$3.87B
$180K ﹤0.01%
20,054
+1,512
+8% +$12.2K
ERC
3307
Allspring Multi-Sector Income Fund
ERC
$255M
$179K ﹤0.01%
13,234
-240
-2% -$3.16K
HONE
3308
DELISTED
HarborOne Bancorp
HONE
$179K ﹤0.01%
12,773
-1,940
-13% -$26.9K
AIXC
3309
AIxCrypto Holdings Inc
AIXC
$16.6M
$178K ﹤0.01%
275
KT icon
3310
KT
KT
$8.84B
$177K ﹤0.01%
13,014
-2,432
-16% -$34.4K
VUZI icon
3311
Vuzix
VUZI
$190M
$176K ﹤0.01%
16,878
+4,661
+38% +$62.3K
FFNW
3312
DELISTED
First Financial Northwest, Inc
FFNW
$176K ﹤0.01%
10,787
+67
+0.6% +$1.07K
ATI icon
3313
ATI
ATI
$27B
$175K ﹤0.01%
+10,576
New +$200K
PLM
3314
DELISTED
PolyMet Mining Corp.
PLM
$175K ﹤0.01%
57,583
+5
+0% +$17
DLTH icon
3315
Duluth Holdings
DLTH
$160M
$174K ﹤0.01%
12,831
WIW
3316
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$174K ﹤0.01%
13,138
-1,497
-10% -$19.9K
BTG icon
3317
B2Gold
BTG
$5.16B
$173K ﹤0.01%
50,776
+15,675
+45% +$60.6K
WRAP icon
3318
Wrap Technologies
WRAP
$94.8M
$172K ﹤0.01%
28,827
+5,000
+21% +$34.9K
IMGN
3319
DELISTED
Immunogen Inc
IMGN
$172K ﹤0.01%
30,336
+6,830
+29% +$39.5K
BTU icon
3320
Peabody Energy
BTU
$2.78B
$171K ﹤0.01%
+11,568
New +$152K
FNCB
3321
DELISTED
FNCB Bancorp Inc. Common Stock
FNCB
$170K ﹤0.01%
20,667
+249
+1% +$1.92K
MPA icon
3322
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$142M
$169K ﹤0.01%
10,529
PBPB
3323
DELISTED
Potbelly
PBPB
$169K ﹤0.01%
25,050
+600
+2% +$4.18K
SLVP icon
3324
iShares MSCI Global Silver and Metals Miners ETF
SLVP
$805M
$168K ﹤0.01%
13,680
-4,236
-24% -$58.8K
FEO
3325
DELISTED
First Trust/abrdn Emerging Opportunity Fund
FEO
$166K ﹤0.01%
11,472

Similar funds

Commonwealth Equity Services's Q3 2021 Portfolio in Review

As of Q3 2021, Commonwealth Equity Services held 3,732 positions worth $39.8B, up 1.1% from $39.4B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Commonwealth Equity Services's Q3 2021 filing shows 211 new, 1,963 increased, 1,266 reduced and 158 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M. The largest sale was FT Vest US Equity Buffer ETF November, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Commonwealth Equity Services's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M.
  • Commonwealth Equity Services added most to UnitedHealth in Q3 2021, an estimated $75.1M increase.
  • Commonwealth Equity Services's biggest Q3 2021 reduction was FT Vest US Equity Buffer ETF November, cutting an estimated $17.1M.
  • Commonwealth Equity Services fully exited Maxim Integrated Products in Q3 2021, selling an estimated $5.14M.
  • Commonwealth Equity Services's ten largest holdings make up 18% of its $39.8B portfolio in Q3 2021.
  • Commonwealth Equity Services opened 211 new positions and closed 158 in Q3 2021.
  • Commonwealth Equity Services's portfolio value rose 1.1% quarter-over-quarter to $39.8B.

Based on Commonwealth Equity Services's 13F filing for Q3 2021, filed 29 Oct 2021.