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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.7%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$39.8B
AUM Growth
+$449M
Cap. Flow
+$1.04B
Cap. Flow %
2.62%
Top 10 Hldgs %
18.19%
Holding
3,732
New
211
Increased
1,963
Reduced
1,266
Closed
158

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$75.1M
2
MSFT icon
Microsoft
MSFT
+$27.6M
3
FJUL icon
FT Vest US Equity Buffer ETF July
FJUL
+$26.7M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$25.6M
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$24.5M

Top Sells

Rank Stock Value
1
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$17.1M
2
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$14.7M
3
FCAL icon
First Trust California Municipal High income ETF
FCAL
+$12.6M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$12.3M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Financials 6.15%
3 Consumer Discretionary 5.1%
4 Healthcare 4.93%
5 Communication Services 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SA
3276
Seabridge Gold
SA
$2.8B
$199K ﹤0.01%
12,913
+189
+1% +$3.27K
APTS
3277
DELISTED
Preferred Apartment Communities, Inc.
APTS
$199K ﹤0.01%
16,294
+1,833
+13% +$20.7K
NMTR
3278
DELISTED
9 Meters Biopharma
NMTR
$198K ﹤0.01%
7,653
+3,853
+101% +$90.8K
CGBD icon
3279
Carlyle Secured Lending
CGBD
$698M
$196K ﹤0.01%
14,654
+143
+1% +$1.95K
VFF icon
3280
Village Farms International
VFF
$235M
$195K ﹤0.01%
23,465
-281
-1% -$2.63K
LL
3281
DELISTED
LL Flooring Holdings, Inc.
LL
$195K ﹤0.01%
10,444
-1,080
-9% -$21.3K
FSD
3282
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$195K ﹤0.01%
12,304
-1,663
-12% -$26.5K
SHIP icon
3283
Seanergy Maritime Holdings
SHIP
$351M
$194K ﹤0.01%
+13,406
New +$157K
BFK
3284
DELISTED
BlackRock Municipal Income Trust
BFK
$192K ﹤0.01%
13,010
+783
+6% +$12.1K
MWA icon
3285
Mueller Water Products
MWA
$3.92B
$192K ﹤0.01%
12,663
+1,512
+14% +$23.3K
EXK
3286
Endeavour Silver
EXK
$2.32B
$191K ﹤0.01%
46,839
– –
NMI icon
3287
Nuveen Municipal Income
NMI
$130M
$191K ﹤0.01%
15,950
+33
+0.2% +$392
UWMC icon
3288
UWM Holdings
UWMC
$621M
$191K ﹤0.01%
27,565
+3,022
+12% +$22.5K
BKN
3289
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$190K ﹤0.01%
11,044
-54
-0.5% -$991
ATRS
3290
DELISTED
Antares Pharma, Inc.
ATRS
$190K ﹤0.01%
52,198
-1,406
-3% -$5.68K
BARK icon
3291
BARK
BARK
$74.8M
$189K ﹤0.01%
1,379
+548
+66% +$90.3K
FTF
3292
Franklin Limited Duration Income Trust
FTF
$235M
$189K ﹤0.01%
20,836
+131
+0.6% +$1.22K
UTZ icon
3293
Utz Brands
UTZ
$1.25B
$189K ﹤0.01%
11,074
-2,503
-18% -$50.9K
UBS icon
3294
UBS Group
UBS
$170B
$188K ﹤0.01%
11,834
-4,110
-26% -$66.6K
BBVA icon
3295
Banco Bilbao Vizcaya Argentaria
BBVA
$144B
$187K ﹤0.01%
28,510
-5,022
-15% -$32.4K
CMCL icon
3296
Caledonia Mining Corp
CMCL
$360M
$187K ﹤0.01%
15,458
+604
+4% +$7.33K
VPV icon
3297
Invesco Pennsylvania Value Municipal Income Trust
VPV
$194M
$186K ﹤0.01%
14,057
– –
CLPT icon
3298
ClearPoint Neuro
CLPT
$423M
$185K ﹤0.01%
+10,460
New +$196K
ACVA icon
3299
ACV Auctions
ACVA
$1.35B
$184K ﹤0.01%
+10,319
New +$219K
ZIXI
3300
DELISTED
Zix Corporation
ZIXI
$184K ﹤0.01%
26,103
– –
130 131
132
133 134

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Commonwealth Equity Services's Q3 2021 Portfolio in Review

As of Q3 2021, Commonwealth Equity Services held 3,732 positions worth $39.8B, up 1.1% from $39.4B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Commonwealth Equity Services's Q3 2021 filing shows 211 new, 1,963 increased, 1,266 reduced and 158 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M. The largest sale was FT Vest US Equity Buffer ETF November, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Commonwealth Equity Services's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M.
  • Commonwealth Equity Services added most to UnitedHealth in Q3 2021, an estimated $75.1M increase.
  • Commonwealth Equity Services's biggest Q3 2021 reduction was FT Vest US Equity Buffer ETF November, cutting an estimated $17.1M.
  • Commonwealth Equity Services fully exited Maxim Integrated Products in Q3 2021, selling an estimated $5.14M.
  • Commonwealth Equity Services's ten largest holdings make up 18% of its $39.8B portfolio in Q3 2021.
  • Commonwealth Equity Services opened 211 new positions and closed 158 in Q3 2021.
  • Commonwealth Equity Services's portfolio value rose 1.1% quarter-over-quarter to $39.8B.

Based on Commonwealth Equity Services's 13F filing for Q3 2021, filed 29 Oct 2021.