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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.7%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$39.8B
AUM Growth
+$449M
Cap. Flow
+$1.04B
Cap. Flow %
2.62%
Top 10 Hldgs %
18.19%
Holding
3,732
New
211
Increased
1,963
Reduced
1,266
Closed
158

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$75.1M
2
MSFT icon
Microsoft
MSFT
+$27.6M
3
FJUL icon
FT Vest US Equity Buffer ETF July
FJUL
+$26.7M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$25.6M
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$24.5M

Top Sells

Rank Stock Value
1
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$17.1M
2
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$14.7M
3
FCAL icon
First Trust California Municipal High income ETF
FCAL
+$12.6M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$12.3M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Financials 6.15%
3 Consumer Discretionary 5.1%
4 Healthcare 4.93%
5 Communication Services 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLU
3001
Gabelli Utility & Income Trust
GLU
$116M
$275K ﹤0.01%
14,008
-749
-5% -$15.8K
SNV
3002
DELISTED
Synovus
SNV
$275K ﹤0.01%
6,279
-120
-2% -$5.07K
LEV
3003
DELISTED
The Lion Electric Company
LEV
$275K ﹤0.01%
21,854
+7,535
+53% +$105K
BHF icon
3004
Brighthouse Financial
BHF
$3.63B
$274K ﹤0.01%
6,069
+171
+3% +$7.71K
CNMD icon
3005
CONMED
CNMD
$1.29B
$274K ﹤0.01%
2,101
-17,421
-89% -$2.28M
CVY icon
3006
Invesco Zacks Multi-Asset Income ETF
CVY
$123M
$274K ﹤0.01%
11,538
+386
+3% +$9.27K
MFLX icon
3007
First Trust Exchange-Traded Fund VIII First Trust Flexible Municipal High Income ETF
MFLX
$21.2M
$274K ﹤0.01%
+13,159
New +$282K
FCFS icon
3008
FirstCash
FCFS
$8.55B
$273K ﹤0.01%
3,124
-30
-1% -$2.48K
PFD
3009
Flaherty & Crumrine Preferred and Income Fund
PFD
$145M
$273K ﹤0.01%
17,330
-5,091
-23% -$83.3K
SURE icon
3010
AdvisorShares Insider Advantage ETF
SURE
$55.9M
$273K ﹤0.01%
2,927
– –
REGI
3011
DELISTED
Renewable Energy Group, Inc.
REGI
$273K ﹤0.01%
5,446
-1,699
-24% -$93K
ASGI
3012
abrdn Global Infrastructure Income Fund
ASGI
$776M
$272K ﹤0.01%
13,650
+1,950
+17% +$40.8K
BB icon
3013
BlackBerry
BB
$5.01B
$272K ﹤0.01%
28,015
-2,484
-8% -$26K
KNSL icon
3014
Kinsale Capital Group
KNSL
$7.95B
$272K ﹤0.01%
1,683
– –
KTOS icon
3015
Kratos Defense & Security Solutions
KTOS
$8.88B
$271K ﹤0.01%
12,189
+183
+2% +$4.52K
CBT icon
3016
Cabot Corp
CBT
$4.65B
$270K ﹤0.01%
5,393
+17
+0.3% +$908
ADAM
3017
Adamas Trust
ADAM
$777M
$270K ﹤0.01%
15,870
+158
+1% +$2.75K
MBIN icon
3018
Merchants Bancorp
MBIN
$2.19B
$269K ﹤0.01%
10,230
– –
PAGP icon
3019
Plains GP Holdings
PAGP
$5.23B
$269K ﹤0.01%
25,011
+44
+0.2% +$460
RHP icon
3020
Ryman Hospitality Properties
RHP
$8.4B
$269K ﹤0.01%
3,216
+174
+6% +$13.8K
VRNT
3021
DELISTED
Verint Systems
VRNT
$269K ﹤0.01%
6,015
– –
BLD
3022
DELISTED
TopBuild
BLD
$268K ﹤0.01%
1,310
+88
+7% +$18.5K
TCRT icon
3023
Alaunos Therapeutics
TCRT
$4.74M
$268K ﹤0.01%
984
+542
+123% +$166K
MTTR
3024
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
$268K ﹤0.01%
+14,184
New +$230K
ROI
3025
DELISTED
RiskOn International, Inc. Common Stock
ROI
$268K ﹤0.01%
+1,707
New +$239K
119 120
121
122 123

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Commonwealth Equity Services's Q3 2021 Portfolio in Review

As of Q3 2021, Commonwealth Equity Services held 3,732 positions worth $39.8B, up 1.1% from $39.4B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Commonwealth Equity Services's Q3 2021 filing shows 211 new, 1,963 increased, 1,266 reduced and 158 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M. The largest sale was FT Vest US Equity Buffer ETF November, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Commonwealth Equity Services's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M.
  • Commonwealth Equity Services added most to UnitedHealth in Q3 2021, an estimated $75.1M increase.
  • Commonwealth Equity Services's biggest Q3 2021 reduction was FT Vest US Equity Buffer ETF November, cutting an estimated $17.1M.
  • Commonwealth Equity Services fully exited Maxim Integrated Products in Q3 2021, selling an estimated $5.14M.
  • Commonwealth Equity Services's ten largest holdings make up 18% of its $39.8B portfolio in Q3 2021.
  • Commonwealth Equity Services opened 211 new positions and closed 158 in Q3 2021.
  • Commonwealth Equity Services's portfolio value rose 1.1% quarter-over-quarter to $39.8B.

Based on Commonwealth Equity Services's 13F filing for Q3 2021, filed 29 Oct 2021.