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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.7%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$39.8B
AUM Growth
+$449M
Cap. Flow
+$1.04B
Cap. Flow %
2.62%
Top 10 Hldgs %
18.19%
Holding
3,732
New
211
Increased
1,963
Reduced
1,266
Closed
158

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$75.1M
2
MSFT icon
Microsoft
MSFT
+$27.6M
3
FJUL icon
FT Vest US Equity Buffer ETF July
FJUL
+$26.7M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$25.6M
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$24.5M

Top Sells

Rank Stock Value
1
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$17.1M
2
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$14.7M
3
FCAL icon
First Trust California Municipal High income ETF
FCAL
+$12.6M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$12.3M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Financials 6.15%
3 Consumer Discretionary 5.1%
4 Healthcare 4.93%
5 Communication Services 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JDD
2926
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$302K ﹤0.01%
29,172
+1,456
+5% +$15.4K
GOVI icon
2927
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.22B
$301K ﹤0.01%
8,299
+6
+0.1% +$222
HUN icon
2928
Huntsman Corp
HUN
$2.24B
$301K ﹤0.01%
10,199
-1,142
-10% -$30.1K
LSI
2929
DELISTED
Life Storage, Inc.
LSI
$301K ﹤0.01%
2,624
+377
+17% +$44.8K
AIZ icon
2930
Assurant
AIZ
$13.7B
$300K ﹤0.01%
1,905
-30
-2% -$4.84K
PSCC icon
2931
Invesco S&P SmallCap Consumer Staples ETF
PSCC
$37.8M
$300K ﹤0.01%
8,961
+30
+0.3% +$1.01K
PUK icon
2932
Prudential
PUK
$36.5B
$300K ﹤0.01%
7,657
-136
-2% -$5.26K
RBA icon
2933
RB Global
RBA
$20.8B
$300K ﹤0.01%
4,869
-79
-2% -$4.83K
UDN icon
2934
Invesco DB US Dollar Index Bearish Fund
UDN
$107M
$300K ﹤0.01%
+14,580
New +$306K
VOXX
2935
DELISTED
VOXX International Corporation Class A
VOXX
$300K ﹤0.01%
26,227
+1,012
+4% +$11.6K
GGM
2936
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
$300K ﹤0.01%
14,512
+714
+5% +$15.4K
NUO
2937
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$300K ﹤0.01%
18,985
+3
+0% +$49
AMH icon
2938
American Homes 4 Rent
AMH
$12B
$299K ﹤0.01%
7,850
+668
+9% +$27.3K
DB icon
2939
Deutsche Bank
DB
$66.3B
$299K ﹤0.01%
23,590
+1,512
+7% +$19K
FLCO icon
2940
Franklin Investment Grade Corporate ETF
FLCO
$576M
$299K ﹤0.01%
11,557
-7,076
-38% -$187K
HYHG icon
2941
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$180M
$299K ﹤0.01%
4,748
+21
+0.4% +$1.32K
MAT icon
2942
Mattel
MAT
$4.17B
$299K ﹤0.01%
16,162
+942
+6% +$19.5K
CYA
2943
DELISTED
Simplify Tail Risk Strategy ETF
CYA
$299K ﹤0.01%
+605
New +$302K
BKI
2944
DELISTED
Black Knight, Inc. Common Stock
BKI
$299K ﹤0.01%
4,157
-1,415
-25% -$109K
AROC icon
2945
Archrock
AROC
$6.33B
$298K ﹤0.01%
36,141
-2,055
-5% -$16.5K
MOG.A icon
2946
Moog Inc Class A
MOG.A
$13B
$298K ﹤0.01%
3,914
-38
-1% -$2.97K
BGY icon
2947
BlackRock Enhanced International Dividend Trust
BGY
$512M
$297K ﹤0.01%
48,392
+425
+0.9% +$2.71K
IBDS icon
2948
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.83B
$297K ﹤0.01%
11,020
+1,012
+10% +$27.5K
SGMO
2949
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$297K ﹤0.01%
33,038
-2,391
-7% -$23.6K
QAI icon
2950
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1B
$296K ﹤0.01%
9,337
-637
-6% -$20.5K
116 117
118
119 120

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Commonwealth Equity Services's Q3 2021 Portfolio in Review

As of Q3 2021, Commonwealth Equity Services held 3,732 positions worth $39.8B, up 1.1% from $39.4B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Commonwealth Equity Services's Q3 2021 filing shows 211 new, 1,963 increased, 1,266 reduced and 158 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M. The largest sale was FT Vest US Equity Buffer ETF November, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Commonwealth Equity Services's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M.
  • Commonwealth Equity Services added most to UnitedHealth in Q3 2021, an estimated $75.1M increase.
  • Commonwealth Equity Services's biggest Q3 2021 reduction was FT Vest US Equity Buffer ETF November, cutting an estimated $17.1M.
  • Commonwealth Equity Services fully exited Maxim Integrated Products in Q3 2021, selling an estimated $5.14M.
  • Commonwealth Equity Services's ten largest holdings make up 18% of its $39.8B portfolio in Q3 2021.
  • Commonwealth Equity Services opened 211 new positions and closed 158 in Q3 2021.
  • Commonwealth Equity Services's portfolio value rose 1.1% quarter-over-quarter to $39.8B.

Based on Commonwealth Equity Services's 13F filing for Q3 2021, filed 29 Oct 2021.