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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
+8.92%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$29.3B
AUM Growth
+$2.78B
Cap. Flow
+$744M
Cap. Flow %
2.54%
Top 10 Hldgs %
19.61%
Holding
3,173
New
224
Increased
1,431
Reduced
1,285
Closed
127

Top Buys

Rank Stock Value
1
DWAW icon
AdvisorShares Dorsey Wright FSM All Cap World ETF
DWAW
+$51.8M
2
DWUS icon
AdvisorShares Dorsey Wright FSM US Core ETF
DWUS
+$49.1M
3
DWEQ
AdvisorShares Dorsey Wright Alpha Equal Weight ETF
DWEQ
+$45.7M
4
IAU icon
iShares Gold Trust
IAU
+$26.8M
5
MSFT icon
Microsoft
MSFT
+$26.6M

Top Sells

Rank Stock Value
1
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$27.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$26.5M
3
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$25.7M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.6M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$14.6M

Sector Composition

Rank Sector Weight
1 Technology 11.21%
2 Consumer Discretionary 5.27%
3 Healthcare 5.19%
4 Financials 5.08%
5 Communication Services 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NRO
2901
Neuberger Real Estate Securities Income Fund Inc
NRO
$194M
$80K ﹤0.01%
22,844
-1,132
-5% -$4.13K
GLUU
2902
DELISTED
Glu Mobile Inc.
GLUU
$80K ﹤0.01%
+10,468
New +$87.9K
ALTG icon
2903
Alta Equipment Group
ALTG
$210M
$78K ﹤0.01%
10,000
– –
LAB icon
2904
Standard BioTools
LAB
$326M
$78K ﹤0.01%
+10,571
New +$73K
ASG
2905
Liberty All-Star Growth Fund
ASG
$323M
$77K ﹤0.01%
+10,907
New +$78.2K
GPRO icon
2906
GoPro
GPRO
$116M
$77K ﹤0.01%
17,156
+2,130
+14% +$10K
KOS icon
2907
Kosmos Energy
KOS
$1.56B
$77K ﹤0.01%
79,753
+20,400
+34% +$29.9K
PAGP icon
2908
Plains GP Holdings
PAGP
$5.23B
$77K ﹤0.01%
12,708
-770
-6% -$5.9K
TTOO
2909
DELISTED
T2 Biosystems, Inc
TTOO
$77K ﹤0.01%
11
+3
+38% +$22.2K
AVDL
2910
DELISTED
Avadel Pharmaceuticals
AVDL
$74K ﹤0.01%
14,777
+535
+4% +$3.89K
TRT
2911
Trio-Tech International
TRT
$93.3M
$73K ﹤0.01%
43,050
-9,100
-17% -$15.9K
IRR
2912
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$71K ﹤0.01%
29,347
+1,407
+5% +$3.5K
SIGA icon
2913
SIGA Technologies
SIGA
$223M
$70K ﹤0.01%
10,290
– –
TRST
2914
Trustco Bank Corp NY
TRST
$977M
$70K ﹤0.01%
2,701
-162
-6% -$4.73K
CVV icon
2915
CVD Equipment Corp
CVV
$48.9M
$69K ﹤0.01%
22,790
– –
FNCB
2916
DELISTED
FNCB Bancorp Inc. Common Stock
FNCB
$69K ﹤0.01%
12,969
+1,034
+9% +$6.05K
CYH icon
2917
Community Health Systems
CYH
$385M
$68K ﹤0.01%
16,257
-29,967
-65% -$132K
HGLB
2918
Highland Global Allocation Fund
HGLB
$173M
$68K ﹤0.01%
10,986
– –
PTN
2919
Palatin Technologies
PTN
$13.7M
$67K ﹤0.01%
114
-28
-20% -$18.9K
OCSI
2920
DELISTED
Oaktree Strategic Income Corporation
OCSI
$67K ﹤0.01%
10,350
-1,500
-13% -$9.72K
SMFG icon
2921
Sumitomo Mitsui Financial
SMFG
$166B
$66K ﹤0.01%
11,879
+361
+3% +$2.07K
WTER
2922
DELISTED
The Alkaline Water Company Inc. Common Stock
WTER
$66K ﹤0.01%
3,509
-182
-5% -$4.74K
ESXB
2923
DELISTED
Community Bankers Trust Corporation
ESXB
$66K ﹤0.01%
13,096
-8,520
-39% -$43.2K
TEF
2924
DELISTED
Telefonica
TEF
$65K ﹤0.01%
22,702
-9,083
-29% -$32K
LVO icon
2925
LiveOne
LVO
$66M
$63K ﹤0.01%
2,465
– –
115 116
117
118 119

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Commonwealth Equity Services's Q3 2020 Portfolio in Review

As of Q3 2020, Commonwealth Equity Services held 3,173 positions worth $29.3B, up 11% from $26.5B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Commonwealth Equity Services's Q3 2020 filing shows 224 new, 1,431 increased, 1,285 reduced and 127 closed positions. Its largest new stake was AdvisorShares Dorsey Wright FSM All Cap World ETF: 1,705,264 shares worth $53.1M. The largest sale was Vanguard Long-Term Corporate Bond ETF, an estimated $27.6M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Commonwealth Equity Services's largest Q3 2020 buy was AdvisorShares Dorsey Wright FSM All Cap World ETF: 1,705,264 shares worth $53.1M.
  • Commonwealth Equity Services added most to iShares Gold Trust in Q3 2020, an estimated $26.8M increase.
  • Commonwealth Equity Services's biggest Q3 2020 reduction was Vanguard Long-Term Corporate Bond ETF, cutting an estimated $27.6M.
  • Commonwealth Equity Services fully exited iShares iBonds Sep 2020 Term Muni Bond ETF in Q3 2020, selling an estimated $4.43M.
  • Commonwealth Equity Services's ten largest holdings make up 20% of its $29.3B portfolio in Q3 2020.
  • Commonwealth Equity Services opened 224 new positions and closed 127 in Q3 2020.
  • Commonwealth Equity Services's portfolio value rose 11% quarter-over-quarter to $29.3B.

Based on Commonwealth Equity Services's 13F filing for Q3 2020, filed 5 Nov 2020.