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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
+7.31%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$26.3B
AUM Growth
+$2.84B
Cap. Flow
+$1.22B
Cap. Flow %
4.63%
Top 10 Hldgs %
17.1%
Holding
3,009
New
172
Increased
1,653
Reduced
960
Closed
126

Sector Composition

Rank Sector Weight
1 Technology 8.1%
2 Financials 6.17%
3 Healthcare 4.86%
4 Communication Services 3.82%
5 Consumer Discretionary 3.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
ILTB icon
2901
iShares Core 10+ Year USD Bond ETF
ILTB
$596M
-9,014
Closed -$625K
INO icon
2902
Inovio Pharmaceuticals
INO
$79.8M
-2,167
Closed -$53K
JACK icon
2903
Jack in the Box
JACK
$278M
-3,798
Closed -$346K
LEVI icon
2904
Levi Strauss
LEVI
$9.44B
-20,911
Closed -$398K
LODE icon
2905
Comstock
LODE
$228M
-4,137
Closed -$22K
LPG icon
2906
Dorian LPG
LPG
$1.94B
-16,013
Closed -$165K
LTBR icon
2907
Lightbridge
LTBR
$246M
-939
Closed -$8K
MLKN icon
2908
MillerKnoll
MLKN
$1.5B
-4,392
Closed -$202K
MRCY icon
2909
Mercury Systems
MRCY
$6.2B
-2,816
Closed -$228K
MSB
2910
Mesabi Trust
MSB
$295M
-22,871
Closed -$547K
MUX icon
2911
McEwen Inc
MUX
$1.03B
-1,465
Closed -$22K
OC icon
2912
Owens Corning
OC
$11.5B
-3,835
Closed -$242K
IMDX
2913
Insight Molecular Diagnostics
IMDX
$153M
-1,760
Closed -$73K
PFLT icon
2914
PennantPark Floating Rate Capital
PFLT
$681M
-11,078
Closed -$128K
PNNT
2915
Pennant Park Investment Corp
PNNT
$215M
-13,047
Closed -$81K
P
2916
Everpure Inc
P
$24.8B
-10,231
Closed -$173K
PVI icon
2917
Invesco Floating Rate Municipal Income ETF
PVI
$32.2M
-13,723
Closed -$341K
REMX icon
2918
VanEck Rare Earth/Strategic Metals ETF
REMX
$2.03B
-4,070
Closed -$154K
RRC icon
2919
Range Resources
RRC
$9.11B
-10,385
Closed -$39K
RUSHA icon
2920
Rush Enterprises Class A
RUSHA
$5.95B
-37,400
Closed -$641K
SAGE
2921
DELISTED
Sage Therapeutics
SAGE
-1,763
Closed -$247K
HTO
2922
H2O America
HTO
$2.67B
-6,406
Closed -$437K
SMIN icon
2923
iShares MSCI India Small-Cap ETF
SMIN
$722M
-22,423
Closed -$788K
SNGX icon
2924
Soligenix
SNGX
$5.5M
-233
Closed -$53K
SQNS
2925
Sequans Communications SA
SQNS
$37.4M
-107
Closed -$9K

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Commonwealth Equity Services's Q4 2019 Portfolio in Review

As of Q4 2019, Commonwealth Equity Services held 3,009 positions worth $26.3B, up 12% from $23.4B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Commonwealth Equity Services deployed $1.22B of net new capital in Q4 2019, opening 172 new positions and adding to 1,653 existing holdings. Its largest new stake was Innovator US Equity Power Buffer ETF December: 815,338 shares worth $21.8M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 7.4% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares 10-20 Year Treasury Bond ETF, an estimated $20.5M trimmed.

  • Commonwealth Equity Services's largest Q4 2019 buy was Innovator US Equity Power Buffer ETF December: 815,338 shares worth $21.8M.
  • Commonwealth Equity Services added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $48.6M increase.
  • Commonwealth Equity Services's biggest Q4 2019 reduction was iShares 10-20 Year Treasury Bond ETF, cutting an estimated $20.5M.
  • Commonwealth Equity Services fully exited Celgene Corp in Q4 2019, selling an estimated $13.7M.
  • Commonwealth Equity Services's ten largest holdings make up 17% of its $26.3B portfolio in Q4 2019.
  • Commonwealth Equity Services opened 172 new positions and closed 126 in Q4 2019.
  • Commonwealth Equity Services's portfolio value rose 12% quarter-over-quarter to $26.3B.

Based on Commonwealth Equity Services's 13F filing for Q4 2019, filed 5 Feb 2020.