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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.7%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$39.8B
AUM Growth
+$449M
Cap. Flow
+$1.04B
Cap. Flow %
2.62%
Top 10 Hldgs %
18.19%
Holding
3,732
New
211
Increased
1,963
Reduced
1,266
Closed
158

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$75.1M
2
MSFT icon
Microsoft
MSFT
+$27.6M
3
FJUL icon
FT Vest US Equity Buffer ETF July
FJUL
+$26.7M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$25.6M
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$24.5M

Top Sells

Rank Stock Value
1
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$17.1M
2
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$14.7M
3
FCAL icon
First Trust California Municipal High income ETF
FCAL
+$12.6M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$12.3M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Financials 6.15%
3 Consumer Discretionary 5.1%
4 Healthcare 4.93%
5 Communication Services 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBP icon
2851
Invesco DB Precious Metals Fund
DBP
$237M
$322K ﹤0.01%
6,851
-177
-3% -$8.63K
NHS
2852
Neuberger High Yield Strategies Fund Inc
NHS
$252M
$322K ﹤0.01%
25,434
+6,518
+34% +$83.3K
NRIM icon
2853
Northrim BanCorp
NRIM
$603M
$322K ﹤0.01%
30,340
+52
+0.2% +$537
PZT icon
2854
Invesco New York AMT-Free Municipal Bond ETF
PZT
$137M
$322K ﹤0.01%
12,406
+1,779
+17% +$47K
MYC
2855
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$322K ﹤0.01%
21,228
+43
+0.2% +$665
MNRO icon
2856
Monro
MNRO
$525M
$321K ﹤0.01%
5,598
+17
+0.3% +$997
PPBI
2857
DELISTED
Pacific Premier Bancorp
PPBI
$321K ﹤0.01%
7,765
+36
+0.5% +$1.41K
RSPN icon
2858
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.1B
$321K ﹤0.01%
+8,795
New +$333K
JMIA
2859
Jumia Technologies
JMIA
$726M
$320K ﹤0.01%
17,236
-40,901
-70% -$865K
BTX
2860
BlackRock Technology and Private Equity Term Trust
BTX
$957M
$320K ﹤0.01%
17,687
+6,754
+62% +$131K
CDMO
2861
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$320K ﹤0.01%
14,870
-4,439
-23% -$107K
BNGO icon
2862
Bionano Genomics
BNGO
$12.7M
$319K ﹤0.01%
97
+6
+7% +$21K
BURL icon
2863
Burlington
BURL
$22B
$319K ﹤0.01%
1,127
+2
+0.2% +$639
HL icon
2864
Hecla Mining
HL
$10.2B
$319K ﹤0.01%
58,108
+8,972
+18% +$55.9K
PMX
2865
DELISTED
PIMCO Municipal Income Fund III
PMX
$319K ﹤0.01%
25,499
+3,053
+14% +$39.4K
ENLC
2866
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$318K ﹤0.01%
46,639
-605
-1% -$3.55K
STMP
2867
DELISTED
Stamps.com, Inc.
STMP
$318K ﹤0.01%
965
-701
-42% -$222K
ACIW icon
2868
ACI Worldwide
ACIW
$5.72B
$317K ﹤0.01%
+10,347
New +$343K
FEMB icon
2869
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$354M
$317K ﹤0.01%
9,731
+3,500
+56% +$119K
SHYD icon
2870
VanEck Short High Yield Muni ETF
SHYD
$447M
$316K ﹤0.01%
12,608
-94
-0.7% -$2.39K
VLT icon
2871
Invesco High Income Trust II
VLT
$66.2M
$316K ﹤0.01%
21,669
-2,639
-11% -$39.3K
NIQ
2872
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$316K ﹤0.01%
21,591
-448
-2% -$6.68K
MYOV
2873
DELISTED
Myovant Sciences Ltd.
MYOV
$316K ﹤0.01%
14,116
+2,038
+17% +$44.7K
CACC icon
2874
Credit Acceptance
CACC
$6B
$315K ﹤0.01%
539
– –
WOOD icon
2875
iShares Global Timber & Forestry ETF
WOOD
$258M
$315K ﹤0.01%
3,714
-75
-2% -$6.58K
113 114
115
116 117

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Commonwealth Equity Services's Q3 2021 Portfolio in Review

As of Q3 2021, Commonwealth Equity Services held 3,732 positions worth $39.8B, up 1.1% from $39.4B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Commonwealth Equity Services's Q3 2021 filing shows 211 new, 1,963 increased, 1,266 reduced and 158 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M. The largest sale was FT Vest US Equity Buffer ETF November, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Commonwealth Equity Services's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M.
  • Commonwealth Equity Services added most to UnitedHealth in Q3 2021, an estimated $75.1M increase.
  • Commonwealth Equity Services's biggest Q3 2021 reduction was FT Vest US Equity Buffer ETF November, cutting an estimated $17.1M.
  • Commonwealth Equity Services fully exited Maxim Integrated Products in Q3 2021, selling an estimated $5.14M.
  • Commonwealth Equity Services's ten largest holdings make up 18% of its $39.8B portfolio in Q3 2021.
  • Commonwealth Equity Services opened 211 new positions and closed 158 in Q3 2021.
  • Commonwealth Equity Services's portfolio value rose 1.1% quarter-over-quarter to $39.8B.

Based on Commonwealth Equity Services's 13F filing for Q3 2021, filed 29 Oct 2021.