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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
+7.31%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$26.3B
AUM Growth
+$2.84B
Cap. Flow
+$1.22B
Cap. Flow %
4.63%
Top 10 Hldgs %
17.1%
Holding
3,009
New
172
Increased
1,653
Reduced
960
Closed
126

Sector Composition

Rank Sector Weight
1 Technology 8.1%
2 Financials 6.17%
3 Healthcare 4.86%
4 Communication Services 3.82%
5 Consumer Discretionary 3.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
CORV
2851
DELISTED
Correvio Pharma Corp. Ordinary Shares (Canada)
CORV
$12K ﹤0.01%
30,766
-93,057
-75% -$155K
FTR
2852
DELISTED
Frontier Communications Corp.
FTR
$12K ﹤0.01%
14,598
-102
-0.7% -$83
TRX icon
2853
TRX Gold Corp
TRX
$255M
$11K ﹤0.01%
18,500
-91,429
-83% -$69.3K
AQMS icon
2854
Aqua Metals
AQMS
$9.63M
$10K ﹤0.01%
68
MBRX icon
2855
Moleculin Biotech
MBRX
$15M
$10K ﹤0.01%
5
VTGN icon
2856
VistaGen Therapeutics
VTGN
$9.29M
$9K ﹤0.01%
440
URG
2857
Ur-Energy
URG
$485M
$7K ﹤0.01%
12,000
AMPE
2858
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$7K ﹤0.01%
41
-11
-21% -$1.42K
SUMR
2859
DELISTED
Summer Infant, Inc.
SUMR
$7K ﹤0.01%
3,440
FGP
2860
DELISTED
Ferrellgas Partners, L.P.
FGP
$7K ﹤0.01%
23,412
-4,120
-15% -$2.5K
WYY icon
2861
WidePoint Corp
WYY
$104M
$6K ﹤0.01%
1,700
AVEO
2862
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$6K ﹤0.01%
1,050
DNN icon
2863
Denison Mines
DNN
$2.63B
$5K ﹤0.01%
12,379
JASN
2864
DELISTED
Jason Industries, Inc.
JASN
$4K ﹤0.01%
+12,000
New +$3.12K
ZN
2865
DELISTED
Zion Oil & Gas, Inc.
ZN
$2K ﹤0.01%
11,640
-300
-3% -$59
ADME icon
2866
Aptus Behavioral Momentum ETF
ADME
$286M
-8,776
Closed -$267K
ADNT icon
2867
Adient
ADNT
$1.6B
-13,660
Closed -$313K
ADT icon
2868
ADT
ADT
$5.16B
-39,483
Closed -$247K
AMC icon
2869
AMC Entertainment Holdings
AMC
$2.03B
-2,178
Closed -$233K
AMH icon
2870
American Homes 4 Rent
AMH
$12B
-9,083
Closed -$235K
BNBX
2871
DELISTED
BNB PLUS CORP
BNBX
0
-$4K
AZTA icon
2872
Azenta
AZTA
$1.26B
-10,512
Closed -$389K
BAPR icon
2873
Innovator US Equity Buffer ETF April
BAPR
$403M
-11,271
Closed -$295K
BBVA icon
2874
Banco Bilbao Vizcaya Argentaria
BBVA
$144B
-59,875
Closed -$311K
BFK
2875
DELISTED
BlackRock Municipal Income Trust
BFK
-10,146
Closed -$143K

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Commonwealth Equity Services's Q4 2019 Portfolio in Review

As of Q4 2019, Commonwealth Equity Services held 3,009 positions worth $26.3B, up 12% from $23.4B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Commonwealth Equity Services deployed $1.22B of net new capital in Q4 2019, opening 172 new positions and adding to 1,653 existing holdings. Its largest new stake was Innovator US Equity Power Buffer ETF December: 815,338 shares worth $21.8M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 7.4% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares 10-20 Year Treasury Bond ETF, an estimated $20.5M trimmed.

  • Commonwealth Equity Services's largest Q4 2019 buy was Innovator US Equity Power Buffer ETF December: 815,338 shares worth $21.8M.
  • Commonwealth Equity Services added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $48.6M increase.
  • Commonwealth Equity Services's biggest Q4 2019 reduction was iShares 10-20 Year Treasury Bond ETF, cutting an estimated $20.5M.
  • Commonwealth Equity Services fully exited Celgene Corp in Q4 2019, selling an estimated $13.7M.
  • Commonwealth Equity Services's ten largest holdings make up 17% of its $26.3B portfolio in Q4 2019.
  • Commonwealth Equity Services opened 172 new positions and closed 126 in Q4 2019.
  • Commonwealth Equity Services's portfolio value rose 12% quarter-over-quarter to $26.3B.

Based on Commonwealth Equity Services's 13F filing for Q4 2019, filed 5 Feb 2020.