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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
+8.92%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$29.3B
AUM Growth
+$2.78B
Cap. Flow
+$744M
Cap. Flow %
2.54%
Top 10 Hldgs %
19.61%
Holding
3,173
New
224
Increased
1,431
Reduced
1,285
Closed
127

Top Buys

Rank Stock Value
1
DWAW icon
AdvisorShares Dorsey Wright FSM All Cap World ETF
DWAW
+$51.8M
2
DWUS icon
AdvisorShares Dorsey Wright FSM US Core ETF
DWUS
+$49.1M
3
DWEQ
AdvisorShares Dorsey Wright Alpha Equal Weight ETF
DWEQ
+$45.7M
4
IAU icon
iShares Gold Trust
IAU
+$26.8M
5
MSFT icon
Microsoft
MSFT
+$26.6M

Top Sells

Rank Stock Value
1
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$27.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$26.5M
3
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$25.7M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.6M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$14.6M

Sector Composition

Rank Sector Weight
1 Technology 11.21%
2 Consumer Discretionary 5.27%
3 Healthcare 5.19%
4 Financials 5.08%
5 Communication Services 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEG icon
2801
Aegon
AEG
$13.5B
$149K ﹤0.01%
63,111
+3,917
+7% +$10.4K
WRAP icon
2802
Wrap Technologies
WRAP
$94.8M
$149K ﹤0.01%
22,045
-36,921
-63% -$352K
DAC icon
2803
Danaos Corp
DAC
$2.55B
$148K ﹤0.01%
20,263
+6,800
+51% +$32.4K
CWCO icon
2804
Consolidated Water Co
CWCO
$469M
$147K ﹤0.01%
14,197
-419
-3% -$5.08K
FCG icon
2805
First Trust Natural Gas ETF
FCG
$642M
$147K ﹤0.01%
+24,205
New +$177K
ATHX
2806
DELISTED
Athersys, Inc. Common Stock
ATHX
$147K ﹤0.01%
3,031
+1,197
+65% +$72.3K
AVXL icon
2807
Anavex Life Sciences
AVXL
$222M
$146K ﹤0.01%
32,230
+453
+1% +$1.95K
BLNK icon
2808
Blink Charging
BLNK
$75.2M
$146K ﹤0.01%
+14,189
New +$116K
VGI
2809
Virtus Global Multi-Sector Income Fund
VGI
$81.2M
$146K ﹤0.01%
+13,573
New +$154K
JRO
2810
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$146K ﹤0.01%
17,912
+1,186
+7% +$9.58K
PDX
2811
PIMCO Dynamic Income Strategy Fund
PDX
$957M
$144K ﹤0.01%
23,407
-9,509
-29% -$65.9K
FEO
2812
DELISTED
First Trust/abrdn Emerging Opportunity Fund
FEO
$142K ﹤0.01%
11,832
-800
-6% -$10.1K
MHF
2813
Western Asset Municipal High Income Fund
MHF
$151M
$141K ﹤0.01%
19,049
+500
+3% +$3.69K
CTSO icon
2814
Cytosorbents Corp
CTSO
$22.6M
$137K ﹤0.01%
17,185
+1,400
+9% +$12.6K
CRF
2815
Cornerstone Total Return Fund
CRF
$1.14B
$136K ﹤0.01%
12,632
-2
-0% -$21
TPVG icon
2816
TriplePoint Venture Growth BDC
TPVG
$180M
$136K ﹤0.01%
12,399
+420
+4% +$4.7K
JTD
2817
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$136K ﹤0.01%
10,423
+193
+2% +$2.54K
FFBC icon
2818
First Financial Bancorp
FFBC
$3.55B
$134K ﹤0.01%
11,187
– –
CFFN icon
2819
Capitol Federal Financial
CFFN
$1.08B
$132K ﹤0.01%
14,295
-1,284
-8% -$12.5K
TBBK icon
2820
The Bancorp
TBBK
$2.79B
$132K ﹤0.01%
15,330
– –
QVCGA
2821
DELISTED
QVC Group Inc Series A
QVCGA
$132K ﹤0.01%
370
-26
-7% -$12.3K
CFB
2822
DELISTED
CrossFirst Bankshares, Inc. Common Stock
CFB
$130K ﹤0.01%
15,000
– –
EGIO
2823
DELISTED
Edgio, Inc. Common Stock
EGIO
$129K ﹤0.01%
+563
New +$141K
BGIO
2824
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
$129K ﹤0.01%
14,977
+41
+0.3% +$349
DLTH icon
2825
Duluth Holdings
DLTH
$160M
$128K ﹤0.01%
+10,500
New +$97.4K
111 112
113
114 115

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Commonwealth Equity Services's Q3 2020 Portfolio in Review

As of Q3 2020, Commonwealth Equity Services held 3,173 positions worth $29.3B, up 11% from $26.5B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Commonwealth Equity Services's Q3 2020 filing shows 224 new, 1,431 increased, 1,285 reduced and 127 closed positions. Its largest new stake was AdvisorShares Dorsey Wright FSM All Cap World ETF: 1,705,264 shares worth $53.1M. The largest sale was Vanguard Long-Term Corporate Bond ETF, an estimated $27.6M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Commonwealth Equity Services's largest Q3 2020 buy was AdvisorShares Dorsey Wright FSM All Cap World ETF: 1,705,264 shares worth $53.1M.
  • Commonwealth Equity Services added most to iShares Gold Trust in Q3 2020, an estimated $26.8M increase.
  • Commonwealth Equity Services's biggest Q3 2020 reduction was Vanguard Long-Term Corporate Bond ETF, cutting an estimated $27.6M.
  • Commonwealth Equity Services fully exited iShares iBonds Sep 2020 Term Muni Bond ETF in Q3 2020, selling an estimated $4.43M.
  • Commonwealth Equity Services's ten largest holdings make up 20% of its $29.3B portfolio in Q3 2020.
  • Commonwealth Equity Services opened 224 new positions and closed 127 in Q3 2020.
  • Commonwealth Equity Services's portfolio value rose 11% quarter-over-quarter to $29.3B.

Based on Commonwealth Equity Services's 13F filing for Q3 2020, filed 5 Nov 2020.