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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.7%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$39.8B
AUM Growth
+$449M
Cap. Flow
+$1.04B
Cap. Flow %
2.62%
Top 10 Hldgs %
18.19%
Holding
3,732
New
211
Increased
1,963
Reduced
1,266
Closed
158

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$75.1M
2
MSFT icon
Microsoft
MSFT
+$27.6M
3
FJUL icon
FT Vest US Equity Buffer ETF July
FJUL
+$26.7M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$25.6M
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$24.5M

Top Sells

Rank Stock Value
1
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$17.1M
2
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$14.7M
3
FCAL icon
First Trust California Municipal High income ETF
FCAL
+$12.6M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$12.3M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Financials 6.15%
3 Consumer Discretionary 5.1%
4 Healthcare 4.93%
5 Communication Services 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BERY
2726
DELISTED
Berry Global Group, Inc.
BERY
$370K ﹤0.01%
6,619
+782
+13% +$46.4K
TGP
2727
DELISTED
Teekay LNG Partners L.P.
TGP
$370K ﹤0.01%
23,813
+9,068
+61% +$134K
GXC icon
2728
State Street SPDR S&P China ETF
GXC
$445M
$369K ﹤0.01%
3,345
-581
-15% -$68K
NG icon
2729
NovaGold Resources
NG
$2.6B
$369K ﹤0.01%
53,775
+300
+0.6% +$2.22K
AXGN icon
2730
Axogen
AXGN
$2.1B
$368K ﹤0.01%
23,301
-35
-0.1% -$628
CXT icon
2731
Crane NXT
CXT
$3.04B
$368K ﹤0.01%
11,194
-581
-5% -$19.3K
BAR icon
2732
GraniteShares Gold Shares
BAR
$1.37B
$367K ﹤0.01%
21,074
+2,734
+15% +$48.6K
IBHE
2733
DELISTED
iShares iBonds 2025 Term High Yield and Income ETF
IBHE
$367K ﹤0.01%
14,683
+3,824
+35% +$95.8K
JNPR
2734
DELISTED
Juniper Networks
JNPR
$366K ﹤0.01%
13,315
+982
+8% +$27.7K
SGI
2735
Somnigroup International
SGI
$15.1B
$366K ﹤0.01%
7,891
+2,182
+38% +$95.3K
ETRN
2736
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$366K ﹤0.01%
36,094
+8,609
+31% +$75.9K
TCPC icon
2737
BlackRock TCP Capital
TCPC
$265M
$365K ﹤0.01%
26,909
-17,823
-40% -$250K
TRGP icon
2738
Targa Resources
TRGP
$60.4B
$365K ﹤0.01%
7,427
+824
+12% +$36.3K
TELL
2739
DELISTED
Tellurian Inc.
TELL
$365K ﹤0.01%
93,461
+32,724
+54% +$112K
HISF icon
2740
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.4M
$364K ﹤0.01%
7,404
-1,229
-14% -$61.6K
MYD
2741
DELISTED
BlackRock MuniYield Fund
MYD
$364K ﹤0.01%
24,520
-876
-3% -$13.4K
PWOD
2742
DELISTED
Penns Woods Bancorp
PWOD
$364K ﹤0.01%
15,226
-600
-4% -$14.2K
STZ.B
2743
DELISTED
CONSTELLATION BRANDS, INC. CLASS B
STZ.B
$364K ﹤0.01%
1,730
+5
+0.3% +$1.09K
PMM
2744
Franklin Managed Municipal Income Trust
PMM
$275M
$363K ﹤0.01%
43,540
+2,808
+7% +$24.2K
DFTX
2745
Definium Therapeutics
DFTX
$5.73B
$361K ﹤0.01%
9,997
+1,984
+25% +$85.8K
NEN icon
2746
New England Realty Associates
NEN
$197M
$361K ﹤0.01%
5,925
– –
OUSM icon
2747
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$885M
$361K ﹤0.01%
10,438
-310
-3% -$11K
RS icon
2748
Reliance Steel & Aluminium
RS
$20.8B
$361K ﹤0.01%
2,540
-27
-1% -$4.06K
VRT icon
2749
Vertiv
VRT
$112B
$361K ﹤0.01%
14,986
-717
-5% -$19.1K
EWA icon
2750
iShares MSCI Australia ETF
EWA
$1.34B
$360K ﹤0.01%
14,530
+363
+3% +$9.37K
108 109
110
111 112

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Commonwealth Equity Services's Q3 2021 Portfolio in Review

As of Q3 2021, Commonwealth Equity Services held 3,732 positions worth $39.8B, up 1.1% from $39.4B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Commonwealth Equity Services's Q3 2021 filing shows 211 new, 1,963 increased, 1,266 reduced and 158 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M. The largest sale was FT Vest US Equity Buffer ETF November, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Commonwealth Equity Services's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M.
  • Commonwealth Equity Services added most to UnitedHealth in Q3 2021, an estimated $75.1M increase.
  • Commonwealth Equity Services's biggest Q3 2021 reduction was FT Vest US Equity Buffer ETF November, cutting an estimated $17.1M.
  • Commonwealth Equity Services fully exited Maxim Integrated Products in Q3 2021, selling an estimated $5.14M.
  • Commonwealth Equity Services's ten largest holdings make up 18% of its $39.8B portfolio in Q3 2021.
  • Commonwealth Equity Services opened 211 new positions and closed 158 in Q3 2021.
  • Commonwealth Equity Services's portfolio value rose 1.1% quarter-over-quarter to $39.8B.

Based on Commonwealth Equity Services's 13F filing for Q3 2021, filed 29 Oct 2021.