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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.7%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$39.8B
AUM Growth
+$449M
Cap. Flow
+$1.04B
Cap. Flow %
2.62%
Top 10 Hldgs %
18.19%
Holding
3,732
New
211
Increased
1,963
Reduced
1,266
Closed
158

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$75.1M
2
MSFT icon
Microsoft
MSFT
+$27.6M
3
FJUL icon
FT Vest US Equity Buffer ETF July
FJUL
+$26.7M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$25.6M
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$24.5M

Top Sells

Rank Stock Value
1
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$17.1M
2
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$14.7M
3
FCAL icon
First Trust California Municipal High income ETF
FCAL
+$12.6M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$12.3M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Financials 6.15%
3 Consumer Discretionary 5.1%
4 Healthcare 4.93%
5 Communication Services 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PUI icon
2651
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$56.8M
$399K ﹤0.01%
12,299
-1,581
-11% -$53.8K
CLBK icon
2652
Columbia Financial
CLBK
$1.13B
$398K ﹤0.01%
21,563
-1,200
-5% -$21.5K
STLA icon
2653
Stellantis
STLA
$16.5B
$398K ﹤0.01%
20,845
-255
-1% -$5.05K
NAVI icon
2654
Navient
NAVI
$774M
$397K ﹤0.01%
20,156
-13,604
-40% -$292K
ZTR
2655
Virtus Total Return Fund
ZTR
$340M
$397K ﹤0.01%
42,702
+26,526
+164% +$256K
MMIT icon
2656
IQ MacKay Municipal Intermediate ETF
MMIT
$1.46B
$396K ﹤0.01%
14,834
+2,116
+17% +$57K
MVF
2657
DELISTED
BlackRock MuniVest Fund
MVF
$396K ﹤0.01%
41,900
-214
-0.5% -$2.09K
RCI icon
2658
Rogers Communications
RCI
$17.7B
$396K ﹤0.01%
8,498
-467
-5% -$23.5K
SGU icon
2659
Star Group
SGU
$428M
$396K ﹤0.01%
38,891
+71
+0.2% +$769
SSNC icon
2660
SS&C Technologies
SSNC
$17.8B
$396K ﹤0.01%
5,719
-404
-7% -$29.9K
TEN
2661
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$396K ﹤0.01%
27,791
+197
+0.7% +$3.18K
B
2662
DELISTED
Barnes Group Inc.
B
$395K ﹤0.01%
9,477
-1,169
-11% -$55.7K
COR
2663
DELISTED
Coresite Realty Corporation
COR
$395K ﹤0.01%
2,856
-232
-8% -$33.1K
JMBS icon
2664
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.71B
$394K ﹤0.01%
7,424
-2,820
-28% -$150K
SMIN icon
2665
iShares MSCI India Small-Cap ETF
SMIN
$722M
$394K ﹤0.01%
6,557
-991
-13% -$56.8K
UMC icon
2666
United Microelectronic
UMC
$48.9B
$394K ﹤0.01%
34,551
+2,982
+9% +$32K
ABCL icon
2667
AbCellera Biologics
ABCL
$1.62B
$393K ﹤0.01%
+19,624
New +$347K
FNLC icon
2668
First Bancorp
FNLC
$394M
$393K ﹤0.01%
13,507
+20
+0.1% +$580
THC icon
2669
Tenet Healthcare
THC
$20.1B
$393K ﹤0.01%
5,924
-1,468
-20% -$104K
NSL
2670
DELISTED
NUVEEN SENIOR INCM FD
NSL
$393K ﹤0.01%
67,309
-15,116
-18% -$87.9K
LUNA
2671
DELISTED
Luna Innovations Incorporated
LUNA
$393K ﹤0.01%
41,436
– –
AJRD
2672
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$392K ﹤0.01%
9,023
+309
+4% +$13.8K
NBO
2673
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$392K ﹤0.01%
29,875
+12,500
+72% +$166K
LTC
2674
LTC Properties
LTC
$2.16B
$391K ﹤0.01%
12,346
-446
-3% -$15.9K
YEXT icon
2675
Yext
YEXT
$501M
$391K ﹤0.01%
32,547
-455
-1% -$5.86K
105 106
107
108 109

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Commonwealth Equity Services's Q3 2021 Portfolio in Review

As of Q3 2021, Commonwealth Equity Services held 3,732 positions worth $39.8B, up 1.1% from $39.4B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Commonwealth Equity Services's Q3 2021 filing shows 211 new, 1,963 increased, 1,266 reduced and 158 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M. The largest sale was FT Vest US Equity Buffer ETF November, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Commonwealth Equity Services's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M.
  • Commonwealth Equity Services added most to UnitedHealth in Q3 2021, an estimated $75.1M increase.
  • Commonwealth Equity Services's biggest Q3 2021 reduction was FT Vest US Equity Buffer ETF November, cutting an estimated $17.1M.
  • Commonwealth Equity Services fully exited Maxim Integrated Products in Q3 2021, selling an estimated $5.14M.
  • Commonwealth Equity Services's ten largest holdings make up 18% of its $39.8B portfolio in Q3 2021.
  • Commonwealth Equity Services opened 211 new positions and closed 158 in Q3 2021.
  • Commonwealth Equity Services's portfolio value rose 1.1% quarter-over-quarter to $39.8B.

Based on Commonwealth Equity Services's 13F filing for Q3 2021, filed 29 Oct 2021.