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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.7%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$39.8B
AUM Growth
+$449M
Cap. Flow
+$1.04B
Cap. Flow %
2.62%
Top 10 Hldgs %
18.19%
Holding
3,732
New
211
Increased
1,963
Reduced
1,266
Closed
158

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$75.1M
2
MSFT icon
Microsoft
MSFT
+$27.6M
3
FJUL icon
FT Vest US Equity Buffer ETF July
FJUL
+$26.7M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$25.6M
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$24.5M

Top Sells

Rank Stock Value
1
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$17.1M
2
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$14.7M
3
FCAL icon
First Trust California Municipal High income ETF
FCAL
+$12.6M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$12.3M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Financials 6.15%
3 Consumer Discretionary 5.1%
4 Healthcare 4.93%
5 Communication Services 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MIC
2626
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$413K ﹤0.01%
10,200
-298
-3% -$11.8K
IBMO icon
2627
iShares iBonds Dec 2026 Term Muni Bond ETF
IBMO
$579M
$412K ﹤0.01%
15,356
+1
+0% +$27
BHC icon
2628
Bausch Health
BHC
$1.65B
$411K ﹤0.01%
14,790
+100
+0.7% +$2.84K
GNR icon
2629
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.75B
$411K ﹤0.01%
8,007
– –
HTY
2630
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$410K ﹤0.01%
62,633
-826
-1% -$5.54K
NTSX icon
2631
WisdomTree US Efficient Core Fund
NTSX
$1.34B
$408K ﹤0.01%
10,026
-2,068
-17% -$86.9K
NUEM icon
2632
Nuveen ESG Emerging Markets Equity ETF
NUEM
$367M
$408K ﹤0.01%
12,068
+1,196
+11% +$41.9K
APAM icon
2633
Artisan Partners
APAM
$2.79B
$407K ﹤0.01%
8,320
+199
+2% +$10K
MAN icon
2634
ManpowerGroup
MAN
$2.39B
$407K ﹤0.01%
3,758
-763
-17% -$88.9K
SII
2635
Sprott
SII
$2.65B
$407K ﹤0.01%
11,095
+1,027
+10% +$37.6K
CSD icon
2636
Invesco S&P Spin-Off ETF
CSD
$225M
$406K ﹤0.01%
6,472
– –
KNGZ icon
2637
First Trust Exchange-Traded Fund VI First Trust S&P 500 Diversified Dividend Aristocrats ETF
KNGZ
$63M
$406K ﹤0.01%
13,964
-2,199
-14% -$65.1K
NEU icon
2638
NewMarket
NEU
$7.17B
$405K ﹤0.01%
1,198
-164
-12% -$53.7K
VCYT icon
2639
Veracyte
VCYT
$4.52B
$405K ﹤0.01%
8,725
+835
+11% +$36.4K
LAC
2640
DELISTED
Lithium Americas Corp. Common Shares
LAC
$405K ﹤0.01%
18,164
-7,145
-28% -$126K
LVHI icon
2641
Franklin International Low Volatility High Dividend Index ETF
LVHI
$5.3B
$404K ﹤0.01%
15,826
-1,010
-6% -$26.5K
TBCH
2642
Turtle Beach Corp
TBCH
$239M
$404K ﹤0.01%
+14,557
New +$425K
CVSA
2643
Covista Inc
CVSA
$3.94B
$403K ﹤0.01%
10,677
-2,302
-18% -$85.4K
RIG icon
2644
Transocean
RIG
$5.92B
$403K ﹤0.01%
106,438
+15,918
+18% +$57.9K
ARWR icon
2645
Arrowhead Research
ARWR
$12.1B
$402K ﹤0.01%
6,449
-4,485
-41% -$290K
KNG icon
2646
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.4B
$402K ﹤0.01%
7,759
+2,889
+59% +$157K
FND icon
2647
Floor & Decor
FND
$5.81B
$401K ﹤0.01%
3,322
+736
+28% +$87.8K
SVC
2648
Service Properties Trust
SVC
$1.1B
$401K ﹤0.01%
7,159
+508
+8% +$28.9K
EWT icon
2649
iShares MSCI Taiwan ETF
EWT
$10B
$400K ﹤0.01%
6,457
+456
+8% +$29.1K
LEGR icon
2650
First Trust Indxx Innovative Transaction & Process ETF
LEGR
$127M
$399K ﹤0.01%
9,478
+780
+9% +$33.3K
104 105
106
107 108

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Commonwealth Equity Services's Q3 2021 Portfolio in Review

As of Q3 2021, Commonwealth Equity Services held 3,732 positions worth $39.8B, up 1.1% from $39.4B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Commonwealth Equity Services's Q3 2021 filing shows 211 new, 1,963 increased, 1,266 reduced and 158 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M. The largest sale was FT Vest US Equity Buffer ETF November, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Commonwealth Equity Services's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M.
  • Commonwealth Equity Services added most to UnitedHealth in Q3 2021, an estimated $75.1M increase.
  • Commonwealth Equity Services's biggest Q3 2021 reduction was FT Vest US Equity Buffer ETF November, cutting an estimated $17.1M.
  • Commonwealth Equity Services fully exited Maxim Integrated Products in Q3 2021, selling an estimated $5.14M.
  • Commonwealth Equity Services's ten largest holdings make up 18% of its $39.8B portfolio in Q3 2021.
  • Commonwealth Equity Services opened 211 new positions and closed 158 in Q3 2021.
  • Commonwealth Equity Services's portfolio value rose 1.1% quarter-over-quarter to $39.8B.

Based on Commonwealth Equity Services's 13F filing for Q3 2021, filed 29 Oct 2021.