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Commonwealth Equity Services

Commonwealth Equity Services Portfolio holdings

AUM $71.6B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-0.7%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.42%
5 Year Est. Return
+73.55%
10 Year Est. Return
+239.11%
AUM
$39.8B
AUM Growth
+$449M
Cap. Flow
+$1.04B
Cap. Flow %
2.62%
Top 10 Hldgs %
18.19%
Holding
3,732
New
211
Increased
1,963
Reduced
1,266
Closed
158

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$75.1M
2
MSFT icon
Microsoft
MSFT
+$27.6M
3
FJUL icon
FT Vest US Equity Buffer ETF July
FJUL
+$26.7M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$25.6M
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$24.5M

Top Sells

Rank Stock Value
1
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$17.1M
2
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$14.7M
3
FCAL icon
First Trust California Municipal High income ETF
FCAL
+$12.6M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$12.3M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 11.42%
2 Financials 6.15%
3 Consumer Discretionary 5.1%
4 Healthcare 4.93%
5 Communication Services 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYI
2601
Western Asset High Yield Opportunity Fund Inc
HYI
$134M
$423K ﹤0.01%
26,564
+356
+1% +$5.59K
NTES icon
2602
NetEase
NTES
$76.5B
$422K ﹤0.01%
4,947
-2,059
-29% -$194K
PSR icon
2603
Invesco Active US Real Estate Fund
PSR
$60.7M
$422K ﹤0.01%
4,098
+180
+5% +$19.4K
PRLD icon
2604
Prelude Therapeutics
PRLD
$305M
$421K ﹤0.01%
13,482
+2,555
+23% +$82.7K
VEGI icon
2605
iShares MSCI Agriculture Producers ETF
VEGI
$159M
$421K ﹤0.01%
10,816
-847
-7% -$33.3K
CEI
2606
DELISTED
Camber Energy, Inc
CEI
$421K ﹤0.01%
+2,206
New +$99.3K
AGD
2607
abrdn Global Dynamic Dividend Fund
AGD
$315M
$420K ﹤0.01%
36,155
+826
+2% +$10K
BCD icon
2608
abrdn Bloomberg All Commodity Longer Dated Strategy K-1 Free ETF
BCD
$409M
$419K ﹤0.01%
12,743
– –
NJAN icon
2609
Innovator Growth-100 Power Buffer ETF January
NJAN
$349M
$419K ﹤0.01%
10,190
-1,810
-15% -$74.6K
RWX icon
2610
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
$419K ﹤0.01%
11,827
-44
-0.4% -$1.65K
FFLC icon
2611
Fidelity Fundamental Large Cap Core ETF
FFLC
$1.18B
$419K ﹤0.01%
+14,735
New +$429K
NAPR icon
2612
Innovator Growth-100 Power Buffer ETF April
NAPR
$208M
$418K ﹤0.01%
11,115
-3,104
-22% -$117K
WPP icon
2613
WPP
WPP
$4.04B
$418K ﹤0.01%
6,236
+110
+2% +$7.37K
EBS icon
2614
Emergent Biosolutions
EBS
$375M
$417K ﹤0.01%
8,332
-4,072
-33% -$247K
JRO
2615
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$417K ﹤0.01%
41,848
+11,555
+38% +$113K
JHMC
2616
DELISTED
John Hancock Multifactor Consumer Discretionary ETF
JHMC
$417K ﹤0.01%
8,033
-25
-0.3% -$1.32K
NUDM icon
2617
Nuveen ESG International Developed Markets Equity ETF
NUDM
$694M
$416K ﹤0.01%
13,294
+2,509
+23% +$80.8K
BLES icon
2618
Inspire Global Hope ETF
BLES
$158M
$415K ﹤0.01%
10,899
+319
+3% +$12.5K
CLOV icon
2619
Clover Health Investments
CLOV
$2.28B
$415K ﹤0.01%
56,243
+36,445
+184% +$312K
DGT icon
2620
State Street SPDR Global Dow ETF
DGT
$607M
$414K ﹤0.01%
3,803
+587
+18% +$65.1K
EUSA icon
2621
iShares MSCI USA Equal Weighted ETF
EUSA
$1.84B
$414K ﹤0.01%
4,958
+2,113
+74% +$181K
ARMR
2622
DELISTED
Armor US Equity Index ETF
ARMR
$414K ﹤0.01%
+16,978
New +$427K
SAFM
2623
DELISTED
Sanderson Farms Inc
SAFM
$414K ﹤0.01%
2,200
-101
-4% -$19.1K
BAND
2624
Bandwidth Inc
BAND
$1.91B
$413K ﹤0.01%
4,578
+21
+0.5% +$2.42K
CCS icon
2625
Century Communities
CCS
$2B
$413K ﹤0.01%
6,731
+522
+8% +$34.6K
103 104
105
106 107

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Commonwealth Equity Services's Q3 2021 Portfolio in Review

As of Q3 2021, Commonwealth Equity Services held 3,732 positions worth $39.8B, up 1.1% from $39.4B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Commonwealth Equity Services's Q3 2021 filing shows 211 new, 1,963 increased, 1,266 reduced and 158 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M. The largest sale was FT Vest US Equity Buffer ETF November, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Commonwealth Equity Services's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 924,999 shares worth $23.9M.
  • Commonwealth Equity Services added most to UnitedHealth in Q3 2021, an estimated $75.1M increase.
  • Commonwealth Equity Services's biggest Q3 2021 reduction was FT Vest US Equity Buffer ETF November, cutting an estimated $17.1M.
  • Commonwealth Equity Services fully exited Maxim Integrated Products in Q3 2021, selling an estimated $5.14M.
  • Commonwealth Equity Services's ten largest holdings make up 18% of its $39.8B portfolio in Q3 2021.
  • Commonwealth Equity Services opened 211 new positions and closed 158 in Q3 2021.
  • Commonwealth Equity Services's portfolio value rose 1.1% quarter-over-quarter to $39.8B.

Based on Commonwealth Equity Services's 13F filing for Q3 2021, filed 29 Oct 2021.